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We model a Markov decision process, parametrized by an unknown parameter, and study the asymptotic behavior of a sampling-based algorithm, called Thompson sampling. The standard definition of regret is not always suitable to evaluate a policy, especially when the underlying chain structure is general. We show that the standard (expected) regret can grow (super-)linearly and fails to capture the notion of learning in realistic settings with non-trivial state evolution. By decomposing the standard (expected) regret, we develop a new metric, called the expected residual regret, which forgets the immutable consequences of past actions. Instead, it measures regret against the optimal reward moving forward from the current period. We show that the expected residual regret of the Thompson sampling algorithm is upper bounded by a term which converges exponentially fast to 0. We present conditions under which the posterior sampling error of Thompson sampling converges to 0 almost surely. We then introduce the probabilistic version of the expected residual regret and present conditions under which it converges to 0 almost surely. Thus, we provide a viable concept of learning for sampling algorithms which will serve useful in broader settings than had been considered previously.

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We present Direct Reward Fine-Tuning (DRaFT), a simple and effective method for fine-tuning diffusion models to maximize differentiable reward functions, such as scores from human preference models. We first show that it is possible to backpropagate the reward function gradient through the full sampling procedure, and that doing so achieves strong performance on a variety of rewards, outperforming reinforcement learning-based approaches. We then propose more efficient variants of DRaFT: DRaFT-K, which truncates backpropagation to only the last K steps of sampling, and DRaFT-LV, which obtains lower-variance gradient estimates for the case when K=1. We show that our methods work well for a variety of reward functions and can be used to substantially improve the aesthetic quality of images generated by Stable Diffusion 1.4. Finally, we draw connections between our approach and prior work, providing a unifying perspective on the design space of gradient-based fine-tuning algorithms.

High-resolution electron microscopy (HREM) imaging technique is a powerful tool for directly visualizing a broad range of materials in real-space. However, it faces challenges in denoising due to ultra-low signal-to-noise ratio (SNR) and scarce data availability. In this work, we propose Noise2SR, a zero-shot self-supervised learning (ZS-SSL) denoising framework for HREM. Within our framework, we propose a super-resolution (SR) based self-supervised training strategy, incorporating the Random Sub-sampler module. The Random Sub-sampler is designed to generate approximate infinite noisy pairs from a single noisy image, serving as an effective data augmentation in zero-shot denoising. Noise2SR trains the network with paired noisy images of different resolutions, which is conducted via SR strategy. The SR-based training facilitates the network adopting more pixels for supervision, and the random sub-sampling helps compel the network to learn continuous signals enhancing the robustness. Meanwhile, we mitigate the uncertainty caused by random-sampling by adopting minimum mean squared error (MMSE) estimation for the denoised results. With the distinctive integration of training strategy and proposed designs, Noise2SR can achieve superior denoising performance using a single noisy HREM image. We evaluate the performance of Noise2SR in both simulated and real HREM denoising tasks. It outperforms state-of-the-art ZS-SSL methods and achieves comparable denoising performance with supervised methods. The success of Noise2SR suggests its potential for improving the SNR of images in material imaging domains.

With the emergence of large language models (LLMs) and their ability to perform a variety of tasks, their application in recommender systems (RecSys) has shown promise. However, we are facing significant challenges when deploying LLMs into RecSys, such as limited prompt length, unstructured item information, and un-constrained generation of recommendations, leading to sub-optimal performance. To address these issues, we propose a novel method using a taxonomy dictionary. This method provides a systematic framework for categorizing and organizing items, improving the clarity and structure of item information. By incorporating the taxonomy dictionary into LLM prompts, we achieve efficient token utilization and controlled feature generation, leading to more accurate and contextually relevant recommendations. Our Taxonomy-guided Recommendation (TaxRec) approach features a two-step process: one-time taxonomy categorization and LLM-based recommendation, enabling zero-shot recommendations without the need for domain-specific fine-tuning. Experimental results demonstrate TaxRec significantly enhances recommendation quality compared to traditional zero-shot approaches, showcasing its efficacy as personal recommender with LLMs. Code is available at //github.com/yueqingliang1/TaxRec.

We develop statistical models for samples of distribution-valued stochastic processes featuring time-indexed univariate distributions, with emphasis on functional principal component analysis. The proposed model presents an intrinsic rather than transformation-based approach. The starting point is a transport process representation for distribution-valued processes under the Wasserstein metric. Substituting transports for distributions addresses the challenge of centering distribution-valued processes and leads to a useful and interpretable decomposition of each realized process into a process-specific single transport and a real-valued trajectory. This representation makes it possible to utilize a scalar multiplication operation for transports and facilitates not only functional principal component analysis but also to introduce a latent Gaussian process. This Gaussian process proves especially useful for the case where the distribution-valued processes are only observed on a sparse grid of time points, establishing an approach for longitudinal distribution-valued data. We study the convergence of the key components of this novel representation to their population targets and demonstrate the practical utility of the proposed approach through simulations and several data illustrations.

