Automatic prompt optimization is an important approach to improving the performance of large language models (LLMs). Recent research demonstrates the potential of using LLMs as prompt optimizers, which can generate improved task prompts via iterative refinement. In this paper, we propose a novel perspective to investigate the design of LLM-based prompt optimizers, by drawing an analogy with gradient-based model optimizers. To connect these two approaches, we identify two pivotal factors in model parameter learning: update direction and update method. Focused on the two aspects, we borrow the theoretical framework and learning methods from gradient-based optimization to design improved strategies for LLM-based prompt optimizers. By systematically analyzing a rich set of improvement strategies, we further develop a capable Gradient-inspired LLM-based Prompt Optimizer called GPO. At each step, it first retrieves relevant prompts from the optimization trajectory as the update direction. Then, it utilizes the generation-based refinement strategy to perform the update, while controlling the edit distance through a cosine-based decay strategy. Extensive experiments demonstrate the effectiveness and efficiency of GPO. In particular, GPO brings an additional improvement of up to 56.8% on Big-Bench Hard and 55.3% on MMLU compared to baseline methods.
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Mainstream approaches to aligning large language models (LLMs) heavily rely on human preference data, particularly when models require periodic updates. The standard process for iterative alignment of LLMs involves collecting new human feedback for each update. However, the data collection process is costly and challenging to scale. To address this issue, we introduce the "TS-Align" framework, which fine-tunes a policy model using pairwise feedback data automatically mined from its outputs. This automatic mining process is efficiently accomplished through the collaboration between a large-scale teacher model and a small-scale student model. The policy fine-tuning process can be iteratively repeated using on-policy generations within our proposed teacher-student collaborative framework. Through extensive experiments, we demonstrate that our final aligned policy outperforms the base policy model with an average win rate of 69.7% across seven conversational or instruction-following datasets. Furthermore, we show that the ranking capability of the teacher is effectively distilled into the student through our pipeline, resulting in a small-scale yet effective reward model for policy model alignment.
This study investigates the concept of the `right to be forgotten' within the context of large language models (LLMs). We explore machine unlearning as a pivotal solution, with a focus on pre-trained models--a notably under-researched area. Our research delineates a comprehensive framework for machine unlearning in pre-trained LLMs, encompassing a critical analysis of seven diverse unlearning methods. Through rigorous evaluation using curated datasets from arXiv, books, and GitHub, we establish a robust benchmark for unlearning performance, demonstrating that these methods are over $10^5$ times more computationally efficient than retraining. Our results show that integrating gradient ascent with gradient descent on in-distribution data improves hyperparameter robustness. We also provide detailed guidelines for efficient hyperparameter tuning in the unlearning process. Our findings advance the discourse on ethical AI practices, offering substantive insights into the mechanics of machine unlearning for pre-trained LLMs and underscoring the potential for responsible AI development.
The advancement of large language models (LLMs) has propelled the development of dialogue systems. Unlike the popular ChatGPT-like assistant model, which only satisfies the user's preferences, task-oriented dialogue systems have also faced new requirements and challenges in the broader business field. They are expected to provide correct responses at each dialogue turn, at the same time, achieve the overall goal defined by the task. By understanding rhetorical structures and topic structures via topic segmentation and discourse parsing, a dialogue system may do a better planning to achieve both objectives. However, while both structures belong to discourse structure in linguistics, rhetorical structure and topic structure are mostly modeled separately or with one assisting the other in the prior work. The interaction between these two structures has not been considered for joint modeling and mutual learning. Furthermore, unsupervised learning techniques to achieve the above are not well explored. To fill this gap, we propose an unsupervised mutual learning framework of two structures leveraging the global and local connections between them. We extend the topic modeling between non-adjacent discourse units to ensure global structural relevance with rhetorical structures. We also incorporate rhetorical structures into the topic structure through a graph neural network model to ensure local coherence consistency. Finally, we utilize the similarity between the two fused structures for mutual learning. The experimental results demonstrate that our methods outperform all strong baselines on two dialogue rhetorical datasets (STAC and Molweni), as well as dialogue topic datasets (Doc2Dial and TIAGE).
Large language models (LLMs) have not only revolutionized natural language processing but also extended their prowess to various domains, marking a significant stride towards artificial general intelligence. The interplay between LLMs and evolutionary algorithms (EAs), despite differing in objectives and methodologies, share a common pursuit of applicability in complex problems. Meanwhile, EA can provide an optimization framework for LLM's further enhancement under black-box settings, empowering LLM with flexible global search capacities. On the other hand, the abundant domain knowledge inherent in LLMs could enable EA to conduct more intelligent searches. Furthermore, the text processing and generative capabilities of LLMs would aid in deploying EAs across a wide range of tasks. Based on these complementary advantages, this paper provides a thorough review and a forward-looking roadmap, categorizing the reciprocal inspiration into two main avenues: LLM-enhanced EA and EA-enhanced LLM. Some integrated synergy methods are further introduced to exemplify the complementarity between LLMs and EAs in diverse scenarios, including code generation, software engineering, neural architecture search, and various generation tasks. As the first comprehensive review focused on the EA research in the era of LLMs, this paper provides a foundational stepping stone for understanding the collaborative potential of LLMs and EAs. The identified challenges and future directions offer guidance for researchers and practitioners to unlock the full potential of this innovative collaboration in propelling advancements in optimization and artificial intelligence. We have created a GitHub repository to index the relevant papers: //github.com/wuxingyu-ai/LLM4EC.
