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While alignment algorithms are now commonly used to tune pre-trained language models towards a user's preferences, we lack explanations for the underlying mechanisms in which models become ``aligned'', thus making it difficult to explain phenomena like jailbreaks. In this work we study a popular algorithm, direct preference optimization (DPO), and the mechanisms by which it reduces toxicity. Namely, we first study how toxicity is represented and elicited in a pre-trained language model, GPT2-medium. We then apply DPO with a carefully crafted pairwise dataset to reduce toxicity. We examine how the resulting model averts toxic outputs, and find that capabilities learned from pre-training are not removed, but rather bypassed. We use this insight to demonstrate a simple method to un-align the model, reverting it back to its toxic behavior.

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Large language models (LLMs) have made significant strides in reasoning capabilities, with ongoing efforts to refine their reasoning through self-correction. However, recent studies suggest that self-correction can be limited or even counterproductive without external accurate knowledge, raising questions about the limits and effectiveness of self-correction. In this paper, we aim to enhance LLM's self-checking capabilities by meticulously designing training data, thereby improving the accuracy of self-correction. We conduct a detailed analysis of error types in mathematical reasoning and develop a tailored prompt, termed ``Step CoT Check''. Then we construct a checking-correction dataset for training models. After integrating the original CoT data and checking-correction data for training, we observe that models could improve their self-checking capabilities, thereby enhancing their self-correction capacity and eliminating the need for external feedback or ground truth labels to ascertain the endpoint of correction. We compare the performance of models fine-tuned with the ``Step CoT Check'' prompt against those refined using other promps within the context of checking-correction data. The ``Step CoT Check'' outperforms the other two check formats in model with lager parameters, providing more precise feedback thus achieving a higher rate of correctness. For reproducibility, all the datasets and codes are provided in \url{//github.com/bammt/Learn-to-check}.

Large language models (LLMs) have revolutionized software development practices, yet concerns about their safety have arisen, particularly regarding hidden backdoors, aka trojans. Backdoor attacks involve the insertion of triggers into training data, allowing attackers to manipulate the behavior of the model maliciously. In this paper, we focus on analyzing the model parameters to detect potential backdoor signals in code models. Specifically, we examine attention weights and biases, activation values, and context embeddings of the clean and poisoned CodeBERT models. Our results suggest noticeable patterns in activation values and context embeddings of poisoned samples for the poisoned CodeBERT model; however, attention weights and biases do not show any significant differences. This work contributes to ongoing efforts in white-box detection of backdoor signals in LLMs of code through the analysis of parameters and activations.

While large language models (LLMs) have been pre-trained on multilingual corpora, their performance still lags behind in most languages compared to a few resource-rich languages. One common approach to mitigate this issue is to translate training data from resource-rich languages into other languages and then continue training. However, using the data obtained solely relying on translation while ignoring the original capabilities of LLMs across languages is not always effective, which we show will limit the performance of cross-lingual knowledge transfer. In this work, we propose SDRRL, a method based on Self-Distillation from Resource-Rich Languages that effectively improve multilingual performance by leveraging the internal capabilities of LLMs on resource-rich languages. We evaluate on different LLMs (LLaMA-2 and SeaLLM) and source languages across various comprehension and generation tasks, experimental results demonstrate that SDRRL can significantly enhance multilingual capabilities while minimizing the impact on original performance in resource-rich languages.

Many studies have demonstrated that large language models (LLMs) can produce harmful responses, exposing users to unexpected risks when LLMs are deployed. Previous studies have proposed comprehensive taxonomies of the risks posed by LLMs, as well as corresponding prompts that can be used to examine the safety mechanisms of LLMs. However, the focus has been almost exclusively on English, and little has been explored for other languages. Here we aim to bridge this gap. We first introduce a dataset for the safety evaluation of Chinese LLMs, and then extend it to two other scenarios that can be used to better identify false negative and false positive examples in terms of risky prompt rejections. We further present a set of fine-grained safety assessment criteria for each risk type, facilitating both manual annotation and automatic evaluation in terms of LLM response harmfulness. Our experiments on five LLMs show that region-specific risks are the prevalent type of risk, presenting the major issue with all Chinese LLMs we experimented with. Warning: this paper contains example data that may be offensive, harmful, or biased.

Large language models (LLMs) have emerged as pivotal contributors in contemporary natural language processing and are increasingly being applied across a diverse range of industries. However, these large-scale probabilistic statistical models cannot currently ensure the requisite quality in professional content generation. These models often produce hallucinated text, compromising their practical utility in professional contexts. To assess the authentic reliability of LLMs in text generation, numerous initiatives have developed benchmark evaluations for hallucination phenomena. Nevertheless, these benchmarks frequently utilize constrained generation techniques due to cost and temporal constraints. These techniques encompass the use of directed hallucination induction and strategies that deliberately alter authentic text to produce hallucinations. These approaches are not congruent with the unrestricted text generation demanded by real-world applications. Furthermore, a well-established Chinese-language dataset dedicated to the evaluation of hallucinations in text generation is presently lacking. Consequently, we have developed an Unconstrained Hallucination Generation Evaluation (UHGEval) benchmark, designed to compile outputs produced with minimal restrictions by LLMs. Concurrently, we have established a comprehensive benchmark evaluation framework to aid subsequent researchers in undertaking scalable and reproducible experiments. We have also executed extensive experiments, evaluating prominent Chinese language models and the GPT series models to derive professional performance insights regarding hallucination challenges.

