Spurious correlations in training data significantly hinder the generalization capability of machine learning models when faced with distribution shifts in real-world scenarios. To tackle the problem, numerous debias approaches have been proposed and benchmarked on datasets intentionally designed with severe biases. However, it remains to be asked: \textit{1. Do existing benchmarks really capture biases in the real world? 2. Can existing debias methods handle biases in the real world?} To answer the questions, we revisit biased distributions in existing benchmarks and real-world datasets, and propose a fine-grained framework for analyzing dataset bias by disentangling it into the magnitude and prevalence of bias. We observe and theoretically demonstrate that existing benchmarks poorly represent real-world biases. We further introduce two novel biased distributions to bridge this gap, forming a nuanced evaluation framework for real-world debiasing. Building upon these results, we evaluate existing debias methods with our evaluation framework. Results show that existing methods are incapable of handling real-world biases. Through in-depth analysis, we propose a simple yet effective approach that can be easily applied to existing debias methods, named Debias in Destruction (DiD). Empirical results demonstrate the superiority of DiD, improving the performance of existing methods on all types of biases within the proposed evaluation framework.
Machine learning models often make predictions based on biased features such as gender, race, and other social attributes, posing significant fairness risks, especially in societal applications, such as hiring, banking, and criminal justice. Traditional approaches to addressing this issue involve retraining or fine-tuning neural networks with fairness-aware optimization objectives. However, these methods can be impractical due to significant computational resources, complex industrial tests, and the associated CO2 footprint. Additionally, regular users often fail to fine-tune models because they lack access to model parameters In this paper, we introduce the Inference-Time Rule Eraser (Eraser), a novel method designed to address fairness concerns by removing biased decision-making rules from deployed models during inference without altering model weights. We begin by establishing a theoretical foundation for modifying model outputs to eliminate biased rules through Bayesian analysis. Next, we present a specific implementation of Eraser that involves two stages: (1) distilling the biased rules from the deployed model into an additional patch model, and (2) removing these biased rules from the output of the deployed model during inference. Extensive experiments validate the effectiveness of our approach, showcasing its superior performance in addressing fairness concerns in AI systems.
We propose masked particle modeling (MPM) as a self-supervised method for learning generic, transferable, and reusable representations on unordered sets of inputs for use in high energy physics (HEP) scientific data. This work provides a novel scheme to perform masked modeling based pre-training to learn permutation invariant functions on sets. More generally, this work provides a step towards building large foundation models for HEP that can be generically pre-trained with self-supervised learning and later fine-tuned for a variety of down-stream tasks. In MPM, particles in a set are masked and the training objective is to recover their identity, as defined by a discretized token representation of a pre-trained vector quantized variational autoencoder. We study the efficacy of the method in samples of high energy jets at collider physics experiments, including studies on the impact of discretization, permutation invariance, and ordering. We also study the fine-tuning capability of the model, showing that it can be adapted to tasks such as supervised and weakly supervised jet classification, and that the model can transfer efficiently with small fine-tuning data sets to new classes and new data domains.
Recent advances in artificial intelligence (AI), in particular self-supervised learning of foundation models (FMs), are revolutionizing medical imaging and computational pathology (CPath). A constant challenge in the analysis of digital Whole Slide Images (WSIs) is the problem of aggregating tens of thousands of tile-level image embeddings to a slide-level representation. Due to the prevalent use of datasets created for genomic research, such as TCGA, for method development, the performance of these techniques on diagnostic slides from clinical practice has been inadequately explored. This study conducts a thorough benchmarking analysis of ten slide-level aggregation techniques across nine clinically relevant tasks, including diagnostic assessment, biomarker classification, and outcome prediction. The results yield following key insights: (1) Embeddings derived from domain-specific (histological images) FMs outperform those from generic ImageNet-based models across aggregation methods. (2) Spatial-aware aggregators enhance the performance significantly when using ImageNet pre-trained models but not when using FMs. (3) No single model excels in all tasks and spatially-aware models do not show general superiority as it would be expected. These findings underscore the need for more adaptable and universally applicable aggregation techniques, guiding future research towards tools that better meet the evolving needs of clinical-AI in pathology. The code used in this work is available at \url{//github.com/fuchs-lab-public/CPath_SABenchmark}.
Backdoor attacks compromise the integrity and reliability of machine learning models by embedding a hidden trigger during the training process, which can later be activated to cause unintended misbehavior. We propose a novel backdoor mitigation approach via machine unlearning to counter such backdoor attacks. The proposed method utilizes model activation of domain-equivalent unseen data to guide the editing of the model's weights. Unlike the previous unlearning-based mitigation methods, ours is computationally inexpensive and achieves state-of-the-art performance while only requiring a handful of unseen samples for unlearning. In addition, we also point out that unlearning the backdoor may cause the whole targeted class to be unlearned, thus introducing an additional repair step to preserve the model's utility after editing the model. Experiment results show that the proposed method is effective in unlearning the backdoor on different datasets and trigger patterns.
We study risk-sensitive reinforcement learning (RL), a crucial field due to its ability to enhance decision-making in scenarios where it is essential to manage uncertainty and minimize potential adverse outcomes. Particularly, our work focuses on applying the entropic risk measure to RL problems. While existing literature primarily investigates the online setting, there remains a large gap in understanding how to efficiently derive a near-optimal policy based on this risk measure using only a pre-collected dataset. We center on the linear Markov Decision Process (MDP) setting, a well-regarded theoretical framework that has yet to be examined from a risk-sensitive standpoint. In response, we introduce two provably sample-efficient algorithms. We begin by presenting a risk-sensitive pessimistic value iteration algorithm, offering a tight analysis by leveraging the structure of the risk-sensitive performance measure. To further improve the obtained bounds, we propose another pessimistic algorithm that utilizes variance information and reference-advantage decomposition, effectively improving both the dependence on the space dimension $d$ and the risk-sensitivity factor. To the best of our knowledge, we obtain the first provably efficient risk-sensitive offline RL algorithms.
