Smart recommendation algorithms have revolutionized information dissemination, enhancing efficiency and reshaping content delivery across various domains. However, concerns about user agency have arisen due to the inherent opacity (information asymmetry) and the nature of one-way output (power asymmetry) on algorithms. While both issues have been criticized by scholars via advocating explainable AI (XAI) and human-AI collaborative decision-making (HACD), few research evaluates their integrated effects on users, and few HACD discussions in recommender systems beyond improving and filtering the results. This study proposes an incubating idea as a missing step in HACD that allows users to control the degrees of AI-recommended content. Then, we integrate it with existing XAI to a flow prototype aimed at assessing the enhancement of user agency. We seek to understand how types of agency impact user perception and experience, and bring empirical evidence to refine the guidelines and designs for human-AI interactive systems.
Comparative meta-analyses of groups of subjects by integrating multiple observational studies rely on estimated propensity scores (PSs) to mitigate covariate imbalances. However, PS estimation grapples with the theoretical and practical challenges posed by high-dimensional covariates. Motivated by an integrative analysis of breast cancer patients across seven medical centers, this paper tackles the challenges associated with integrating multiple observational datasets. The proposed inferential technique, called Bayesian Motif Submatrices for Covariates (B-MSC), addresses the curse of dimensionality by a hybrid of Bayesian and frequentist approaches. B-MSC uses nonparametric Bayesian "Chinese restaurant" processes to eliminate redundancy in the high-dimensional covariates and discover latent motifs or lower-dimensional structure. With these motifs as potential predictors, standard regression techniques can be utilized to accurately infer the PSs and facilitate covariate-balanced group comparisons. Simulations and meta-analysis of the motivating cancer investigation demonstrate the efficacy of the B-MSC approach to accurately estimate the propensity scores and efficiently address covariate imbalance when integrating observational health studies with high-dimensional covariates.
To characterize the computational complexity of satisfiability problems for probabilistic and causal reasoning within the Pearl's Causal Hierarchy, arXiv:2305.09508 [cs.AI] introduce a new natural class, named succ-$\exists$R. This class can be viewed as a succinct variant of the well-studied class $\exists$R based on the Existential Theory of the Reals (ETR). Analogously to $\exists$R, succ-$\exists$R is an intermediate class between NEXP and EXPSPACE, the exponential versions of NP and PSPACE. The main contributions of this work are threefold. Firstly, we characterize the class succ-$\exists$R in terms of nondeterministic real RAM machines and develop structural complexity theoretic results for real RAMs, including translation and hierarchy theorems. Notably, we demonstrate the separation of $\exists$R and succ-$\exists$R. Secondly, we examine the complexity of model checking and satisfiability of fragments of existential second-order logic and probabilistic independence logic. We show succ-$\exists$R- completeness of several of these problems, for which the best-known complexity lower and upper bounds were previously NEXP-hardness and EXPSPACE, respectively. Thirdly, while succ-$\exists$R is characterized in terms of ordinary (non-succinct) ETR instances enriched by exponential sums and a mechanism to index exponentially many variables, in this paper, we prove that when only exponential sums are added, the corresponding class $\exists$R^{\Sigma} is contained in PSPACE. We conjecture that this inclusion is strict, as this class is equivalent to adding a VNP-oracle to a polynomial time nondeterministic real RAM. Conversely, the addition of exponential products to ETR, yields PSPACE. Additionally, we study the satisfiability problem for probabilistic reasoning, with the additional requirement of a small model and prove that this problem is complete for $\exists$R^{\Sigma}.
