This paper introduces subject granular privacy in the Federated Learning (FL) setting, where a subject is an individual whose private information is embodied by several data items either confined within a single federation user or distributed across multiple federation users. We formally define the notion of subject level differential privacy for FL. We propose three new algorithms that enforce subject level DP. Two of these algorithms are based on notions of user level local differential privacy (LDP) and group differential privacy respectively. The third algorithm is based on a novel idea of hierarchical gradient averaging (HiGradAvgDP) for subjects participating in a training mini-batch. We also introduce horizontal composition of privacy loss for a subject across multiple federation users. We show that horizontal composition is equivalent to sequential composition in the worst case. We prove the subject level DP guarantee for all our algorithms and empirically analyze them using the FEMNIST and Shakespeare datasets. Our evaluation shows that, of our three algorithms, HiGradAvgDP delivers the best model performance, approaching that of a model trained using a DP-SGD based algorithm that provides a weaker item level privacy guarantee.
Transfer learning through the use of pre-trained models has become a growing trend for the machine learning community. Consequently, numerous pre-trained models are released online to facilitate further research. However, it raises extensive concerns on whether these pre-trained models would leak privacy-sensitive information of their training data. Thus, in this work, we aim to answer the following questions: "Can we effectively recover private information from these pre-trained models? What are the sufficient conditions to retrieve such sensitive information?" We first explore different statistical information which can discriminate the private training distribution from other distributions. Based on our observations, we propose a novel private data reconstruction framework, SecretGen, to effectively recover private information. Compared with previous methods which can recover private data with the ground true prediction of the targeted recovery instance, SecretGen does not require such prior knowledge, making it more practical. We conduct extensive experiments on different datasets under diverse scenarios to compare SecretGen with other baselines and provide a systematic benchmark to better understand the impact of different auxiliary information and optimization operations. We show that without prior knowledge about true class prediction, SecretGen is able to recover private data with similar performance compared with the ones that leverage such prior knowledge. If the prior knowledge is given, SecretGen will significantly outperform baseline methods. We also propose several quantitative metrics to further quantify the privacy vulnerability of pre-trained models, which will help the model selection for privacy-sensitive applications. Our code is available at: //github.com/AI-secure/SecretGen.
Graph learning models are critical tools for researchers to explore graph-structured data. To train a capable graph learning model, a conventional method uses sufficient training data to train a graph model on a single device. However, it is prohibitive to do so in real-world scenarios due to privacy concerns. Federated learning provides a feasible solution to address such limitations via introducing various privacy-preserving mechanisms, such as differential privacy on graph edges. Nevertheless, differential privacy in federated graph learning secures the classified information maintained in graphs. It degrades the performances of the graph learning models. In this paper, we investigate how to implement differential privacy on graph edges and observe the performances decreasing in the experiments. We also note that the differential privacy on graph edges introduces noises to perturb graph proximity, which is one of the graph augmentations in graph contrastive learning. Inspired by that, we propose to leverage the advantages of graph contrastive learning to alleviate the performance dropping caused by differential privacy. Extensive experiments are conducted with several representative graph models and widely-used datasets, showing that contrastive learning indeed alleviates the models' performance dropping caused by differential privacy.
Federated learning (FL) is a privacy-preserving learning paradigm that allows multiple parities to jointly train a powerful machine learning model without sharing their private data. According to the form of collaboration, FL can be further divided into horizontal federated learning (HFL) and vertical federated learning (VFL). In HFL, participants share the same feature space and collaborate on data samples, while in VFL, participants share the same sample IDs and collaborate on features. VFL has a broader scope of applications and is arguably more suitable for joint model training between large enterprises. In this paper, we focus on VFL and investigate potential privacy leakage in real-world VFL frameworks. We design and implement two practical privacy attacks: reverse multiplication attack for the logistic regression VFL protocol; and reverse sum attack for the XGBoost VFL protocol. We empirically show that the two attacks are (1) effective - the adversary can successfully steal the private training data, even when the intermediate outputs are encrypted to protect data privacy; (2) evasive - the attacks do not deviate from the protocol specification nor deteriorate the accuracy of the target model; and (3) easy - the adversary needs little prior knowledge about the data distribution of the target participant. We also show the leaked information is as effective as the raw training data in training an alternative classifier. We further discuss potential countermeasures and their challenges, which we hope can lead to several promising research directions.
Learning representations of neural network weights given a model zoo is an emerging and challenging area with many potential applications from model inspection, to neural architecture search or knowledge distillation. Recently, an autoencoder trained on a model zoo was able to learn a hyper-representation, which captures intrinsic and extrinsic properties of the models in the zoo. In this work, we extend hyper-representations for generative use to sample new model weights as pre-training. We propose layer-wise loss normalization which we demonstrate is key to generate high-performing models and a sampling method based on the empirical density of hyper-representations. The models generated using our methods are diverse, performant and capable to outperform conventional baselines for transfer learning. Our results indicate the potential of knowledge aggregation from model zoos to new models via hyper-representations thereby paving the avenue for novel research directions.
