Two desiderata of reinforcement learning (RL) algorithms are the ability to learn from relatively little experience and the ability to learn policies that generalize to a range of problem specifications. In factored state spaces, one approach towards achieving both goals is to learn state abstractions, which only keep the necessary variables for learning the tasks at hand. This paper introduces Causal Bisimulation Modeling (CBM), a method that learns the causal relationships in the dynamics and reward functions for each task to derive a minimal, task-specific abstraction. CBM leverages and improves implicit modeling to train a high-fidelity causal dynamics model that can be reused for all tasks in the same environment. Empirical validation on manipulation environments and Deepmind Control Suite reveals that CBM's learned implicit dynamics models identify the underlying causal relationships and state abstractions more accurately than explicit ones. Furthermore, the derived state abstractions allow a task learner to achieve near-oracle levels of sample efficiency and outperform baselines on all tasks.
Counterfactual explanations (CEs) enhance the interpretability of machine learning models by describing what changes to an input are necessary to change its prediction to a desired class. These explanations are commonly used to guide users' actions, e.g., by describing how a user whose loan application was denied can be approved for a loan in the future. Existing approaches generate CEs by focusing on a single, fixed model, and do not provide any formal guarantees on the CEs' future validity. When models are updated periodically to account for data shift, if the generated CEs are not robust to the shifts, users' actions may no longer have the desired impacts on their predictions. This paper introduces VeriTraCER, an approach that jointly trains a classifier and an explainer to explicitly consider the robustness of the generated CEs to small model shifts. VeriTraCER optimizes over a carefully designed loss function that ensures the verifiable robustness of CEs to local model updates, thus providing deterministic guarantees to CE validity. Our empirical evaluation demonstrates that VeriTraCER generates CEs that (1) are verifiably robust to small model updates and (2) display competitive robustness to state-of-the-art approaches in handling empirical model updates including random initialization, leave-one-out, and distribution shifts.
The capabilities of large language models (LLMs) have been progressing at a breathtaking speed, leaving even their own developers grappling with the depth of their potential and risks. While initial steps have been taken to evaluate the safety and alignment of general-knowledge LLMs, exposing some weaknesses, to our knowledge, the safety and alignment of medical LLMs has not been evaluated despite their risks for personal health and safety, public health and safety, and human rights. To this end, we carry out the first safety evaluation for medical LLMs. Specifically, we set forth a definition of medical safety and alignment for medical artificial intelligence systems, develop a dataset of harmful medical questions to evaluate the medical safety and alignment of an LLM, evaluate both general and medical safety and alignment of medical LLMs, demonstrate fine-tuning as an effective mitigation strategy, and discuss broader, large-scale approaches used by the machine learning community to develop safe and aligned LLMs. We hope that this work casts light on the safety and alignment of medical LLMs and motivates future work to study it and develop additional mitigation strategies, minimizing the risks of harm of LLMs in medicine.
State-of-the-art decentralized learning algorithms typically require the data distribution to be Independent and Identically Distributed (IID). However, in practical scenarios, the data distribution across the agents can have significant heterogeneity. In this work, we propose averaging rate scheduling as a simple yet effective way to reduce the impact of heterogeneity in decentralized learning. Our experiments illustrate the superiority of the proposed method (~3% improvement in test accuracy) compared to the conventional approach of employing a constant averaging rate.
This study explores the benefits of integrating the novel clustered federated learning (CFL) approach with non-orthogonal multiple access (NOMA) under non-independent and identically distributed (non-IID) datasets, where multiple devices participate in the aggregation with time limitations and a finite number of sub-channels. A detailed theoretical analysis of the generalization gap that measures the degree of non-IID in the data distribution is presented. Following that, solutions to address the challenges posed by non-IID conditions are proposed with the analysis of the properties. Specifically, users' data distributions are parameterized as concentration parameters and grouped using spectral clustering, with Dirichlet distribution serving as the prior. The investigation into the generalization gap and convergence rate guides the design of sub-channel assignments through the matching-based algorithm, and the power allocation is achieved by Karush-Kuhn-Tucker (KKT) conditions with the derived closed-form solution. The extensive simulation results show that the proposed cluster-based FL framework can outperform FL baselines in terms of both test accuracy and convergence rate. Moreover, jointly optimizing sub-channel and power allocation in NOMA-enhanced networks can lead to a significant improvement.
