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Federated learning (FedL) has emerged as a popular technique for distributing model training over a set of wireless devices, via iterative local updates (at devices) and global aggregations (at the server). In this paper, we develop parallel successive learning (PSL), which expands the FedL architecture along three dimensions: (i) Network, allowing decentralized cooperation among the devices via device-to-device (D2D) communications. (ii) Heterogeneity, interpreted at three levels: (ii-a) Learning: PSL considers heterogeneous number of stochastic gradient descent iterations with different mini-batch sizes at the devices; (ii-b) Data: PSL presumes a dynamic environment with data arrival and departure, where the distributions of local datasets evolve over time, captured via a new metric for model/concept drift. (ii-c) Device: PSL considers devices with different computation and communication capabilities. (iii) Proximity, where devices have different distances to each other and the access point. PSL considers the realistic scenario where global aggregations are conducted with idle times in-between them for resource efficiency improvements, and incorporates data dispersion and model dispersion with local model condensation into FedL. Our analysis sheds light on the notion of cold vs. warmed up models, and model inertia in distributed machine learning. We then propose network-aware dynamic model tracking to optimize the model learning vs. resource efficiency tradeoff, which we show is an NP-hard signomial programming problem. We finally solve this problem through proposing a general optimization solver. Our numerical results reveal new findings on the interdependencies between the idle times in-between the global aggregations, model/concept drift, and D2D cooperation configuration.

Federated edge learning (FEEL) is a promising distributed machine learning (ML) framework to drive edge intelligence applications. However, due to the dynamic wireless environments and the resource limitations of edge devices, communication becomes a major bottleneck. In this work, we propose time-correlated sparsification with hybrid aggregation (TCS-H) for communication-efficient FEEL, which exploits jointly the power of model compression and over-the-air computation. By exploiting the temporal correlations among model parameters, we construct a global sparsification mask, which is identical across devices, and thus enables efficient model aggregation over-the-air. Each device further constructs a local sparse vector to explore its own important parameters, which are aggregated via digital communication with orthogonal multiple access. We further design device scheduling and power allocation algorithms for TCS-H. Experiment results show that, under limited communication resources, TCS-H can achieve significantly higher accuracy compared to the conventional top-K sparsification with orthogonal model aggregation, with both i.i.d. and non-i.i.d. data distributions.

We address the relatively unexplored problem of hyper-parameter optimization (HPO) for federated learning (FL-HPO). We introduce Federated Loss SuRface Aggregation (FLoRA), a general FL-HPO solution framework that can address use cases of tabular data and any Machine Learning (ML) model including gradient boosting training algorithms and therefore further expands the scope of FL-HPO. FLoRA enables single-shot FL-HPO: identifying a single set of good hyper-parameters that are subsequently used in a single FL training. Thus, it enables FL-HPO solutions with minimal additional communication overhead compared to FL training without HPO. We theoretically characterize the optimality gap of FL-HPO, which explicitly accounts for the heterogeneous non-IID nature of the parties' local data distributions, a dominant characteristic of FL systems. Our empirical evaluation of FLoRA for multiple ML algorithms on seven OpenML datasets demonstrates significant model accuracy improvements over the considered baseline, and robustness to increasing number of parties involved in FL-HPO training.

Federated learning (FL) has been increasingly considered to preserve data training privacy from eavesdropping attacks in mobile edge computing-based Internet of Thing (EdgeIoT). On the one hand, the learning accuracy of FL can be improved by selecting the IoT devices with large datasets for training, which gives rise to a higher energy consumption. On the other hand, the energy consumption can be reduced by selecting the IoT devices with small datasets for FL, resulting in a falling learning accuracy. In this paper, we formulate a new resource allocation problem for EdgeIoT to balance the learning accuracy of FL and the energy consumption of the IoT device. We propose a new federated learning-enabled twin-delayed deep deterministic policy gradient (FLDLT3) framework to achieve the optimal accuracy and energy balance in a continuous domain. Furthermore, long short term memory (LSTM) is leveraged in FL-DLT3 to predict the time-varying network state while FL-DLT3 is trained to select the IoT devices and allocate the transmit power. Numerical results demonstrate that the proposed FL-DLT3 achieves fast convergence (less than 100 iterations) while the FL accuracy-to-energy consumption ratio is improved by 51.8% compared to existing state-of-the-art benchmark.

In recent years, data and computing resources are typically distributed in the devices of end users, various regions or organizations. Because of laws or regulations, the distributed data and computing resources cannot be directly shared among different regions or organizations for machine learning tasks. Federated learning emerges as an efficient approach to exploit distributed data and computing resources, so as to collaboratively train machine learning models, while obeying the laws and regulations and ensuring data security and data privacy. In this paper, we provide a comprehensive survey of existing works for federated learning. We propose a functional architecture of federated learning systems and a taxonomy of related techniques. Furthermore, we present the distributed training, data communication, and security of FL systems. Finally, we analyze their limitations and propose future research directions.

