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In recent years, the rapid development of large language models (LLMs) has achieved remarkable performance across various tasks. However, research indicates that LLMs are vulnerable to jailbreak attacks, where adversaries can induce the generation of harmful content through meticulously crafted prompts. This vulnerability poses significant challenges to the secure use and promotion of LLMs. Existing defense methods offer protection from different perspectives but often suffer from insufficient effectiveness or a significant impact on the model's capabilities. In this paper, we propose a plug-and-play and easy-to-deploy jailbreak defense framework, namely Prefix Guidance (PG), which guides the model to identify harmful prompts by directly setting the first few tokens of the model's output. This approach combines the model's inherent security capabilities with an external classifier to defend against jailbreak attacks. We demonstrate the effectiveness of PG across three models and five attack methods. Compared to baselines, our approach is generally more effective on average. Additionally, results on the Just-Eval benchmark further confirm PG's superiority to preserve the model's performance. our code is available at //github.com/weiyezhimeng/Prefix-Guidance.

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ACM/IEEE第23屆模型驅動工程語言和系統國際會議,是模型驅動軟件和系統工程的首要會議系列,由ACM-SIGSOFT和IEEE-TCSE支持組織。自1998年以來,模型涵蓋了建模的各個方面,從語言和方法到工具和應用程序。模特的參加者來自不同的背景,包括研究人員、學者、工程師和工業專業人士。MODELS 2019是一個論壇,參與者可以圍繞建模和模型驅動的軟件和系統交流前沿研究成果和創新實踐經驗。今年的版本將為建模社區提供進一步推進建模基礎的機會,并在網絡物理系統、嵌入式系統、社會技術系統、云計算、大數據、機器學習、安全、開源等新興領域提出建模的創新應用以及可持續性。 官網鏈接: · MINE · 語言模型化 · 神經元 · 模態 ·
2024 年 10 月 7 日

In recent years, multimodal large language models (MLLMs) have significantly advanced, integrating more modalities into diverse applications. However, the lack of explainability remains a major barrier to their use in scenarios requiring decision transparency. Current neuron-level explanation paradigms mainly focus on knowledge localization or language- and domain-specific analyses, leaving the exploration of multimodality largely unaddressed. To tackle these challenges, we propose MINER, a transferable framework for mining modality-specific neurons (MSNs) in MLLMs, which comprises four stages: (1) modality separation, (2) importance score calculation, (3) importance score aggregation, (4) modality-specific neuron selection. Extensive experiments across six benchmarks and two representative MLLMs show that (I) deactivating ONLY 2% of MSNs significantly reduces MLLMs performance (0.56 to 0.24 for Qwen2-VL, 0.69 to 0.31 for Qwen2-Audio), (II) different modalities mainly converge in the lower layers, (III) MSNs influence how key information from various modalities converges to the last token, (IV) two intriguing phenomena worth further investigation, i.e., semantic probing and semantic telomeres. The source code is available at this URL.

With the aid of large language models, current conversational recommender system (CRS) has gaining strong abilities to persuade users to accept recommended items. While these CRSs are highly persuasive, they can mislead users by incorporating incredible information in their explanations, ultimately damaging the long-term trust between users and the CRS. To address this, we propose a simple yet effective method, called PC-CRS, to enhance the credibility of CRS's explanations during persuasion. It guides the explanation generation through our proposed credibility-aware persuasive strategies and then gradually refines explanations via post-hoc self-reflection. Experimental results demonstrate the efficacy of PC-CRS in promoting persuasive and credible explanations. Further analysis reveals the reason behind current methods producing incredible explanations and the potential of credible explanations to improve recommendation accuracy.

