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The performance of stochastic gradient descent (SGD), which is the simplest first-order optimizer for training deep neural networks, depends on not only the learning rate but also the batch size. They both affect the number of iterations and the stochastic first-order oracle (SFO) complexity needed for training. In particular, the previous numerical results indicated that, for SGD using a constant learning rate, the number of iterations needed for training decreases when the batch size increases, and the SFO complexity needed for training is minimized at a critical batch size and that it increases once the batch size exceeds that size. Here, we study the relationship between batch size and the iteration and SFO complexities needed for nonconvex optimization in deep learning with SGD using constant or decaying learning rates and show that SGD using the critical batch size minimizes the SFO complexity. We also provide numerical comparisons of SGD with the existing first-order optimizers and show the usefulness of SGD using a critical batch size. Moreover, we show that measured critical batch sizes are close to the sizes estimated from our theoretical results.

This paper presents the first systematic study of the evaluation of Deep Neural Networks (DNNs) for discrete dynamical systems under stochastic assumptions, with a focus on wildfire prediction. We develop a framework to study the impact of stochasticity on two classes of evaluation metrics: classification-based metrics, which assess fidelity to observed ground truth (GT), and proper scoring rules, which test fidelity-to-statistic. Our findings reveal that evaluating for fidelity-to-statistic is a reliable alternative in highly stochastic scenarios. We extend our analysis to real-world wildfire data, highlighting limitations in traditional wildfire prediction evaluation methods, and suggest interpretable stochasticity-compatible alternatives.

Cognitive Diagnosis Models (CDMs) provide a powerful statistical and psychometric tool for researchers and practitioners to learn fine-grained diagnostic information about respondents' latent attributes. There has been a growing interest in the use of CDMs for polytomous response data, as more and more items with multiple response options become widely used. Similar to many latent variable models, the identifiability of CDMs is critical for accurate parameter estimation and valid statistical inference. However, the existing identifiability results are primarily focused on binary response models and have not adequately addressed the identifiability of CDMs with polytomous responses. This paper addresses this gap by presenting sufficient and necessary conditions for the identifiability of the widely used DINA model with polytomous responses, with the aim to provide a comprehensive understanding of the identifiability of CDMs with polytomous responses and to inform future research in this field.

Solar flare prediction studies have been recently conducted with the use of Space-Weather MDI (Michelson Doppler Imager onboard Solar and Heliospheric Observatory) Active Region Patches (SMARP) and Space-Weather HMI (Helioseismic and Magnetic Imager onboard Solar Dynamics Observatory) Active Region Patches (SHARP), which are two currently available data products containing magnetic field characteristics of solar active regions. The present work is an effort to combine them into one data product, and perform some initial statistical analyses in order to further expand their application in space weather forecasting. The combined data are derived by filtering, rescaling, and merging the SMARP with SHARP parameters, which can then be spatially reduced to create uniform multivariate time series. The resulting combined MDI-HMI dataset currently spans the period between April 4, 1996, and December 13, 2022, and may be extended to a more recent date. This provides an opportunity to correlate and compare it with other space weather time series, such as the daily solar flare index or the statistical properties of the soft X-ray flux measured by the Geostationary Operational Environmental Satellites (GOES). Time-lagged cross-correlation indicates that a relationship may exist, where some magnetic field properties of active regions lead the flare index in time. Applying the rolling window technique makes it possible to see how this leader-follower dynamic varies with time. Preliminary results indicate that areas of high correlation generally correspond to increased flare activity during the peak solar cycle.

Hidden Markov Models with an underlying Mixture of Gaussian structure have proven effective in learning Human-Robot Interactions from demonstrations for various interactive tasks via Gaussian Mixture Regression. However, a mismatch occurs when segmenting the interaction using only the observed state of the human compared to the joint state of the human and the robot. To enhance this underlying segmentation and subsequently the predictive abilities of such Gaussian Mixture-based approaches, we take a hierarchical approach by learning an additional mixture distribution on the states at the transition boundary. This helps prevent misclassifications that usually occur in such states. We find that our framework improves the performance of the underlying Gaussian Mixture-based approach, which we evaluate on various interactive tasks such as handshaking and fistbumps.

Thanks to advances in deep learning techniques, Human Pose Estimation (HPE) has achieved significant progress in natural scenarios. However, these models perform poorly in artificial scenarios such as painting and sculpture due to the domain gap, constraining the development of virtual reality and augmented reality. With the growth of model size, retraining the whole model on both natural and artificial data is computationally expensive and inefficient. Our research aims to bridge the domain gap between natural and artificial scenarios with efficient tuning strategies. Leveraging the potential of language models, we enhance the adaptability of traditional pose estimation models across diverse scenarios with a novel framework called VLPose. VLPose leverages the synergy between language and vision to extend the generalization and robustness of pose estimation models beyond the traditional domains. Our approach has demonstrated improvements of 2.26% and 3.74% on HumanArt and MSCOCO, respectively, compared to state-of-the-art tuning strategies.

