Federated Learning, as a popular paradigm for collaborative training, is vulnerable against privacy attacks. Different privacy levels regarding users' attitudes need to be satisfied locally, while a strict privacy guarantee for the global model is also required centrally. Personalized Local Differential Privacy (PLDP) is suitable for preserving users' varying local privacy, yet only provides a central privacy guarantee equivalent to the worst-case local privacy level. Thus, achieving strong central privacy as well as personalized local privacy with a utility-promising model is a challenging problem. In this work, a general framework (APES) is built up to strengthen model privacy under personalized local privacy by leveraging the privacy amplification effect of the shuffle model. To tighten the privacy bound, we quantify the heterogeneous contributions to the central privacy user by user. The contributions are characterized by the ability of generating "echos" from the perturbation of each user, which is carefully measured by proposed methods Neighbor Divergence and Clip-Laplace Mechanism. Furthermore, we propose a refined framework (S-APES) with the post-sparsification technique to reduce privacy loss in high-dimension scenarios. To the best of our knowledge, the impact of shuffling on personalized local privacy is considered for the first time. We provide a strong privacy amplification effect, and the bound is tighter than the baseline result based on existing methods for uniform local privacy. Experiments demonstrate that our frameworks ensure comparable or higher accuracy for the global model.
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Existing federated learning models that follow the standard risk minimization paradigm of machine learning often fail to generalize in the presence of spurious correlations in the training data. In many real-world distributed settings, spurious correlations exist due to biases and data sampling issues on distributed devices or clients that can erroneously influence models. Current generalization approaches are designed for centralized training and attempt to identify features that have an invariant causal relationship with the target, thereby reducing the effect of spurious features. However, such invariant risk minimization approaches rely on apriori knowledge of training data distributions which is hard to obtain in many applications. In this work, we present a generalizable federated learning framework called FedGen, which allows clients to identify and distinguish between spurious and invariant features in a collaborative manner without prior knowledge of training distributions. We evaluate our approach on real-world datasets from different domains and show that FedGen results in models that achieve significantly better generalization and can outperform the accuracy of current federated learning approaches by over 24%.
Machine learning models have demonstrated promising performance in many areas. However, the concerns that they can be biased against specific demographic groups hinder their adoption in high-stake applications. Thus, it is essential to ensure fairness in machine learning models. Most previous efforts require direct access to sensitive attributes for mitigating bias. Nonetheless, it is often infeasible to obtain large-scale users' sensitive attributes considering users' concerns about privacy in the data collection process. Privacy mechanisms such as local differential privacy (LDP) are widely enforced on sensitive information in the data collection stage due to legal compliance and people's increasing awareness of privacy. Therefore, a critical problem is how to make fair predictions under privacy. We study a novel and practical problem of fair classification in a semi-private setting, where most of the sensitive attributes are private and only a small amount of clean ones are available. To this end, we propose a novel framework FairSP that can achieve Fair prediction under the Semi-Private setting. First, FairSP learns to correct the noise-protected sensitive attributes by exploiting the limited clean sensitive attributes. Then, it jointly models the corrected and clean data in an adversarial way for debiasing and prediction. Theoretical analysis shows that the proposed model can ensure fairness under mild assumptions in the semi-private setting. Extensive experimental results on real-world datasets demonstrate the effectiveness of our method for making fair predictions under privacy and maintaining high accuracy.
In a vertical federated learning (VFL) system consisting of a central server and many distributed clients, the training data are vertically partitioned such that different features are privately stored on different clients. The problem of split VFL is to train a model split between the server and the clients. This paper aims to address two major challenges in split VFL: 1) performance degradation due to straggling clients during training; and 2) data and model privacy leakage from clients' uploaded data embeddings. We propose FedVS to simultaneously address these two challenges. The key idea of FedVS is to design secret sharing schemes for the local data and models, such that information-theoretical privacy against colluding clients and curious server is guaranteed, and the aggregation of all clients' embeddings is reconstructed losslessly, via decrypting computation shares from the non-straggling clients. Extensive experiments on various types of VFL datasets (including tabular, CV, and multi-view) demonstrate the universal advantages of FedVS in straggler mitigation and privacy protection over baseline protocols.
In a federated learning (FL) system, malicious participants can easily embed backdoors into the aggregated model while maintaining the model's performance on the main task. To this end, various defenses, including training stage aggregation-based defenses and post-training mitigation defenses, have been proposed recently. While these defenses obtain reasonable performance against existing backdoor attacks, which are mainly heuristics based, we show that they are insufficient in the face of more advanced attacks. In particular, we propose a general reinforcement learning-based backdoor attack framework where the attacker first trains a (non-myopic) attack policy using a simulator built upon its local data and common knowledge on the FL system, which is then applied during actual FL training. Our attack framework is both adaptive and flexible and achieves strong attack performance and durability even under state-of-the-art defenses.