By combining Federated Learning with Differential Privacy, it has become possible to train deep models while taking privacy into account. Using Local Differential Privacy (LDP) does not require trust in the server, but its utility is limited due to strong gradient perturbations. On the other hand, client-level Central Differential Privacy (CDP) provides a good balance between the privacy and utility of the trained model, but requires trust in the central server since they have to share raw gradients. We propose OLIVE, a system that can benefit from CDP while eliminating the need for trust in the server as LDP achieves, by using Trusted Execution Environment (TEE), which has attracted much attention in recent years. In particular, OLIVE provides an efficient data oblivious algorithm to minimize the privacy risk that can occur during aggregation in a TEE even on a privileged untrusted server. In this work, firstly, we design an inference attack to leak training data privacy from index information of gradients which can be obtained by side channels in a sparsified gradients setting, and demonstrate the attack's effectiveness on real world dataset. Secondly, we propose a fully-oblivious but efficient algorithm that keeps the memory access patterns completely uniform and secure to protect privacy against the designed attack. We also demonstrate that our method works practically by various empirical experiments. Our experimental results show our proposed algorithm is more efficient compared to state-of-the-art general-purpose Oblivious RAM, and can be a practical method in the real-world scales.

Federated Learning (FL) is a decentralized machine-learning paradigm, in which a global server iteratively averages the model parameters of local users without accessing their data. User heterogeneity has imposed significant challenges to FL, which can incur drifted global models that are slow to converge. Knowledge Distillation has recently emerged to tackle this issue, by refining the server model using aggregated knowledge from heterogeneous users, other than directly averaging their model parameters. This approach, however, depends on a proxy dataset, making it impractical unless such a prerequisite is satisfied. Moreover, the ensemble knowledge is not fully utilized to guide local model learning, which may in turn affect the quality of the aggregated model. Inspired by the prior art, we propose a data-free knowledge distillation} approach to address heterogeneous FL, where the server learns a lightweight generator to ensemble user information in a data-free manner, which is then broadcasted to users, regulating local training using the learned knowledge as an inductive bias. Empirical studies powered by theoretical implications show that, our approach facilitates FL with better generalization performance using fewer communication rounds, compared with the state-of-the-art.

Federated learning has been showing as a promising approach in paving the last mile of artificial intelligence, due to its great potential of solving the data isolation problem in large scale machine learning. Particularly, with consideration of the heterogeneity in practical edge computing systems, asynchronous edge-cloud collaboration based federated learning can further improve the learning efficiency by significantly reducing the straggler effect. Despite no raw data sharing, the open architecture and extensive collaborations of asynchronous federated learning (AFL) still give some malicious participants great opportunities to infer other parties' training data, thus leading to serious concerns of privacy. To achieve a rigorous privacy guarantee with high utility, we investigate to secure asynchronous edge-cloud collaborative federated learning with differential privacy, focusing on the impacts of differential privacy on model convergence of AFL. Formally, we give the first analysis on the model convergence of AFL under DP and propose a multi-stage adjustable private algorithm (MAPA) to improve the trade-off between model utility and privacy by dynamically adjusting both the noise scale and the learning rate. Through extensive simulations and real-world experiments with an edge-could testbed, we demonstrate that MAPA significantly improves both the model accuracy and convergence speed with sufficient privacy guarantee.

In federated learning, multiple client devices jointly learn a machine learning model: each client device maintains a local model for its local training dataset, while a master device maintains a global model via aggregating the local models from the client devices. The machine learning community recently proposed several federated learning methods that were claimed to be robust against Byzantine failures (e.g., system failures, adversarial manipulations) of certain client devices. In this work, we perform the first systematic study on local model poisoning attacks to federated learning. We assume an attacker has compromised some client devices, and the attacker manipulates the local model parameters on the compromised client devices during the learning process such that the global model has a large testing error rate. We formulate our attacks as optimization problems and apply our attacks to four recent Byzantine-robust federated learning methods. Our empirical results on four real-world datasets show that our attacks can substantially increase the error rates of the models learnt by the federated learning methods that were claimed to be robust against Byzantine failures of some client devices. We generalize two defenses for data poisoning attacks to defend against our local model poisoning attacks. Our evaluation results show that one defense can effectively defend against our attacks in some cases, but the defenses are not effective enough in other cases, highlighting the need for new defenses against our local model poisoning attacks to federated learning.

We present one-shot federated learning, where a central server learns a global model over a network of federated devices in a single round of communication. Our approach - drawing on ensemble learning and knowledge aggregation - achieves an average relative gain of 51.5% in AUC over local baselines and comes within 90.1% of the (unattainable) global ideal. We discuss these methods and identify several promising directions of future work.