Large language models (LLMs) have proven to be highly effective across various natural language processing tasks. However, their large number of parameters poses significant challenges for practical deployment. Pruning, a technique aimed at reducing the size and complexity of LLMs, offers a potential solution by removing redundant components from the network. Despite the promise of pruning, existing methods often struggle to achieve substantial end-to-end LLM inference speedup. In this paper, we introduce SLEB, a novel approach designed to streamline LLMs by eliminating redundant transformer blocks. We choose the transformer block as the fundamental unit for pruning, because LLMs exhibit block-level redundancy with high similarity between the outputs of neighboring blocks. This choice allows us to effectively enhance the processing speed of LLMs. Our experimental results demonstrate that SLEB outperforms previous LLM pruning methods in accelerating LLM inference while also maintaining superior perplexity and accuracy, making SLEB as a promising technique for enhancing the efficiency of LLMs. The code is available at: //github.com/jiwonsong-dev/SLEB.
Large language models (LLMs) have demonstrated impressive capabilities in various natural language processing tasks. Despite this, their application to information retrieval (IR) tasks is still challenging due to the infrequent occurrence of many IR-specific concepts in natural language. While prompt-based methods can provide task descriptions to LLMs, they often fall short in facilitating a comprehensive understanding and execution of IR tasks, thereby limiting LLMs' applicability. To address this gap, in this work, we explore the potential of instruction tuning to enhance LLMs' proficiency in IR tasks. We introduce a novel instruction tuning dataset, INTERS, encompassing 20 tasks across three fundamental IR categories: query understanding, document understanding, and query-document relationship understanding. The data are derived from 43 distinct datasets with manually written templates. Our empirical results reveal that INTERS significantly boosts the performance of various publicly available LLMs, such as LLaMA, Mistral, and Phi, in IR tasks. Furthermore, we conduct extensive experiments to analyze the effects of instruction design, template diversity, few-shot demonstrations, and the volume of instructions on performance. We make our dataset and the fine-tuned models publicly accessible at //github.com/DaoD/INTERS.
We present semantic correctness proofs of forward-mode Automatic Differentiation (AD) for languages with sources of partiality such as partial operations, lazy conditionals on real parameters, iteration, and term and type recursion. We first define an AD macro on a standard call-by-value language with some primitive operations for smooth partial functions and constructs for real conditionals and iteration, as a unique structure preserving macro determined by its action on the primitive operations. We define a semantics for the language in terms of diffeological spaces, where the key idea is to make use of a suitable partiality monad. A semantic logical relations argument, constructed through a subsconing construction over diffeological spaces, yields a correctness proof of the defined AD macro. A key insight is that, to reason about differentiation at sum types, we work with relations which form sheaves. Next, we extend our language with term and type recursion. To model this in our semantics, we introduce a new notion of space, suitable for modeling both recursion and differentiation, by equipping a diffeological space with a compatible $\omega$cpo-structure. We demonstrate that our whole development extends to this setting. By making use of a semantic, rather than syntactic, logical relations argument, we circumvent the usual technicalities of logical relations techniques for type recursion.
With the continuous growth in the number of parameters of transformer-based pretrained language models (PLMs), particularly the emergence of large language models (LLMs) with billions of parameters, many natural language processing (NLP) tasks have demonstrated remarkable success. However, the enormous size and computational demands of these models pose significant challenges for adapting them to specific downstream tasks, especially in environments with limited computational resources. Parameter Efficient Fine-Tuning (PEFT) offers an effective solution by reducing the number of fine-tuning parameters and memory usage while achieving comparable performance to full fine-tuning. The demands for fine-tuning PLMs, especially LLMs, have led to a surge in the development of PEFT methods, as depicted in Fig. 1. In this paper, we present a comprehensive and systematic review of PEFT methods for PLMs. We summarize these PEFT methods, discuss their applications, and outline future directions. Furthermore, we conduct experiments using several representative PEFT methods to better understand their effectiveness in parameter efficiency and memory efficiency. By offering insights into the latest advancements and practical applications, this survey serves as an invaluable resource for researchers and practitioners seeking to navigate the challenges and opportunities presented by PEFT in the context of PLMs.
Large language models (LLMs) exhibit superior performance on various natural language tasks, but they are susceptible to issues stemming from outdated data and domain-specific limitations. In order to address these challenges, researchers have pursued two primary strategies, knowledge editing and retrieval augmentation, to enhance LLMs by incorporating external information from different aspects. Nevertheless, there is still a notable absence of a comprehensive survey. In this paper, we propose a review to discuss the trends in integration of knowledge and large language models, including taxonomy of methods, benchmarks, and applications. In addition, we conduct an in-depth analysis of different methods and point out potential research directions in the future. We hope this survey offers the community quick access and a comprehensive overview of this research area, with the intention of inspiring future research endeavors.
Transformer-based pretrained language models (T-PTLMs) have achieved great success in almost every NLP task. The evolution of these models started with GPT and BERT. These models are built on the top of transformers, self-supervised learning and transfer learning. Transformed-based PTLMs learn universal language representations from large volumes of text data using self-supervised learning and transfer this knowledge to downstream tasks. These models provide good background knowledge to downstream tasks which avoids training of downstream models from scratch. In this comprehensive survey paper, we initially give a brief overview of self-supervised learning. Next, we explain various core concepts like pretraining, pretraining methods, pretraining tasks, embeddings and downstream adaptation methods. Next, we present a new taxonomy of T-PTLMs and then give brief overview of various benchmarks including both intrinsic and extrinsic. We present a summary of various useful libraries to work with T-PTLMs. Finally, we highlight some of the future research directions which will further improve these models. We strongly believe that this comprehensive survey paper will serve as a good reference to learn the core concepts as well as to stay updated with the recent happenings in T-PTLMs.
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