The remarkable performance of large language models (LLMs) in generation tasks has enabled practitioners to leverage publicly available models to power custom applications, such as chatbots and virtual assistants. However, the data used to train or fine-tune these LLMs is often undisclosed, allowing an attacker to compromise the data and inject backdoors into the models. In this paper, we develop a novel inference time defense, named CLEANGEN, to mitigate backdoor attacks for generation tasks in LLMs. CLEANGEN is a lightweight and effective decoding strategy that is compatible with the state-of-the-art (SOTA) LLMs. Our insight behind CLEANGEN is that compared to other LLMs, backdoored LLMs assign significantly higher probabilities to tokens representing the attacker-desired contents. These discrepancies in token probabilities enable CLEANGEN to identify suspicious tokens favored by the attacker and replace them with tokens generated by another LLM that is not compromised by the same attacker, thereby avoiding generation of attacker-desired content. We evaluate CLEANGEN against five SOTA backdoor attacks. Our results show that CLEANGEN achieves lower attack success rates (ASR) compared to five SOTA baseline defenses for all five backdoor attacks. Moreover, LLMs deploying CLEANGEN maintain helpfulness in their responses when serving benign user queries with minimal added computational overhead.

While retrieval augmented generation (RAG) has been shown to enhance factuality of large language model (LLM) outputs, LLMs still suffer from hallucination, generating incorrect or irrelevant information. One common detection strategy involves prompting the LLM again to assess whether its response is grounded in the retrieved evidence, but this approach is costly. Alternatively, lightweight natural language inference (NLI) models for efficient grounding verification can be used at inference time. While existing pre-trained NLI models offer potential solutions, their performance remains subpar compared to larger models on realistic RAG inputs. RAG inputs are more complex than most datasets used for training NLI models and have characteristics specific to the underlying knowledge base, requiring adaptation of the NLI models to a specific target domain. Additionally, the lack of labeled instances in the target domain makes supervised domain adaptation, e.g., through fine-tuning, infeasible. To address these challenges, we introduce Automatic Generative Domain Adaptation (Auto-GDA). Our framework enables unsupervised domain adaptation through synthetic data generation. Unlike previous methods that rely on handcrafted filtering and augmentation strategies, Auto-GDA employs an iterative process to continuously improve the quality of generated samples using weak labels from less efficient teacher models and discrete optimization to select the most promising augmented samples. Experimental results demonstrate the effectiveness of our approach, with models fine-tuned on synthetic data using Auto-GDA often surpassing the performance of the teacher model and reaching the performance level of LLMs at 10 % of their computational cost.

Large language models (LLMs) demonstrate impressive performance on a wide variety of tasks, but they often struggle with tasks that require multi-step reasoning or goal-directed planning. Both cognitive neuroscience and reinforcement learning (RL) have proposed a number of interacting functional components that together implement search and evaluation in multi-step decision making. These components include conflict monitoring, state prediction, state evaluation, task decomposition, and orchestration. To improve planning with LLMs, we propose an agentic architecture, the Modular Agentic Planner (MAP), in which planning is accomplished via the recurrent interaction of the specialized modules mentioned above, each implemented using an LLM. MAP improves planning through the interaction of specialized modules that break down a larger problem into multiple brief automated calls to the LLM. We evaluate MAP on three challenging planning tasks -- graph traversal, Tower of Hanoi, and the PlanBench benchmark -- as well as an NLP task requiring multi-step reasoning (strategyQA). We find that MAP yields significant improvements over both standard LLM methods (zero-shot prompting, in-context learning) and competitive baselines (chain-of-thought, multi-agent debate, and tree-of-thought), can be effectively combined with smaller and more cost-efficient LLMs (Llama3-70B), and displays superior transfer across tasks. These results suggest the benefit of a modular and multi-agent approach to planning with LLMs.

Instructions augmentation is a crucial step for unleashing the full potential of large language models (LLMs) in downstream tasks. Existing Self-Instruct methods primarily simulate new instructions from a few initial instructions with in-context learning. However, our study identifies a critical flaw in this approach: even with GPT4o, Self-Instruct cannot generate complex instructions of length $\ge 100$, which is necessary in complex tasks such as code completion. To address this issue, our key insight is that fine-tuning open source LLMs with only ten examples can produce complex instructions that maintain distributional consistency for complex reasoning tasks. We introduce Ada-Instruct, an adaptive instruction generator developed through fine-tuning. We empirically validated Ada-Instruct's efficacy across different applications. The results highlight Ada-Instruct's capacity to generate long, intricate, and distributionally consistent instructions.

