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In this paper, we study the trace regression when a matrix of parameters B* is estimated via the convex relaxation of a rank-regularized regression or via regularized non-convex optimization. It is known that these estimators satisfy near-optimal error bounds under assumptions on the rank, coherence, and spikiness of B*. We start by introducing a general notion of spikiness for B* that provides a generic recipe to prove the restricted strong convexity of the sampling operator of the trace regression and obtain near-optimal and non-asymptotic error bounds for the estimation error. Similar to the existing literature, these results require the regularization parameter to be above a certain theory-inspired threshold that depends on observation noise that may be unknown in practice. Next, we extend the error bounds to cases where the regularization parameter is chosen via cross-validation. This result is significant in that existing theoretical results on cross-validated estimators (Kale et al., 2011; Kumar et al., 2013; Abou-Moustafa and Szepesvari, 2017) do not apply to our setting since the estimators we study are not known to satisfy their required notion of stability. Finally, using simulations on synthetic and real data, we show that the cross-validated estimator selects a near-optimal penalty parameter and outperforms the theory-inspired approach of selecting the parameter.

Artificial intelligence (AI) promises immense benefits across sectors, yet also poses risks from dual-use potentials, biases, and unintended behaviors. This paper reviews emerging issues with opaque and uncontrollable AI systems and proposes an integrative framework called violet teaming to develop reliable and responsible AI. Violet teaming combines adversarial vulnerability probing (red teaming) with solutions for safety and security (blue teaming) while prioritizing ethics and social benefit. It emerged from AI safety research to manage risks proactively by design. The paper traces the evolution of red, blue, and purple teaming toward violet teaming, and then discusses applying violet techniques to address biosecurity risks of AI in biotechnology. Additional sections review key perspectives across law, ethics, cybersecurity, macrostrategy, and industry best practices essential for operationalizing responsible AI through holistic technical and social considerations. Violet teaming provides both philosophy and method for steering AI trajectories toward societal good. With conscience and wisdom, the extraordinary capabilities of AI can enrich humanity. But without adequate precaution, the risks could prove catastrophic. Violet teaming aims to empower moral technology for the common welfare.

Membership Inference Attack (MIA) identifies whether a record exists in a machine learning model's training set by querying the model. MIAs on the classic classification models have been well-studied, and recent works have started to explore how to transplant MIA onto generative models. Our investigation indicates that existing MIAs designed for generative models mainly depend on the overfitting in target models. However, overfitting can be avoided by employing various regularization techniques, whereas existing MIAs demonstrate poor performance in practice. Unlike overfitting, memorization is essential for deep learning models to attain optimal performance, making it a more prevalent phenomenon. Memorization in generative models leads to an increasing trend in the probability distribution of generating records around the member record. Therefore, we propose a Probabilistic Fluctuation Assessing Membership Inference Attack (PFAMI), a black-box MIA that infers memberships by detecting these trends via analyzing the overall probabilistic fluctuations around given records. We conduct extensive experiments across multiple generative models and datasets, which demonstrate PFAMI can improve the attack success rate (ASR) by about 27.9% when compared with the best baseline.

In this paper we consider the problem of recovering a low-rank Tucker approximation to a massive tensor based solely on structured random compressive measurements. Crucially, the proposed random measurement ensembles are both designed to be compactly represented (i.e., low-memory), and can also be efficiently computed in one-pass over the tensor. Thus, the proposed compressive sensing approach may be used to produce a low-rank factorization of a huge tensor that is too large to store in memory with a total memory footprint on the order of the much smaller desired low-rank factorization. In addition, the compressive sensing recovery algorithm itself (which takes the compressive measurements as input, and then outputs a low-rank factorization) also runs in a time which principally depends only on the size of the sought factorization, making its runtime sub-linear in the size of the large tensor one is approximating. Finally, unlike prior works related to (streaming) algorithms for low-rank tensor approximation from such compressive measurements, we present a unified analysis of both Kronecker and Khatri-Rao structured measurement ensembles culminating in error guarantees comparing the error of our recovery algorithm's approximation of the input tensor to the best possible low-rank Tucker approximation error achievable for the tensor by any possible algorithm. We further include an empirical study of the proposed approach that verifies our theoretical findings and explores various trade-offs of parameters of interest.

Although end-to-end (E2E) trainable automatic speech recognition (ASR) has shown great success by jointly learning acoustic and linguistic information, it still suffers from the effect of domain shifts, thus limiting potential applications. The E2E ASR model implicitly learns an internal language model (LM) which characterises the training distribution of the source domain, and the E2E trainable nature makes the internal LM difficult to adapt to the target domain with text-only data To solve this problem, this paper proposes decoupled structures for attention-based encoder-decoder (Decoupled-AED) and neural transducer (Decoupled-Transducer) models, which can achieve flexible domain adaptation in both offline and online scenarios while maintaining robust intra-domain performance. To this end, the acoustic and linguistic parts of the E2E model decoder (or prediction network) are decoupled, making the linguistic component (i.e. internal LM) replaceable. When encountering a domain shift, the internal LM can be directly replaced during inference by a target-domain LM, without re-training or using domain-specific paired speech-text data. Experiments for E2E ASR models trained on the LibriSpeech-100h corpus showed that the proposed decoupled structure gave 15.1% and 17.2% relative word error rate reductions on the TED-LIUM 2 and AESRC2020 corpora while still maintaining performance on intra-domain data.

