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Federated learning allows a set of users to train a deep neural network over their private training datasets. During the protocol, datasets never leave the devices of the respective users. This is achieved by requiring each user to send "only" model updates to a central server that, in turn, aggregates them to update the parameters of the deep neural network. However, it has been shown that each model update carries sensitive information about the user's dataset (e.g., gradient inversion attacks). The state-of-the-art implementations of federated learning protect these model updates by leveraging secure aggregation: A cryptographic protocol that securely computes the aggregation of the model updates of the users. Secure aggregation is pivotal to protect users' privacy since it hinders the server from learning the value and the source of the individual model updates provided by the users, preventing inference and data attribution attacks. In this work, we show that a malicious server can easily elude secure aggregation as if the latter were not in place. We devise two different attacks capable of inferring information on individual private training datasets, independently of the number of users participating in the secure aggregation. This makes them concrete threats in large-scale, real-world federated learning applications. The attacks are generic and do not target any specific secure aggregation protocol. They are equally effective even if the secure aggregation protocol is replaced by its ideal functionality that provides the perfect level of security. Our work demonstrates that secure aggregation has been incorrectly combined with federated learning and that current implementations offer only a "false sense of security".

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聯邦學習(Federated Learning)是一種新興的人工智能基礎技術,在 2016 年由谷歌最先提出,原本用于解決安卓手機終端用戶在本地更新模型的問題,其設計目標是在保障大數據交換時的信息安全、保護終端數據和個人數據隱私、保證合法合規的前提下,在多參與方或多計算結點之間開展高效率的機器學習。其中,聯邦學習可使用的機器學習算法不局限于神經網絡,還包括隨機森林等重要算法。聯邦學習有望成為下一代人工智能協同算法和協作網絡的基礎。

Federated learning is the centralized training of statistical models from decentralized data on mobile devices while preserving the privacy of each device. We present a robust aggregation approach to make federated learning robust to settings when a fraction of the devices may be sending corrupted updates to the server. The approach relies on a robust aggregation oracle based on the geometric median, which returns a robust aggregate using a constant number of iterations of a regular non-robust averaging oracle. The robust aggregation oracle is privacy-preserving, similar to the non-robust secure average oracle it builds upon. We establish its convergence for least squares estimation of additive models. We provide experimental results with linear models and deep networks for three tasks in computer vision and natural language processing. The robust aggregation approach is agnostic to the level of corruption; it outperforms the classical aggregation approach in terms of robustness when the level of corruption is high, while being competitive in the regime of low corruption. Two variants, a faster one with one-step robust aggregation and another one with on-device personalization, round off the paper.

Federated Learning (FL) is a paradigm in Machine Learning (ML) that addresses data privacy, security, access rights and access to heterogeneous information issues by training a global model using distributed nodes. Despite its advantages, there is an increased potential for cyberattacks on FL-based ML techniques that can undermine the benefits. Model-poisoning attacks on FL target the availability of the model. The adversarial objective is to disrupt the training. We propose attestedFL, a defense mechanism that monitors the training of individual nodes through state persistence in order to detect a malicious worker. A fine-grained assessment of the history of the worker permits the evaluation of its behavior in time and results in innovative detection strategies. We present three lines of defense that aim at assessing if the worker is reliable by observing if the node is really training, advancing towards a goal. Our defense exposes an attacker's malicious behavior and removes unreliable nodes from the aggregation process so that the FL process converge faster. Through extensive evaluations and against various adversarial settings, attestedFL increased the accuracy of the model between 12% to 58% under different scenarios such as attacks performed at different stages of convergence, attackers colluding and continuous attacks.

Federated Learning (FL) is a decentralized machine-learning paradigm, in which a global server iteratively averages the model parameters of local users without accessing their data. User heterogeneity has imposed significant challenges to FL, which can incur drifted global models that are slow to converge. Knowledge Distillation has recently emerged to tackle this issue, by refining the server model using aggregated knowledge from heterogeneous users, other than directly averaging their model parameters. This approach, however, depends on a proxy dataset, making it impractical unless such a prerequisite is satisfied. Moreover, the ensemble knowledge is not fully utilized to guide local model learning, which may in turn affect the quality of the aggregated model. Inspired by the prior art, we propose a data-free knowledge distillation} approach to address heterogeneous FL, where the server learns a lightweight generator to ensemble user information in a data-free manner, which is then broadcasted to users, regulating local training using the learned knowledge as an inductive bias. Empirical studies powered by theoretical implications show that, our approach facilitates FL with better generalization performance using fewer communication rounds, compared with the state-of-the-art.

Federated learning enables multiple parties to collaboratively train a machine learning model without communicating their local data. A key challenge in federated learning is to handle the heterogeneity of local data distribution across parties. Although many studies have been proposed to address this challenge, we find that they fail to achieve high performance in image datasets with deep learning models. In this paper, we propose MOON: model-contrastive federated learning. MOON is a simple and effective federated learning framework. The key idea of MOON is to utilize the similarity between model representations to correct the local training of individual parties, i.e., conducting contrastive learning in model-level. Our extensive experiments show that MOON significantly outperforms the other state-of-the-art federated learning algorithms on various image classification tasks.