The recent success of large language models (LLMs) trained on static, pre-collected, general datasets has sparked numerous research directions and applications. One such direction addresses the non-trivial challenge of integrating pre-trained LLMs into dynamic data distributions, task structures, and user preferences. Pre-trained LLMs, when tailored for specific needs, often experience significant performance degradation in previous knowledge domains -- a phenomenon known as "catastrophic forgetting". While extensively studied in the continual learning (CL) community, it presents new manifestations in the realm of LLMs. In this survey, we provide a comprehensive overview of the current research progress on LLMs within the context of CL. This survey is structured into four main sections: we first describe an overview of continually learning LLMs, consisting of two directions of continuity: vertical continuity (or vertical continual learning), i.e., continual adaptation from general to specific capabilities, and horizontal continuity (or horizontal continual learning), i.e., continual adaptation across time and domains (Section 3). We then summarize three stages of learning LLMs in the context of modern CL: Continual Pre-Training (CPT), Domain-Adaptive Pre-training (DAP), and Continual Fine-Tuning (CFT) (Section 4). Then we provide an overview of evaluation protocols for continual learning with LLMs, along with the current available data sources (Section 5). Finally, we discuss intriguing questions pertaining to continual learning for LLMs (Section 6). The full list of papers examined in this survey is available at //github.com/Wang-ML-Lab/llm-continual-learning-survey.

In the rapidly evolving landscape of artificial intelligence (AI), generative large language models (LLMs) stand at the forefront, revolutionizing how we interact with our data. However, the computational intensity and memory consumption of deploying these models present substantial challenges in terms of serving efficiency, particularly in scenarios demanding low latency and high throughput. This survey addresses the imperative need for efficient LLM serving methodologies from a machine learning system (MLSys) research perspective, standing at the crux of advanced AI innovations and practical system optimizations. We provide in-depth analysis, covering a spectrum of solutions, ranging from cutting-edge algorithmic modifications to groundbreaking changes in system designs. The survey aims to provide a comprehensive understanding of the current state and future directions in efficient LLM serving, offering valuable insights for researchers and practitioners in overcoming the barriers of effective LLM deployment, thereby reshaping the future of AI.

Since the launch of ChatGPT, a powerful AI Chatbot developed by OpenAI, large language models (LLMs) have made significant advancements in both academia and industry, bringing about a fundamental engineering paradigm shift in many areas. While LLMs are powerful, it is also crucial to best use their power where "prompt'' plays a core role. However, the booming LLMs themselves, including excellent APIs like ChatGPT, have several inherent limitations: 1) temporal lag of training data, and 2) the lack of physical capabilities to perform external actions. Recently, we have observed the trend of utilizing prompt-based tools to better utilize the power of LLMs for downstream tasks, but a lack of systematic literature and standardized terminology, partly due to the rapid evolution of this field. Therefore, in this work, we survey related prompting tools and promote the concept of the "Prompting Framework" (PF), i.e. the framework for managing, simplifying, and facilitating interaction with large language models. We define the lifecycle of the PF as a hierarchical structure, from bottom to top, namely: Data Level, Base Level, Execute Level, and Service Level. We also systematically depict the overall landscape of the emerging PF field and discuss potential future research and challenges. To continuously track the developments in this area, we maintain a repository at //github.com/lxx0628/Prompting-Framework-Survey, which can be a useful resource sharing platform for both academic and industry in this field.

The emergence of large language models (LLMs) has substantially influenced natural language processing, demonstrating exceptional results across various tasks. In this study, we employ ``Introspective Tips" to facilitate LLMs in self-optimizing their decision-making. By introspectively examining trajectories, LLM refines its policy by generating succinct and valuable tips. Our method enhances the agent's performance in both few-shot and zero-shot learning situations by considering three essential scenarios: learning from the agent's past experiences, integrating expert demonstrations, and generalizing across diverse games. Importantly, we accomplish these improvements without fine-tuning the LLM parameters; rather, we adjust the prompt to generalize insights from the three aforementioned situations. Our framework not only supports but also emphasizes the advantage of employing LLM in in-contxt decision-making. Experiments involving over 100 games in TextWorld illustrate the superior performance of our approach.

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