We consider self-stabilizing algorithms to compute a Maximal Independent Set (MIS) in the extremely weak beeping communication model. The model consists of an anonymous network with synchronous rounds. In each round, each vertex can optionally transmit a signal to all its neighbors (beep). After the transmission of a signal, each vertex can only differentiate between no signal received, or at least one signal received. We assume that vertices have some knowledge about the topology of the network. We revisit the not self-stabilizing algorithm proposed by Jeavons, Scott, and Xu (2013), which computes an MIS in the beeping model. We enhance this algorithm to be self-stabilizing, and explore two different variants, which differ in the knowledge about the topology available to the vertices. In the first variant, every vertex knows an upper bound on the maximum degree $\Delta$ of the graph. For this case, we prove that the proposed self-stabilizing version maintains the same run-time as the original algorithm, i.e. it stabilizes after $O(\log n)$ rounds w.h.p. on any $n$-vertex graph. In the second variant, each vertex only knows an upper bound on its own degree. For this case, we prove that the algorithm stabilizes after $O(\log n\cdot \log \log n)$ rounds on any $n$-vertex graph, w.h.p.
Hypervolume improvement (HVI) is commonly employed in multi-objective Bayesian optimization algorithms to define acquisition functions due to its Pareto-compliant property. Rather than focusing on specific statistical moments of HVI, this work aims to provide the exact expression of HVI's probability distribution for bi-objective problems. Considering a bi-variate Gaussian random variable resulting from Gaussian process (GP) modeling, we derive the probability distribution of its hypervolume improvement via a cell partition-based method. Our exact expression is superior in numerical accuracy and computation efficiency compared to the Monte Carlo approximation of HVI's distribution. Utilizing this distribution, we propose a novel acquisition function - $\varepsilon$-probability of hypervolume improvement ($\varepsilon$-PoHVI). Experimentally, we show that on many widely-applied bi-objective test problems, $\varepsilon$-PoHVI significantly outperforms other related acquisition functions, e.g., $\varepsilon$-PoI, and expected hypervolume improvement, when the GP model exhibits a large the prediction uncertainty.
This work focuses on the entropy-regularized independent natural policy gradient (NPG) algorithm in multi-agent reinforcement learning. In this work, agents are assumed to have access to an oracle with exact policy evaluation and seek to maximize their respective independent rewards. Each individual's reward is assumed to depend on the actions of all the agents in the multi-agent system, leading to a game between agents. We assume all agents make decisions under a policy with bounded rationality, which is enforced by the introduction of entropy regularization. In practice, a smaller regularization implies the agents are more rational and behave closer to Nash policies. On the other hand, agents with larger regularization acts more randomly, which ensures more exploration. We show that, under sufficient entropy regularization, the dynamics of this system converge at a linear rate to the quantal response equilibrium (QRE). Although regularization assumptions prevent the QRE from approximating a Nash equilibrium, our findings apply to a wide range of games, including cooperative, potential, and two-player matrix games. We also provide extensive empirical results on multiple games (including Markov games) as a verification of our theoretical analysis.
By concatenating a polar transform with a convolutional transform, polarization-adjusted convolutional (PAC) codes can reach the dispersion approximation bound in certain rate cases. However, the sequential decoding nature of traditional PAC decoding algorithms results in high decoding latency. Due to the parallel computing capability, deep neural network (DNN) decoders have emerged as a promising solution. In this paper, we propose three types of DNN decoders for PAC codes: multi-layer perceptron (MLP), convolutional neural network (CNN), and recurrent neural network (RNN). The performance of these DNN decoders is evaluated through extensive simulation. Numerical results show that the MLP decoder has the best error-correction performance under a similar model parameter number.
This research paper presents a comprehensive analysis of integrating advanced language models with search and retrieval systems in the fields of information retrieval and natural language processing. The objective is to evaluate and compare various state-of-the-art methods based on their performance in terms of accuracy and efficiency. The analysis explores different combinations of technologies, including Azure Cognitive Search Retriever with GPT-4, Pinecone's Canopy framework, Langchain with Pinecone and different language models (OpenAI, Cohere), LlamaIndex with Weaviate Vector Store's hybrid search, Google's RAG implementation on Cloud VertexAI-Search, Amazon SageMaker's RAG, and a novel approach called KG-FID Retrieval. The motivation for this analysis arises from the increasing demand for robust and responsive question-answering systems in various domains. The RobustQA metric is used to evaluate the performance of these systems under diverse paraphrasing of questions. The report aims to provide insights into the strengths and weaknesses of each method, facilitating informed decisions in the deployment and development of AI-driven search and retrieval systems.
