Concept-based interpretability methods aim to explain deep neural network model predictions using a predefined set of semantic concepts. These methods evaluate a trained model on a new, "probe" dataset and correlate model predictions with the visual concepts labeled in that dataset. Despite their popularity, they suffer from limitations that are not well-understood and articulated by the literature. In this work, we analyze three commonly overlooked factors in concept-based explanations. First, the choice of the probe dataset has a profound impact on the generated explanations. Our analysis reveals that different probe datasets may lead to very different explanations, and suggests that the explanations are not generalizable outside the probe dataset. Second, we find that concepts in the probe dataset are often less salient and harder to learn than the classes they claim to explain, calling into question the correctness of the explanations. We argue that only visually salient concepts should be used in concept-based explanations. Finally, while existing methods use hundreds or even thousands of concepts, our human studies reveal a much stricter upper bound of 32 concepts or less, beyond which the explanations are much less practically useful. We make suggestions for future development and analysis of concept-based interpretability methods. Code for our analysis and user interface can be found at \url{//github.com/princetonvisualai/OverlookedFactors}
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This paper presents a novel framework for structured argumentation, named extend argumentative decision graph ($xADG$). It is an extension of argumentative decision graphs built upon Dung's abstract argumentation graphs. The $xADG$ framework allows for arguments to use boolean logic operators and multiple premises (supports) within their internal structure, resulting in more concise argumentation graphs that may be easier for users to understand. The study presents a methodology for construction of $xADGs$ and evaluates their size and predictive capacity for classification tasks of varying magnitudes. Resulting $xADGs$ achieved strong (balanced) accuracy, which was accomplished through an input decision tree, while also reducing the average number of supports needed to reach a conclusion. The results further indicated that it is possible to construct plausibly understandable $xADGs$ that outperform other techniques for building $ADGs$ in terms of predictive capacity and overall size. In summary, the study suggests that $xADG$ represents a promising framework to developing more concise argumentative models that can be used for classification tasks and knowledge discovery, acquisition, and refinement.
Antifragility is a novel concept focusing on letting software systems learn and improve over time based on sustained adverse events such as failures. The actor model has been proposed to deal with concurrent computation and has recently been adopted in several serverless platforms. In this paper, we propose a new idea for supporting the adoption of supervision strategies in serverless systems to improve the antifragility properties of such systems. We define a predictive strategy based on the concept of stressors (e.g., injecting failures), in which actors or a hierarchy of actors can be impacted and analyzed for systems' improvement. The proposed solution can improve the system's resiliency in exchange for higher complexity but goes in the direction of building antifragile systems.
Verification and safety assessment of neural network controlled systems (NNCSs) is an emerging challenge. To provide guarantees, verification tools must efficiently capture the interplay between the neural network and the physical system within the control loop. In this paper, a compositional approach focused on inclusion preserving long term symbolic dependency modeling is proposed for the analysis of NNCSs. First of all, the matrix structure of symbolic zonotopes is exploited to efficiently abstract the input/output mapping of the loop elements through (inclusion preserving) affine symbolic expressions, thus maintaining linear dependencies between interacting blocks. Then, two further extensions are studied. Firstly, symbolic polynotopes are used to abstract the loop elements behaviour by means of polynomial symbolic expressions and dependencies. Secondly, an original input partitioning algorithm takes advantage of symbol preservation to assess the sensitivity of the computed approximation to some input directions. The approach is evaluated via different numerical examples and benchmarks. A good trade-off between low conservatism and computational efficiency is obtained.
Neural networks have in recent years shown promise for helping software engineers write programs and even formally verify them. While semantic information plays a crucial part in these processes, it remains unclear to what degree popular neural architectures like transformers are capable of modeling that information. This paper examines the behavior of neural networks learning algorithms relevant to programs and formal verification proofs through the lens of mechanistic interpretability, focusing in particular on structural recursion. Structural recursion is at the heart of tasks on which symbolic tools currently outperform neural models, like inferring semantic relations between datatypes and emulating program behavior. We evaluate the ability of transformer models to learn to emulate the behavior of structurally recursive functions from input-output examples. Our evaluation includes empirical and conceptual analyses of the limitations and capabilities of transformer models in approximating these functions, as well as reconstructions of the ``shortcut" algorithms the model learns. By reconstructing these algorithms, we are able to correctly predict 91 percent of failure cases for one of the approximated functions. Our work provides a new foundation for understanding the behavior of neural networks that fail to solve the very tasks they are trained for.