This study delves into the enhancement of Under-Display Camera (UDC) image restoration models, focusing on their robustness against adversarial attacks. Despite its innovative approach to seamless display integration, UDC technology faces unique image degradation challenges exacerbated by the susceptibility to adversarial perturbations. Our research initially conducts an in-depth robustness evaluation of deep-learning-based UDC image restoration models by employing several white-box and black-box attacking methods. This evaluation is pivotal in understanding the vulnerabilities of current UDC image restoration techniques. Following the assessment, we introduce a defense framework integrating adversarial purification with subsequent fine-tuning processes. First, our approach employs diffusion-based adversarial purification, effectively neutralizing adversarial perturbations. Then, we apply the fine-tuning methodologies to refine the image restoration models further, ensuring that the quality and fidelity of the restored images are maintained. The effectiveness of our proposed approach is validated through extensive experiments, showing marked improvements in resilience against typical adversarial attacks.

Foundation models (FMs) adapt well to specific domains or tasks with fine-tuning, and federated learning (FL) enables the potential for privacy-preserving fine-tuning of the FMs with on-device local data. For federated fine-tuning of FMs, we consider the FMs with small to medium parameter sizes of single digit billion at maximum, referred to as on-device FMs (ODFMs) that can be deployed on devices for inference but can only be fine-tuned with parameter efficient methods. In our work, we tackle the data and system heterogeneity problem of federated fine-tuning of ODFMs by proposing a novel method using heterogeneous low-rank approximations (LoRAs), namely HetLoRA. First, we show that the naive approach of using homogeneous LoRA ranks across devices face a trade-off between overfitting and slow convergence, and thus propose HetLoRA, which allows heterogeneous ranks across client devices and efficiently aggregates and distributes these heterogeneous LoRA modules. By applying rank self-pruning locally and sparsity-weighted aggregation at the server, HetLoRA combines the advantages of high and low-rank LoRAs, which achieves improved convergence speed and final performance compared to homogeneous LoRA. Furthermore, HetLoRA offers enhanced computation efficiency compared to full fine-tuning, making it suitable for federated fine-tuning across heterogeneous devices.

The rapid recent progress in machine learning (ML) has raised a number of scientific questions that challenge the longstanding dogma of the field. One of the most important riddles is the good empirical generalization of overparameterized models. Overparameterized models are excessively complex with respect to the size of the training dataset, which results in them perfectly fitting (i.e., interpolating) the training data, which is usually noisy. Such interpolation of noisy data is traditionally associated with detrimental overfitting, and yet a wide range of interpolating models -- from simple linear models to deep neural networks -- have recently been observed to generalize extremely well on fresh test data. Indeed, the recently discovered double descent phenomenon has revealed that highly overparameterized models often improve over the best underparameterized model in test performance. Understanding learning in this overparameterized regime requires new theory and foundational empirical studies, even for the simplest case of the linear model. The underpinnings of this understanding have been laid in very recent analyses of overparameterized linear regression and related statistical learning tasks, which resulted in precise analytic characterizations of double descent. This paper provides a succinct overview of this emerging theory of overparameterized ML (henceforth abbreviated as TOPML) that explains these recent findings through a statistical signal processing perspective. We emphasize the unique aspects that define the TOPML research area as a subfield of modern ML theory and outline interesting open questions that remain.

Reasoning with knowledge expressed in natural language and Knowledge Bases (KBs) is a major challenge for Artificial Intelligence, with applications in machine reading, dialogue, and question answering. General neural architectures that jointly learn representations and transformations of text are very data-inefficient, and it is hard to analyse their reasoning process. These issues are addressed by end-to-end differentiable reasoning systems such as Neural Theorem Provers (NTPs), although they can only be used with small-scale symbolic KBs. In this paper we first propose Greedy NTPs (GNTPs), an extension to NTPs addressing their complexity and scalability limitations, thus making them applicable to real-world datasets. This result is achieved by dynamically constructing the computation graph of NTPs and including only the most promising proof paths during inference, thus obtaining orders of magnitude more efficient models. Then, we propose a novel approach for jointly reasoning over KBs and textual mentions, by embedding logic facts and natural language sentences in a shared embedding space. We show that GNTPs perform on par with NTPs at a fraction of their cost while achieving competitive link prediction results on large datasets, providing explanations for predictions, and inducing interpretable models. Source code, datasets, and supplementary material are available online at //github.com/uclnlp/gntp.