We study the visual semantic embedding problem for image-text matching. Most existing work utilizes a tailored cross-attention mechanism to perform local alignment across the two image and text modalities. This is computationally expensive, even though it is more powerful than the unimodal dual-encoder approach. This work introduces a dual-encoder image-text matching model, leveraging a scene graph to represent captions with nodes for objects and attributes interconnected by relational edges. Utilizing a graph attention network, our model efficiently encodes object-attribute and object-object semantic relations, resulting in a robust and fast-performing system. Representing caption as a scene graph offers the ability to utilize the strong relational inductive bias of graph neural networks to learn object-attribute and object-object relations effectively. To train the model, we propose losses that align the image and caption both at the holistic level (image-caption) and the local level (image-object entity), which we show is key to the success of the model. Our model is termed Composition model for Object Relations and Attributes, CORA. Experimental results on two prominent image-text retrieval benchmarks, Flickr30K and MSCOCO, demonstrate that CORA outperforms existing state-of-the-art computationally expensive cross-attention methods regarding recall score while achieving fast computation speed of the dual encoder.

Many modern spatio-temporal data sets, in sociology, epidemiology or seismology, for example, exhibit self-exciting characteristics, triggering and clustering behaviors both at the same time, that a suitable Hawkes space-time process can accurately capture. This paper aims to develop a fast and flexible parametric inference technique to recover the parameters of the kernel functions involved in the intensity function of a space-time Hawkes process based on such data. Our statistical approach combines three key ingredients: 1) kernels with finite support are considered, 2) the space-time domain is appropriately discretized, and 3) (approximate) precomputations are used. The inference technique we propose then consists of a $\ell_2$ gradient-based solver that is fast and statistically accurate. In addition to describing the algorithmic aspects, numerical experiments have been carried out on synthetic and real spatio-temporal data, providing solid empirical evidence of the relevance of the proposed methodology.

In-context learning (ICL) has emerged as a powerful paradigm leveraging LLMs for specific downstream tasks by utilizing labeled examples as demonstrations (demos) in the precondition prompts. Despite its promising performance, ICL suffers from instability with the choice and arrangement of examples. Additionally, crafted adversarial attacks pose a notable threat to the robustness of ICL. However, existing attacks are either easy to detect, rely on external models, or lack specificity towards ICL. This work introduces a novel transferable attack against ICL to address these issues, aiming to hijack LLMs to generate the target response or jailbreak. Our hijacking attack leverages a gradient-based prompt search method to learn and append imperceptible adversarial suffixes to the in-context demos without directly contaminating the user queries. Comprehensive experimental results across different generation and jailbreaking tasks highlight the effectiveness of our hijacking attack, resulting in distracted attention towards adversarial tokens and consequently leading to unwanted target outputs. We also propose a defense strategy against hijacking attacks through the use of extra clean demos, which enhances the robustness of LLMs during ICL. Broadly, this work reveals the significant security vulnerabilities of LLMs and emphasizes the necessity for in-depth studies on their robustness.

Current models for event causality identification (ECI) mainly adopt a supervised framework, which heavily rely on labeled data for training. Unfortunately, the scale of current annotated datasets is relatively limited, which cannot provide sufficient support for models to capture useful indicators from causal statements, especially for handing those new, unseen cases. To alleviate this problem, we propose a novel approach, shortly named CauSeRL, which leverages external causal statements for event causality identification. First of all, we design a self-supervised framework to learn context-specific causal patterns from external causal statements. Then, we adopt a contrastive transfer strategy to incorporate the learned context-specific causal patterns into the target ECI model. Experimental results show that our method significantly outperforms previous methods on EventStoryLine and Causal-TimeBank (+2.0 and +3.4 points on F1 value respectively).

Domain shift is a fundamental problem in visual recognition which typically arises when the source and target data follow different distributions. The existing domain adaptation approaches which tackle this problem work in the closed-set setting with the assumption that the source and the target data share exactly the same classes of objects. In this paper, we tackle a more realistic problem of open-set domain shift where the target data contains additional classes that are not present in the source data. More specifically, we introduce an end-to-end Progressive Graph Learning (PGL) framework where a graph neural network with episodic training is integrated to suppress underlying conditional shift and adversarial learning is adopted to close the gap between the source and target distributions. Compared to the existing open-set adaptation approaches, our approach guarantees to achieve a tighter upper bound of the target error. Extensive experiments on three standard open-set benchmarks evidence that our approach significantly outperforms the state-of-the-arts in open-set domain adaptation.

Multi-relation Question Answering is a challenging task, due to the requirement of elaborated analysis on questions and reasoning over multiple fact triples in knowledge base. In this paper, we present a novel model called Interpretable Reasoning Network that employs an interpretable, hop-by-hop reasoning process for question answering. The model dynamically decides which part of an input question should be analyzed at each hop; predicts a relation that corresponds to the current parsed results; utilizes the predicted relation to update the question representation and the state of the reasoning process; and then drives the next-hop reasoning. Experiments show that our model yields state-of-the-art results on two datasets. More interestingly, the model can offer traceable and observable intermediate predictions for reasoning analysis and failure diagnosis.

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