Data collection and research methodology represents a critical part of the research pipeline. On the one hand, it is important that we collect data in a way that maximises the validity of what we are measuring, which may involve the use of long scales with many items. On the other hand, collecting a large number of items across multiple scales results in participant fatigue, and expensive and time consuming data collection. It is therefore important that we use the available resources optimally. In this work, we consider how a consideration for theory and the associated causal/structural model can help us to streamline data collection procedures by not wasting time collecting data for variables which are not causally critical for subsequent analysis. This not only saves time and enables us to redirect resources to attend to other variables which are more important, but also increases research transparency and the reliability of theory testing. In order to achieve this streamlined data collection, we leverage structural models, and Markov conditional independency structures implicit in these models to identify the substructures which are critical for answering a particular research question. In this work, we review the relevant concepts and present a number of didactic examples with the hope that psychologists can use these techniques to streamline their data collection process without invalidating the subsequent analysis. We provide a number of simulation results to demonstrate the limited analytical impact of this streamlining.
The democracy-science relationship has traditionally been examined through philosophical conjecture and single country case studies. There remains limited global scale empirical research on the topic. This study explores country level factors that affect dynamics of the global scientific research collaboration network, focusing on structural effects of democratic governance on the formation, persistence, and strength of international research collaboration ties. This study combines longitudinal data between 2008 and 2017 from the Varieties of Democracy Institute, World Bank Indicators, Scopus, and Web of Science bibliometric data. Methods of analysis include temporal and weighted exponential random graph models. The results suggest positive significant effects of both democratic governance on international research collaboration and homophily between countries with similar levels of democratic governance. Finally, the results show the effects of exogenous economic, population, and geo-political factors, as well as endogenous network effects including preferential attachment and transitivity.
Generalization across different environments with the same tasks is critical for successful applications of visual reinforcement learning (RL) in real scenarios. However, visual distractions -- which are common in real scenes -- from high-dimensional observations can be hurtful to the learned representations in visual RL, thus degrading the performance of generalization. To tackle this problem, we propose a novel approach, namely Characteristic Reward Sequence Prediction (CRESP), to extract the task-relevant information by learning reward sequence distributions (RSDs), as the reward signals are task-relevant in RL and invariant to visual distractions. Specifically, to effectively capture the task-relevant information via RSDs, CRESP introduces an auxiliary task -- that is, predicting the characteristic functions of RSDs -- to learn task-relevant representations, because we can well approximate the high-dimensional distributions by leveraging the corresponding characteristic functions. Experiments demonstrate that CRESP significantly improves the performance of generalization on unseen environments, outperforming several state-of-the-arts on DeepMind Control tasks with different visual distractions.
Transfer learning is a standard technique to transfer knowledge from one domain to another. For applications in medical imaging, transfer from ImageNet has become the de-facto approach, despite differences in the tasks and image characteristics between the domains. However, it is unclear what factors determine whether - and to what extent - transfer learning to the medical domain is useful. The long-standing assumption that features from the source domain get reused has recently been called into question. Through a series of experiments on several medical image benchmark datasets, we explore the relationship between transfer learning, data size, the capacity and inductive bias of the model, as well as the distance between the source and target domain. Our findings suggest that transfer learning is beneficial in most cases, and we characterize the important role feature reuse plays in its success.
We consider inference for a collection of partially observed, stochastic, interacting, nonlinear dynamic processes. Each process is identified with a label called its unit, and our primary motivation arises in biological metapopulation systems where a unit corresponds to a spatially distinct sub-population. Metapopulation systems are characterized by strong dependence through time within a single unit and relatively weak interactions between units, and these properties make block particle filters an effective tool for simulation-based likelihood evaluation. Iterated filtering algorithms can facilitate likelihood maximization for simulation-based filters. We introduce a new iterated block particle filter algorithm applicable when parameters are unit-specific or shared between units. We demonstrate this algorithm by performing inference on a coupled epidemiological model describing spatiotemporal measles case report data for twenty towns.
In precision medicine, identifying optimal sequences of decision rules, termed dynamic treatment regimes (DTRs), is an important undertaking. One approach investigators may take to infer about optimal DTRs is via Bayesian dynamic Marginal Structural Models (MSMs). These models represent the expected outcome under adherence to a DTR for DTRs in a family indexed by a parameter $ \psi $; the function mapping regimes in the family to the expected outcome under adherence to a DTR is known as the value function. Models that allow for the straightforward identification of an optimal DTR may lead to biased estimates. If such a model is computationally tractable, common wisdom says that a grid-search for the optimal DTR may obviate this difficulty. In a Bayesian context, computational difficulties may be compounded if a posterior mean must be calculated at each grid point. We seek to alleviate these inferential challenges by implementing Gaussian Process ($ \mathcal{GP} $) optimization methods for estimators for the causal effect of adherence to a specified DTR. We examine how to identify optimal DTRs in settings where the value function is multi-modal, which are often not addressed in the DTR literature. We conclude that a $ \mathcal{GP} $ modeling approach that acknowledges noise in the estimated response surface leads to improved results. Additionally, we find that a grid-search may not always yield a robust solution and that it is often less efficient than a $ \mathcal{GP} $ approach. We illustrate the use of the proposed methods by analyzing a clinical dataset with the aim of quantifying the effect of different patterns of HIV therapy.