This paper presents a novel approach named Persona-Grouping-Intelligence (PGI), which has been crafted to tackle the challenges posed by GPT models when applied to real-world business issues. PGI leverages the inherent capabilities of the GPT model to comprehend intricate language structures and generate responses that are contextually relevant. The experiment occurred in a business scenario where human intelligence was being underutilized due to less optimized business processes. The primary objective of this approach is to leverage GPT models to reduce the workload on humans in tasks that are extensive, monotonous, and repetitive. Instead, the focus is redirected toward decision-making activities. Remarkably, the experiment yielded an accuracy rate of 93.81% in validating 4,000 responses generated by the model, underscoring the effectiveness of the PGI strategies. Effectively addressing the issue of underutilized human intelligence, this paradigm shift aligns business environments with dynamic machine intelligence, enabling them to navigate the intricacies of real-world challenges. This approach facilitates the practical utilization of these models to tackle actual problems. The methodology offers an opportunity to reshape the fundamental structure of business processes by seamlessly integrating human decision-making with adaptable machine intelligence. Consequently, this optimization enhances operational efficiency and elevates strategic decision-making across diverse business contexts.

In learning-to-rank (LTR), optimizing only the relevance (or the expected ranking utility) can cause representational harm to certain categories of items. Moreover, if there is implicit bias in the relevance scores, LTR models may fail to optimize for true relevance. Previous works have proposed efficient algorithms to train stochastic ranking models that achieve fairness of exposure to the groups ex-ante (or, in expectation), which may not guarantee representation fairness to the groups ex-post, that is, after realizing a ranking from the stochastic ranking model. Typically, ex-post fairness is achieved by post-processing, but previous work does not train stochastic ranking models that are aware of this post-processing. In this paper, we propose a novel objective that maximizes expected relevance only over those rankings that satisfy given representation constraints to ensure ex-post fairness. Building upon recent work on an efficient sampler for ex-post group-fair rankings, we propose a group-fair Plackett-Luce model and show that it can be efficiently optimized for our objective in the LTR framework. Experiments on three real-world datasets show that our group-fair algorithm guarantees fairness alongside usually having better relevance compared to the LTR baselines. In addition, our algorithm also achieves better relevance than post-processing baselines, which also ensures ex-post fairness. Further, when implicit bias is injected into the training data, our algorithm typically outperforms existing LTR baselines in relevance.

Recently, ChatGPT, along with DALL-E-2 and Codex,has been gaining significant attention from society. As a result, many individuals have become interested in related resources and are seeking to uncover the background and secrets behind its impressive performance. In fact, ChatGPT and other Generative AI (GAI) techniques belong to the category of Artificial Intelligence Generated Content (AIGC), which involves the creation of digital content, such as images, music, and natural language, through AI models. The goal of AIGC is to make the content creation process more efficient and accessible, allowing for the production of high-quality content at a faster pace. AIGC is achieved by extracting and understanding intent information from instructions provided by human, and generating the content according to its knowledge and the intent information. In recent years, large-scale models have become increasingly important in AIGC as they provide better intent extraction and thus, improved generation results. With the growth of data and the size of the models, the distribution that the model can learn becomes more comprehensive and closer to reality, leading to more realistic and high-quality content generation. This survey provides a comprehensive review on the history of generative models, and basic components, recent advances in AIGC from unimodal interaction and multimodal interaction. From the perspective of unimodality, we introduce the generation tasks and relative models of text and image. From the perspective of multimodality, we introduce the cross-application between the modalities mentioned above. Finally, we discuss the existing open problems and future challenges in AIGC.

Few-shot Knowledge Graph (KG) completion is a focus of current research, where each task aims at querying unseen facts of a relation given its few-shot reference entity pairs. Recent attempts solve this problem by learning static representations of entities and references, ignoring their dynamic properties, i.e., entities may exhibit diverse roles within task relations, and references may make different contributions to queries. This work proposes an adaptive attentional network for few-shot KG completion by learning adaptive entity and reference representations. Specifically, entities are modeled by an adaptive neighbor encoder to discern their task-oriented roles, while references are modeled by an adaptive query-aware aggregator to differentiate their contributions. Through the attention mechanism, both entities and references can capture their fine-grained semantic meanings, and thus render more expressive representations. This will be more predictive for knowledge acquisition in the few-shot scenario. Evaluation in link prediction on two public datasets shows that our approach achieves new state-of-the-art results with different few-shot sizes.

Deep neural networks (DNNs) are successful in many computer vision tasks. However, the most accurate DNNs require millions of parameters and operations, making them energy, computation and memory intensive. This impedes the deployment of large DNNs in low-power devices with limited compute resources. Recent research improves DNN models by reducing the memory requirement, energy consumption, and number of operations without significantly decreasing the accuracy. This paper surveys the progress of low-power deep learning and computer vision, specifically in regards to inference, and discusses the methods for compacting and accelerating DNN models. The techniques can be divided into four major categories: (1) parameter quantization and pruning, (2) compressed convolutional filters and matrix factorization, (3) network architecture search, and (4) knowledge distillation. We analyze the accuracy, advantages, disadvantages, and potential solutions to the problems with the techniques in each category. We also discuss new evaluation metrics as a guideline for future research.