Parameter-efficient transfer learning (PETL) has emerged as a flourishing research field for adapting large pre-trained models to downstream tasks, greatly reducing trainable parameters while grappling with memory challenges during fine-tuning. To address it, memory-efficient series (METL) avoid backpropagating gradients through the large backbone. However, they compromise by exclusively relying on frozen intermediate outputs and limiting the exhaustive exploration of prior knowledge from pre-trained models. Moreover, the dependency and redundancy between cross-layer features are frequently overlooked, thereby submerging more discriminative representations and causing an inherent performance gap (vs. conventional PETL methods). Hence, we propose an innovative METL strategy called SHERL for resource-limited scenarios to decouple the entire adaptation into two successive and complementary processes. In the early route, intermediate outputs are consolidated via an anti-redundancy operation, enhancing their compatibility for subsequent interactions; thereby in the late route, utilizing minimal late pre-trained layers could alleviate the peak demand on memory overhead and regulate these fairly flexible features into more adaptive and powerful representations for new domains. Extensive ablations on vision-and-language and language-only tasks show that SHERL combines the strengths of both parameter and memory-efficient techniques, performing on-par or better across diverse architectures with lower memory during fine-tuning. Our code is publicly available at: //github.com/Paranioar/SHERL.
One of the primary catalysts fueling advances in artificial intelligence (AI) and machine learning (ML) is the availability of massive, curated datasets. A commonly used technique to curate such massive datasets is crowdsourcing, where data are dispatched to multiple annotators. The annotator-produced labels are then fused to serve downstream learning and inference tasks. This annotation process often creates noisy labels due to various reasons, such as the limited expertise, or unreliability of annotators, among others. Therefore, a core objective in crowdsourcing is to develop methods that effectively mitigate the negative impact of such label noise on learning tasks. This feature article introduces advances in learning from noisy crowdsourced labels. The focus is on key crowdsourcing models and their methodological treatments, from classical statistical models to recent deep learning-based approaches, emphasizing analytical insights and algorithmic developments. In particular, this article reviews the connections between signal processing (SP) theory and methods, such as identifiability of tensor and nonnegative matrix factorization, and novel, principled solutions of longstanding challenges in crowdsourcing -- showing how SP perspectives drive the advancements of this field. Furthermore, this article touches upon emerging topics that are critical for developing cutting-edge AI/ML systems, such as crowdsourcing in reinforcement learning with human feedback (RLHF) and direct preference optimization (DPO) that are key techniques for fine-tuning large language models (LLMs).
Quantifying the value of data within a machine learning workflow can play a pivotal role in making more strategic decisions in machine learning initiatives. The existing Shapley value based frameworks for data valuation in machine learning are computationally expensive as they require considerable amount of repeated training of the model to obtain the Shapley value. In this paper, we introduce an efficient data valuation framework EcoVal, to estimate the value of data for machine learning models in a fast and practical manner. Instead of directly working with individual data sample, we determine the value of a cluster of similar data points. This value is further propagated amongst all the member cluster points. We show that the overall value of the data can be determined by estimating the intrinsic and extrinsic value of each data. This is enabled by formulating the performance of a model as a \textit{production function}, a concept which is popularly used to estimate the amount of output based on factors like labor and capital in a traditional free economic market. We provide a formal proof of our valuation technique and elucidate the principles and mechanisms that enable its accelerated performance. We demonstrate the real-world applicability of our method by showcasing its effectiveness for both in-distribution and out-of-sample data. This work addresses one of the core challenges of efficient data valuation at scale in machine learning models. The code is available at \underline{//github.com/respai-lab/ecoval}.
Federated learning (FL) is an emerging distributed machine learning paradigm that enables collaborative training of machine learning models over decentralized devices without exposing their local data. One of the major challenges in FL is the presence of uneven data distributions across client devices, violating the well-known assumption of independent-and-identically-distributed (IID) training samples in conventional machine learning. To address the performance degradation issue incurred by such data heterogeneity, clustered federated learning (CFL) shows its promise by grouping clients into separate learning clusters based on the similarity of their local data distributions. However, state-of-the-art CFL approaches require a large number of communication rounds to learn the distribution similarities during training until the formation of clusters is stabilized. Moreover, some of these algorithms heavily rely on a predefined number of clusters, thus limiting their flexibility and adaptability. In this paper, we propose {\em FedClust}, a novel approach for CFL that leverages the correlation between local model weights and the data distribution of clients. {\em FedClust} groups clients into clusters in a one-shot manner by measuring the similarity degrees among clients based on the strategically selected partial weights of locally trained models. We conduct extensive experiments on four benchmark datasets with different non-IID data settings. Experimental results demonstrate that {\em FedClust} achieves higher model accuracy up to $\sim$45\% as well as faster convergence with a significantly reduced communication cost up to 2.7$\times$ compared to its state-of-the-art counterparts.
This paper surveys the machine learning literature and presents machine learning as optimization models. Such models can benefit from the advancement of numerical optimization techniques which have already played a distinctive role in several machine learning settings. Particularly, mathematical optimization models are presented for commonly used machine learning approaches for regression, classification, clustering, and deep neural networks as well new emerging applications in machine teaching and empirical model learning. The strengths and the shortcomings of these models are discussed and potential research directions are highlighted.