As data are increasingly being stored in different silos and societies becoming more aware of data privacy issues, the traditional centralized training of artificial intelligence (AI) models is facing efficiency and privacy challenges. Recently, federated learning (FL) has emerged as an alternative solution and continue to thrive in this new reality. Existing FL protocol design has been shown to be vulnerable to adversaries within or outside of the system, compromising data privacy and system robustness. Besides training powerful global models, it is of paramount importance to design FL systems that have privacy guarantees and are resistant to different types of adversaries. In this paper, we conduct the first comprehensive survey on this topic. Through a concise introduction to the concept of FL, and a unique taxonomy covering: 1) threat models; 2) poisoning attacks and defenses against robustness; 3) inference attacks and defenses against privacy, we provide an accessible review of this important topic. We highlight the intuitions, key techniques as well as fundamental assumptions adopted by various attacks and defenses. Finally, we discuss promising future research directions towards robust and privacy-preserving federated learning.

News recommendation aims to display news articles to users based on their personal interest. Existing news recommendation methods rely on centralized storage of user behavior data for model training, which may lead to privacy concerns and risks due to the privacy-sensitive nature of user behaviors. In this paper, we propose a privacy-preserving method for news recommendation model training based on federated learning, where the user behavior data is locally stored on user devices. Our method can leverage the useful information in the behaviors of massive number users to train accurate news recommendation models and meanwhile remove the need of centralized storage of them. More specifically, on each user device we keep a local copy of the news recommendation model, and compute gradients of the local model based on the user behaviors in this device. The local gradients from a group of randomly selected users are uploaded to server, which are further aggregated to update the global model in the server. Since the model gradients may contain some implicit private information, we apply local differential privacy (LDP) to them before uploading for better privacy protection. The updated global model is then distributed to each user device for local model update. We repeat this process for multiple rounds. Extensive experiments on a real-world dataset show the effectiveness of our method in news recommendation model training with privacy protection.

Train machine learning models on sensitive user data has raised increasing privacy concerns in many areas. Federated learning is a popular approach for privacy protection that collects the local gradient information instead of real data. One way to achieve a strict privacy guarantee is to apply local differential privacy into federated learning. However, previous works do not give a practical solution due to three issues. First, the noisy data is close to its original value with high probability, increasing the risk of information exposure. Second, a large variance is introduced to the estimated average, causing poor accuracy. Last, the privacy budget explodes due to the high dimensionality of weights in deep learning models. In this paper, we proposed a novel design of local differential privacy mechanism for federated learning to address the abovementioned issues. It is capable of making the data more distinct from its original value and introducing lower variance. Moreover, the proposed mechanism bypasses the curse of dimensionality by splitting and shuffling model updates. A series of empirical evaluations on three commonly used datasets, MNIST, Fashion-MNIST and CIFAR-10, demonstrate that our solution can not only achieve superior deep learning performance but also provide a strong privacy guarantee at the same time.

Federated learning has been showing as a promising approach in paving the last mile of artificial intelligence, due to its great potential of solving the data isolation problem in large scale machine learning. Particularly, with consideration of the heterogeneity in practical edge computing systems, asynchronous edge-cloud collaboration based federated learning can further improve the learning efficiency by significantly reducing the straggler effect. Despite no raw data sharing, the open architecture and extensive collaborations of asynchronous federated learning (AFL) still give some malicious participants great opportunities to infer other parties' training data, thus leading to serious concerns of privacy. To achieve a rigorous privacy guarantee with high utility, we investigate to secure asynchronous edge-cloud collaborative federated learning with differential privacy, focusing on the impacts of differential privacy on model convergence of AFL. Formally, we give the first analysis on the model convergence of AFL under DP and propose a multi-stage adjustable private algorithm (MAPA) to improve the trade-off between model utility and privacy by dynamically adjusting both the noise scale and the learning rate. Through extensive simulations and real-world experiments with an edge-could testbed, we demonstrate that MAPA significantly improves both the model accuracy and convergence speed with sufficient privacy guarantee.

The emerging paradigm of federated learning strives to enable collaborative training of machine learning models on the network edge without centrally aggregating raw data and hence, improving data privacy. This sharply deviates from traditional machine learning and necessitates the design of algorithms robust to various sources of heterogeneity. Specifically, statistical heterogeneity of data across user devices can severely degrade the performance of standard federated averaging for traditional machine learning applications like personalization with deep learning. This paper pro-posesFedPer, a base + personalization layer approach for federated training of deep feedforward neural networks, which can combat the ill-effects of statistical heterogeneity. We demonstrate effectiveness ofFedPerfor non-identical data partitions ofCIFARdatasetsand on a personalized image aesthetics dataset from Flickr.

We train a recurrent neural network language model using a distributed, on-device learning framework called federated learning for the purpose of next-word prediction in a virtual keyboard for smartphones. Server-based training using stochastic gradient descent is compared with training on client devices using the Federated Averaging algorithm. The federated algorithm, which enables training on a higher-quality dataset for this use case, is shown to achieve better prediction recall. This work demonstrates the feasibility and benefit of training language models on client devices without exporting sensitive user data to servers. The federated learning environment gives users greater control over their data and simplifies the task of incorporating privacy by default with distributed training and aggregation across a population of client devices.

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