This article is concerned with two notions of generalized matroid representations motivated by information theory and computer science. The first involves representations by discrete random variables and the second approximate representations by subspace arrangements. In both cases we show that there is no algorithm that checks whether such a representation exists. As a consequence, the conditional independence implication problem is undecidable, which gives an independent answer to a question in information theory by Geiger and Pearl that was recently also answered by Cheuk Ting Li. These problems are closely related to problems of characterizing the achievable rates in certain network coding problems and of constructing secret sharing schemes. Our methods to approach these problems are mostly algebraic. Specifically, they involve reductions from the uniform word problem for finite groups and the word problem for sofic groups.
We prove concentration inequalities and associated PAC bounds for continuous- and discrete-time additive functionals for possibly unbounded functions of multivariate, nonreversible diffusion processes. Our analysis relies on an approach via the Poisson equation allowing us to consider a very broad class of subexponentially ergodic processes. These results add to existing concentration inequalities for additive functionals of diffusion processes which have so far been only available for either bounded functions or for unbounded functions of processes from a significantly smaller class. We demonstrate the power of these exponential inequalities by two examples of very different areas. Considering a possibly high-dimensional parametric nonlinear drift model under sparsity constraints, we apply the continuous-time concentration results to validate the restricted eigenvalue condition for Lasso estimation, which is fundamental for the derivation of oracle inequalities. The results for discrete additive functionals are used to investigate the unadjusted Langevin MCMC algorithm for sampling of moderately heavy-tailed densities $\pi$. In particular, we provide PAC bounds for the sample Monte Carlo estimator of integrals $\pi(f)$ for polynomially growing functions $f$ that quantify sufficient sample and step sizes for approximation within a prescribed margin with high probability.
Accurate diagnosis and prognosis of Alzheimer's disease are crucial for developing new therapies and reducing the associated costs. Recently, with the advances of convolutional neural networks, deep learning methods have been proposed to automate these two tasks using structural MRI. However, these methods often suffer from a lack of interpretability and generalization and have limited prognosis performance. In this paper, we propose a novel deep framework designed to overcome these limitations. Our pipeline consists of two stages. In the first stage, 125 3D U-Nets are used to estimate voxelwise grade scores over the whole brain. The resulting 3D maps are then fused to construct an interpretable 3D grading map indicating the disease severity at the structure level. As a consequence, clinicians can use this map to detect the brain structures affected by the disease. In the second stage, the grading map and subject's age are used to perform classification with a graph convolutional neural network. Experimental results based on 2106 subjects demonstrated competitive performance of our deep framework compared to state-of-the-art methods on different datasets for both AD diagnosis and prognosis. Moreover, we found that using a large number of U-Nets processing different overlapping brain areas improved the generalization capacity of the proposed methods.
Transfer learning aims at improving the performance of target learners on target domains by transferring the knowledge contained in different but related source domains. In this way, the dependence on a large number of target domain data can be reduced for constructing target learners. Due to the wide application prospects, transfer learning has become a popular and promising area in machine learning. Although there are already some valuable and impressive surveys on transfer learning, these surveys introduce approaches in a relatively isolated way and lack the recent advances in transfer learning. As the rapid expansion of the transfer learning area, it is both necessary and challenging to comprehensively review the relevant studies. This survey attempts to connect and systematize the existing transfer learning researches, as well as to summarize and interpret the mechanisms and the strategies in a comprehensive way, which may help readers have a better understanding of the current research status and ideas. Different from previous surveys, this survey paper reviews over forty representative transfer learning approaches from the perspectives of data and model. The applications of transfer learning are also briefly introduced. In order to show the performance of different transfer learning models, twenty representative transfer learning models are used for experiments. The models are performed on three different datasets, i.e., Amazon Reviews, Reuters-21578, and Office-31. And the experimental results demonstrate the importance of selecting appropriate transfer learning models for different applications in practice.
To address the sparsity and cold start problem of collaborative filtering, researchers usually make use of side information, such as social networks or item attributes, to improve recommendation performance. This paper considers the knowledge graph as the source of side information. To address the limitations of existing embedding-based and path-based methods for knowledge-graph-aware recommendation, we propose Ripple Network, an end-to-end framework that naturally incorporates the knowledge graph into recommender systems. Similar to actual ripples propagating on the surface of water, Ripple Network stimulates the propagation of user preferences over the set of knowledge entities by automatically and iteratively extending a user's potential interests along links in the knowledge graph. The multiple "ripples" activated by a user's historically clicked items are thus superposed to form the preference distribution of the user with respect to a candidate item, which could be used for predicting the final clicking probability. Through extensive experiments on real-world datasets, we demonstrate that Ripple Network achieves substantial gains in a variety of scenarios, including movie, book and news recommendation, over several state-of-the-art baselines.