Due to the inability to interact with the environment, offline reinforcement learning (RL) methods face the challenge of estimating the Out-of-Distribution (OOD) points. Existing methods for addressing this issue either control policy to exclude the OOD action or make the $Q$ function pessimistic. However, these methods can be overly conservative or fail to identify OOD areas accurately. To overcome this problem, we propose a Constrained Policy optimization with Explicit Behavior density (CPED) method that utilizes a flow-GAN model to explicitly estimate the density of behavior policy. By estimating the explicit density, CPED can accurately identify the safe region and enable optimization within the region, resulting in less conservative learning policies. We further provide theoretical results for both the flow-GAN estimator and performance guarantee for CPED by showing that CPED can find the optimal $Q$-function value. Empirically, CPED outperforms existing alternatives on various standard offline reinforcement learning tasks, yielding higher expected returns.
The prevailing grasp prediction methods predominantly rely on offline learning, overlooking the dynamic grasp learning that occurs during real-time adaptation to novel picking scenarios. These scenarios may involve previously unseen objects, variations in camera perspectives, and bin configurations, among other factors. In this paper, we introduce a novel approach, SSL-ConvSAC, that combines semi-supervised learning and reinforcement learning for online grasp learning. By treating pixels with reward feedback as labeled data and others as unlabeled, it efficiently exploits unlabeled data to enhance learning. In addition, we address the imbalance between labeled and unlabeled data by proposing a contextual curriculum-based method. We ablate the proposed approach on real-world evaluation data and demonstrate promise for improving online grasp learning on bin picking tasks using a physical 7-DoF Franka Emika robot arm with a suction gripper. Video: //youtu.be/OAro5pg8I9U
Contrastive learning models have achieved great success in unsupervised visual representation learning, which maximize the similarities between feature representations of different views of the same image, while minimize the similarities between feature representations of views of different images. In text summarization, the output summary is a shorter form of the input document and they have similar meanings. In this paper, we propose a contrastive learning model for supervised abstractive text summarization, where we view a document, its gold summary and its model generated summaries as different views of the same mean representation and maximize the similarities between them during training. We improve over a strong sequence-to-sequence text generation model (i.e., BART) on three different summarization datasets. Human evaluation also shows that our model achieves better faithfulness ratings compared to its counterpart without contrastive objectives.
Recent contrastive representation learning methods rely on estimating mutual information (MI) between multiple views of an underlying context. E.g., we can derive multiple views of a given image by applying data augmentation, or we can split a sequence into views comprising the past and future of some step in the sequence. Contrastive lower bounds on MI are easy to optimize, but have a strong underestimation bias when estimating large amounts of MI. We propose decomposing the full MI estimation problem into a sum of smaller estimation problems by splitting one of the views into progressively more informed subviews and by applying the chain rule on MI between the decomposed views. This expression contains a sum of unconditional and conditional MI terms, each measuring modest chunks of the total MI, which facilitates approximation via contrastive bounds. To maximize the sum, we formulate a contrastive lower bound on the conditional MI which can be approximated efficiently. We refer to our general approach as Decomposed Estimation of Mutual Information (DEMI). We show that DEMI can capture a larger amount of MI than standard non-decomposed contrastive bounds in a synthetic setting, and learns better representations in a vision domain and for dialogue generation.
Graph neural networks (GNNs) are a popular class of machine learning models whose major advantage is their ability to incorporate a sparse and discrete dependency structure between data points. Unfortunately, GNNs can only be used when such a graph-structure is available. In practice, however, real-world graphs are often noisy and incomplete or might not be available at all. With this work, we propose to jointly learn the graph structure and the parameters of graph convolutional networks (GCNs) by approximately solving a bilevel program that learns a discrete probability distribution on the edges of the graph. This allows one to apply GCNs not only in scenarios where the given graph is incomplete or corrupted but also in those where a graph is not available. We conduct a series of experiments that analyze the behavior of the proposed method and demonstrate that it outperforms related methods by a significant margin.
Dynamic programming (DP) solves a variety of structured combinatorial problems by iteratively breaking them down into smaller subproblems. In spite of their versatility, DP algorithms are usually non-differentiable, which hampers their use as a layer in neural networks trained by backpropagation. To address this issue, we propose to smooth the max operator in the dynamic programming recursion, using a strongly convex regularizer. This allows to relax both the optimal value and solution of the original combinatorial problem, and turns a broad class of DP algorithms into differentiable operators. Theoretically, we provide a new probabilistic perspective on backpropagating through these DP operators, and relate them to inference in graphical models. We derive two particular instantiations of our framework, a smoothed Viterbi algorithm for sequence prediction and a smoothed DTW algorithm for time-series alignment. We showcase these instantiations on two structured prediction tasks and on structured and sparse attention for neural machine translation.