Federated learning (FL) enables distributed devices to jointly train a shared model while keeping the training data local. Different from the horizontal FL (HFL) setting where each client has partial data samples, vertical FL (VFL), which allows each client to collect partial features, has attracted intensive research efforts recently. In this paper, we identified two challenges that state-of-the-art VFL frameworks are facing: (1) some works directly average the learned feature embeddings and therefore might lose the unique properties of each local feature set; (2) server needs to communicate gradients with the clients for each training step, incurring high communication cost that leads to rapid consumption of privacy budgets. In this paper, we aim to address the above challenges and propose an efficient VFL with multiple linear heads (VIM) framework, where each head corresponds to local clients by taking the separate contribution of each client into account. In addition, we propose an Alternating Direction Method of Multipliers (ADMM)-based method to solve our optimization problem, which reduces the communication cost by allowing multiple local updates in each step, and thus leads to better performance under differential privacy. We consider various settings including VFL with model splitting and without model splitting. For both settings, we carefully analyze the differential privacy mechanism for our framework. Moreover, we show that a byproduct of our framework is that the weights of learned linear heads reflect the importance of local clients. We conduct extensive evaluations and show that on four real-world datasets, VIM achieves significantly higher performance and faster convergence compared with state-of-the-arts. We also explicitly evaluate the importance of local clients and show that VIM enables functionalities such as client-level explanation and client denoising.
We identify a new class of vulnerabilities in implementations of differential privacy. Specifically, they arise when computing basic statistics such as sums, thanks to discrepancies between the implemented arithmetic using finite data types (namely, ints or floats) and idealized arithmetic over the reals or integers. These discrepancies cause the sensitivity of the implemented statistics (i.e., how much one individual's data can affect the result) to be much higher than the sensitivity we expect. Consequently, essentially all differential privacy libraries fail to introduce enough noise to hide individual-level information as required by differential privacy, and we show that this may be exploited in realistic attacks on differentially private query systems. In addition to presenting these vulnerabilities, we also provide a number of solutions, which modify or constrain the way in which the sum is implemented in order to recover the idealized or near-idealized bounds on sensitivity.
Federated Learning (FL) is a decentralized machine-learning paradigm, in which a global server iteratively averages the model parameters of local users without accessing their data. User heterogeneity has imposed significant challenges to FL, which can incur drifted global models that are slow to converge. Knowledge Distillation has recently emerged to tackle this issue, by refining the server model using aggregated knowledge from heterogeneous users, other than directly averaging their model parameters. This approach, however, depends on a proxy dataset, making it impractical unless such a prerequisite is satisfied. Moreover, the ensemble knowledge is not fully utilized to guide local model learning, which may in turn affect the quality of the aggregated model. Inspired by the prior art, we propose a data-free knowledge distillation} approach to address heterogeneous FL, where the server learns a lightweight generator to ensemble user information in a data-free manner, which is then broadcasted to users, regulating local training using the learned knowledge as an inductive bias. Empirical studies powered by theoretical implications show that, our approach facilitates FL with better generalization performance using fewer communication rounds, compared with the state-of-the-art.
Federated learning (FL) is an emerging, privacy-preserving machine learning paradigm, drawing tremendous attention in both academia and industry. A unique characteristic of FL is heterogeneity, which resides in the various hardware specifications and dynamic states across the participating devices. Theoretically, heterogeneity can exert a huge influence on the FL training process, e.g., causing a device unavailable for training or unable to upload its model updates. Unfortunately, these impacts have never been systematically studied and quantified in existing FL literature. In this paper, we carry out the first empirical study to characterize the impacts of heterogeneity in FL. We collect large-scale data from 136k smartphones that can faithfully reflect heterogeneity in real-world settings. We also build a heterogeneity-aware FL platform that complies with the standard FL protocol but with heterogeneity in consideration. Based on the data and the platform, we conduct extensive experiments to compare the performance of state-of-the-art FL algorithms under heterogeneity-aware and heterogeneity-unaware settings. Results show that heterogeneity causes non-trivial performance degradation in FL, including up to 9.2% accuracy drop, 2.32x lengthened training time, and undermined fairness. Furthermore, we analyze potential impact factors and find that device failure and participant bias are two potential factors for performance degradation. Our study provides insightful implications for FL practitioners. On the one hand, our findings suggest that FL algorithm designers consider necessary heterogeneity during the evaluation. On the other hand, our findings urge system providers to design specific mechanisms to mitigate the impacts of heterogeneity.
As data are increasingly being stored in different silos and societies becoming more aware of data privacy issues, the traditional centralized training of artificial intelligence (AI) models is facing efficiency and privacy challenges. Recently, federated learning (FL) has emerged as an alternative solution and continue to thrive in this new reality. Existing FL protocol design has been shown to be vulnerable to adversaries within or outside of the system, compromising data privacy and system robustness. Besides training powerful global models, it is of paramount importance to design FL systems that have privacy guarantees and are resistant to different types of adversaries. In this paper, we conduct the first comprehensive survey on this topic. Through a concise introduction to the concept of FL, and a unique taxonomy covering: 1) threat models; 2) poisoning attacks and defenses against robustness; 3) inference attacks and defenses against privacy, we provide an accessible review of this important topic. We highlight the intuitions, key techniques as well as fundamental assumptions adopted by various attacks and defenses. Finally, we discuss promising future research directions towards robust and privacy-preserving federated learning.
Recommender systems play a crucial role in mitigating the problem of information overload by suggesting users' personalized items or services. The vast majority of traditional recommender systems consider the recommendation procedure as a static process and make recommendations following a fixed strategy. In this paper, we propose a novel recommender system with the capability of continuously improving its strategies during the interactions with users. We model the sequential interactions between users and a recommender system as a Markov Decision Process (MDP) and leverage Reinforcement Learning (RL) to automatically learn the optimal strategies via recommending trial-and-error items and receiving reinforcements of these items from users' feedbacks. In particular, we introduce an online user-agent interacting environment simulator, which can pre-train and evaluate model parameters offline before applying the model online. Moreover, we validate the importance of list-wise recommendations during the interactions between users and agent, and develop a novel approach to incorporate them into the proposed framework LIRD for list-wide recommendations. The experimental results based on a real-world e-commerce dataset demonstrate the effectiveness of the proposed framework.