When answering natural language questions over knowledge bases, missing facts, incomplete schema and limited scope naturally lead to many questions being unanswerable. While answerability has been explored in other QA settings, it has not been studied for QA over knowledge bases (KBQA). We create GrailQAbility, a new benchmark KBQA dataset with unanswerability, by first identifying various forms of KB incompleteness that make questions unanswerable, and then systematically adapting GrailQA (a popular KBQA dataset with only answerable questions). Experimenting with three state-of-the-art KBQA models, we find that all three models suffer a drop in performance even after suitable adaptation for unanswerable questions. In addition, these often detect unanswerability for wrong reasons and find specific forms of unanswerability particularly difficult to handle. This underscores the need for further research in making KBQA systems robust to unanswerability
Large Language Models (LLMs) have demonstrated impressive performance in various NLP tasks, but they still suffer from challenges such as hallucination and weak numerical reasoning. To overcome these challenges, external tools can be used to enhance LLMs' question-answering abilities. However, current evaluation methods do not distinguish between questions that can be answered using LLMs' internal knowledge and those that require external information through tool use. To address this issue, we introduce a new dataset called ToolQA, which is designed to faithfully evaluate LLMs' ability to use external tools for question answering. Our development of ToolQA involved a scalable, automated process for dataset curation, along with 13 specialized tools designed for interaction with external knowledge in order to answer questions. Importantly, we strive to minimize the overlap between our benchmark data and LLMs' pre-training data, enabling a more precise evaluation of LLMs' tool-use reasoning abilities. We conducted an in-depth diagnosis of existing tool-use LLMs to highlight their strengths, weaknesses, and potential improvements. Our findings set a new benchmark for evaluating LLMs and suggest new directions for future advancements. Our data and code are freely available to the broader scientific community on GitHub.
Interpretability methods are developed to understand the working mechanisms of black-box models, which is crucial to their responsible deployment. Fulfilling this goal requires both that the explanations generated by these methods are correct and that people can easily and reliably understand them. While the former has been addressed in prior work, the latter is often overlooked, resulting in informal model understanding derived from a handful of local explanations. In this paper, we introduce explanation summary (ExSum), a mathematical framework for quantifying model understanding, and propose metrics for its quality assessment. On two domains, ExSum highlights various limitations in the current practice, helps develop accurate model understanding, and reveals easily overlooked properties of the model. We also connect understandability to other properties of explanations such as human alignment, robustness, and counterfactual minimality and plausibility.
Knowledge enhanced pre-trained language models (K-PLMs) are shown to be effective for many public tasks in the literature but few of them have been successfully applied in practice. To address this problem, we propose K-AID, a systematic approach that includes a low-cost knowledge acquisition process for acquiring domain knowledge, an effective knowledge infusion module for improving model performance, and a knowledge distillation component for reducing the model size and deploying K-PLMs on resource-restricted devices (e.g., CPU) for real-world application. Importantly, instead of capturing entity knowledge like the majority of existing K-PLMs, our approach captures relational knowledge, which contributes to better-improving sentence-level text classification and text matching tasks that play a key role in question answering (QA). We conducted a set of experiments on five text classification tasks and three text matching tasks from three domains, namely E-commerce, Government, and Film&TV, and performed online A/B tests in E-commerce. Experimental results show that our approach is able to achieve substantial improvement on sentence-level question answering tasks and bring beneficial business value in industrial settings.
Machine learning plays a role in many deployed decision systems, often in ways that are difficult or impossible to understand by human stakeholders. Explaining, in a human-understandable way, the relationship between the input and output of machine learning models is essential to the development of trustworthy machine-learning-based systems. A burgeoning body of research seeks to define the goals and methods of explainability in machine learning. In this paper, we seek to review and categorize research on counterfactual explanations, a specific class of explanation that provides a link between what could have happened had input to a model been changed in a particular way. Modern approaches to counterfactual explainability in machine learning draw connections to the established legal doctrine in many countries, making them appealing to fielded systems in high-impact areas such as finance and healthcare. Thus, we design a rubric with desirable properties of counterfactual explanation algorithms and comprehensively evaluate all currently-proposed algorithms against that rubric. Our rubric provides easy comparison and comprehension of the advantages and disadvantages of different approaches and serves as an introduction to major research themes in this field. We also identify gaps and discuss promising research directions in the space of counterfactual explainability.
With the rise of knowledge graph (KG), question answering over knowledge base (KBQA) has attracted increasing attention in recent years. Despite much research has been conducted on this topic, it is still challenging to apply KBQA technology in industry because business knowledge and real-world questions can be rather complicated. In this paper, we present AliMe-KBQA, a bold attempt to apply KBQA in the E-commerce customer service field. To handle real knowledge and questions, we extend the classic "subject-predicate-object (SPO)" structure with property hierarchy, key-value structure and compound value type (CVT), and enhance traditional KBQA with constraints recognition and reasoning ability. We launch AliMe-KBQA in the Marketing Promotion scenario for merchants during the "Double 11" period in 2018 and other such promotional events afterwards. Online results suggest that AliMe-KBQA is not only able to gain better resolution and improve customer satisfaction, but also becomes the preferred knowledge management method by business knowledge staffs since it offers a more convenient and efficient management experience.
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