The decomposition-based multi-objective evolutionary algorithm (MOEA/D) does not directly optimize a given multi-objective function $f$, but instead optimizes $N + 1$ single-objective subproblems of $f$ in a co-evolutionary manner. It maintains an archive of all non-dominated solutions found and outputs it as approximation to the Pareto front. Once the MOEA/D found all optima of the subproblems (the $g$-optima), it may still miss Pareto optima of $f$. The algorithm is then tasked to find the remaining Pareto optima directly by mutating the $g$-optima. In this work, we analyze for the first time how the MOEA/D with only standard mutation operators computes the whole Pareto front of the OneMinMax benchmark when the $g$-optima are a strict subset of the Pareto front. For standard bit mutation, we prove an expected runtime of $O(n N \log n + n^{n/(2N)} N \log n)$ function evaluations. Especially for the second, more interesting phase when the algorithm start with all $g$-optima, we prove an $\Omega(n^{(1/2)(n/N + 1)} \sqrt{N} 2^{-n/N})$ expected runtime. This runtime is super-polynomial if $N = o(n)$, since this leaves large gaps between the $g$-optima, which require costly mutations to cover. For power-law mutation with exponent $\beta \in (1, 2)$, we prove an expected runtime of $O\left(n N \log n + n^{\beta} \log n\right)$ function evaluations. The $O\left(n^{\beta} \log n\right)$ term stems from the second phase of starting with all $g$-optima, and it is independent of the number of subproblems $N$. This leads to a huge speedup compared to the lower bound for standard bit mutation. In general, our overall bound for power-law suggests that the MOEA/D performs best for $N = O(n^{\beta - 1})$, resulting in an $O(n^\beta \log n)$ bound. In contrast to standard bit mutation, smaller values of $N$ are better for power-law mutation, as it is capable of easily creating missing solutions.
Efficiently capturing consistent and complementary semantic features in a multimodal conversation context is crucial for Multimodal Emotion Recognition in Conversation (MERC). Existing methods mainly use graph structures to model dialogue context semantic dependencies and employ Graph Neural Networks (GNN) to capture multimodal semantic features for emotion recognition. However, these methods are limited by some inherent characteristics of GNN, such as over-smoothing and low-pass filtering, resulting in the inability to learn long-distance consistency information and complementary information efficiently. Since consistency and complementarity information correspond to low-frequency and high-frequency information, respectively, this paper revisits the problem of multimodal emotion recognition in conversation from the perspective of the graph spectrum. Specifically, we propose a Graph-Spectrum-based Multimodal Consistency and Complementary collaborative learning framework GS-MCC. First, GS-MCC uses a sliding window to construct a multimodal interaction graph to model conversational relationships and uses efficient Fourier graph operators to extract long-distance high-frequency and low-frequency information, respectively. Then, GS-MCC uses contrastive learning to construct self-supervised signals that reflect complementarity and consistent semantic collaboration with high and low-frequency signals, thereby improving the ability of high and low-frequency information to reflect real emotions. Finally, GS-MCC inputs the collaborative high and low-frequency information into the MLP network and softmax function for emotion prediction. Extensive experiments have proven the superiority of the GS-MCC architecture proposed in this paper on two benchmark data sets.
We introduce a multi-task setup of identifying and classifying entities, relations, and coreference clusters in scientific articles. We create SciERC, a dataset that includes annotations for all three tasks and develop a unified framework called Scientific Information Extractor (SciIE) for with shared span representations. The multi-task setup reduces cascading errors between tasks and leverages cross-sentence relations through coreference links. Experiments show that our multi-task model outperforms previous models in scientific information extraction without using any domain-specific features. We further show that the framework supports construction of a scientific knowledge graph, which we use to analyze information in scientific literature.