Existing retrieval-based methods have made significant strides in maintaining long-term conversations. However, these approaches face challenges in memory database management and accurate memory retrieval, hindering their efficacy in dynamic, real-world interactions. This study introduces a novel framework, COmpressive Memory-Enhanced Dialogue sYstems (COMEDY), which eschews traditional retrieval modules and memory databases. Instead, COMEDY adopts a ''One-for-All'' approach, utilizing a single language model to manage memory generation, compression, and response generation. Central to this framework is the concept of compressive memory, which intergrates session-specific summaries, user-bot dynamics, and past events into a concise memory format. To support COMEDY, we curated a large-scale Chinese instruction-tuning dataset, Dolphin, derived from real user-chatbot interactions. Comparative evaluations demonstrate COMEDY's superiority over traditional retrieval-based methods in producing more nuanced and human-like conversational experiences. Our codes are available at //github.com/nuochenpku/COMEDY.

The recent advancements in generative language models have demonstrated their ability to memorize knowledge from documents and recall knowledge to respond to user queries effectively. Building upon this capability, we propose to enable multimodal large language models (MLLMs) to memorize and recall images within their parameters. Given a user query for visual content, the MLLM is anticipated to "recall" the relevant image from its parameters as the response. Achieving this target presents notable challenges, including inbuilt visual memory and visual recall schemes within MLLMs. To address these challenges, we introduce a generative cross-modal retrieval framework, which assigns unique identifier strings to represent images and involves two training steps: learning to memorize and learning to retrieve. The first step focuses on training the MLLM to memorize the association between images and their respective identifiers. The latter step teaches the MLLM to generate the corresponding identifier of the target image, given the textual query input. By memorizing images in MLLMs, we introduce a new paradigm to cross-modal retrieval, distinct from previous discriminative approaches. The experiments demonstrate that the generative paradigm performs effectively and efficiently even with large-scale image candidate sets.

With the advent of large language models (LLM), the line between human-crafted and machine-generated texts has become increasingly blurred. This paper delves into the inquiry of identifying discernible and unique linguistic properties in texts that were written by humans, particularly uncovering the underlying discourse structures of texts beyond their surface structures. Introducing a novel methodology, we leverage hierarchical parse trees and recursive hypergraphs to unveil distinctive discourse patterns in texts produced by both LLMs and humans. Empirical findings demonstrate that, although both LLMs and humans generate distinct discourse patterns influenced by specific domains, human-written texts exhibit more structural variability, reflecting the nuanced nature of human writing in different domains. Notably, incorporating hierarchical discourse features enhances binary classifiers' overall performance in distinguishing between human-written and machine-generated texts, even on out-of-distribution and paraphrased samples. This underscores the significance of incorporating hierarchical discourse features in the analysis of text patterns. The code and dataset will be available at [TBA].

Large language models have demonstrated remarkable potential in various tasks, however, there remains a significant scarcity of open-source models and data for specific domains. Previous works have primarily focused on manually specifying resources and collecting high-quality data on specific domains, which significantly consume time and effort. To address this limitation, we propose an efficient data collection method~\textit{Query of CC} based on large language models. This method bootstraps seed information through a large language model and retrieves related data from public corpora. It not only collects knowledge-related data for specific domains but unearths the data with potential reasoning procedures. Through the application of this method, we have curated a high-quality dataset called~\textsc{Knowledge Pile}, encompassing four major domains, including stem and humanities sciences, among others. Experimental results demonstrate that~\textsc{Knowledge Pile} significantly improves the performance of large language models in mathematical and knowledge-related reasoning ability tests. To facilitate academic sharing, we open-source our dataset and code, providing valuable support to the academic community.

Pre-trained Language Models (PLMs) which are trained on large text corpus via self-supervised learning method, have yielded promising performance on various tasks in Natural Language Processing (NLP). However, though PLMs with huge parameters can effectively possess rich knowledge learned from massive training text and benefit downstream tasks at the fine-tuning stage, they still have some limitations such as poor reasoning ability due to the lack of external knowledge. Research has been dedicated to incorporating knowledge into PLMs to tackle these issues. In this paper, we present a comprehensive review of Knowledge-Enhanced Pre-trained Language Models (KE-PLMs) to provide a clear insight into this thriving field. We introduce appropriate taxonomies respectively for Natural Language Understanding (NLU) and Natural Language Generation (NLG) to highlight these two main tasks of NLP. For NLU, we divide the types of knowledge into four categories: linguistic knowledge, text knowledge, knowledge graph (KG), and rule knowledge. The KE-PLMs for NLG are categorized into KG-based and retrieval-based methods. Finally, we point out some promising future directions of KE-PLMs.

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