There is a rapid increase in the cooperative learning paradigm in online learning settings, i.e., federated learning (FL). Unlike most FL settings, there are many situations where the agents are competitive. Each agent would like to learn from others, but the part of the information it shares for others to learn from could be sensitive; thus, it desires its privacy. This work investigates a group of agents working concurrently to solve similar combinatorial bandit problems while maintaining quality constraints. Can these agents collectively learn while keeping their sensitive information confidential by employing differential privacy? We observe that communicating can reduce the regret. However, differential privacy techniques for protecting sensitive information makes the data noisy and may deteriorate than help to improve regret. Hence, we note that it is essential to decide when to communicate and what shared data to learn to strike a functional balance between regret and privacy. For such a federated combinatorial MAB setting, we propose a Privacy-preserving Federated Combinatorial Bandit algorithm, P-FCB. We illustrate the efficacy of P-FCB through simulations. We further show that our algorithm provides an improvement in terms of regret while upholding quality threshold and meaningful privacy guarantees.
We present a novel privacy-preserving model aggregation for asynchronous federated learning, named PPA-AFL that removes the restriction of synchronous aggregation of local model updates in federated learning, while enabling the protection of the local model updates against the server. In PPA-AFL, clients can proactive decide when to engage in the training process, and sends local model updates to the server when the updates are available. Thus, it is not necessary to keep synchronicity with other clients. To safeguard client updates and facilitate local model aggregation, we employ Paillier encryption for local update encryption and support homomorphic aggregation. Furthermore, secret sharing is utilized to enable the sharing of decryption keys and facilitate privacy-preserving asynchronous aggregation. As a result, the server remains unable to gain any information about the local updates while asynchronously aggregating to produce the global model. We demonstrate the efficacy of our proposed PPA-AFL framework through comprehensive complexity analysis and extensive experiments on a prototype implementation, highlighting its potential for practical adoption in privacy-sensitive asynchronous federated learning scenarios.
Federated learning (FL) has emerged as an efficient approach for large-scale distributed machine learning, ensuring data privacy by keeping training data on client devices. However, recent research has highlighted vulnerabilities in FL, including the potential disclosure of sensitive information through individual model updates and even the aggregated global model. While much attention has been given to clients' data privacy, limited research has addressed the issue of global model privacy. Furthermore, local training at the client's side has opened avenues for malicious clients to launch powerful model poisoning attacks. Unfortunately, no existing work has provided a comprehensive solution that tackles all these issues. Therefore, we introduce HyFL, a hybrid framework that enables data and global model privacy while facilitating large-scale deployments. The foundation of HyFL is a unique combination of secure multi-party computation (MPC) techniques with hierarchical federated learning. One notable feature of HyFL is its capability to prevent malicious clients from executing model poisoning attacks, confining them to less destructive data poisoning alone. We evaluate HyFL's effectiveness using an open-source PyTorch-based FL implementation integrated with Meta's CrypTen PPML framework. Our performance evaluation demonstrates that HyFL is a promising solution for trustworthy large-scale FL deployment.
Federated Learning, as a popular paradigm for collaborative training, is vulnerable against privacy attacks. Different privacy levels regarding users' attitudes need to be satisfied locally, while a strict privacy guarantee for the global model is also required centrally. Personalized Local Differential Privacy (PLDP) is suitable for preserving users' varying local privacy, yet only provides a central privacy guarantee equivalent to the worst-case local privacy level. Thus, achieving strong central privacy as well as personalized local privacy with a utility-promising model is a challenging problem. In this work, a general framework (APES) is built up to strengthen model privacy under personalized local privacy by leveraging the privacy amplification effect of the shuffle model. To tighten the privacy bound, we quantify the heterogeneous contributions to the central privacy user by user. The contributions are characterized by the ability of generating "echos" from the perturbation of each user, which is carefully measured by proposed methods Neighbor Divergence and Clip-Laplace Mechanism. Furthermore, we propose a refined framework (S-APES) with the post-sparsification technique to reduce privacy loss in high-dimension scenarios. To the best of our knowledge, the impact of shuffling on personalized local privacy is considered for the first time. We provide a strong privacy amplification effect, and the bound is tighter than the baseline result based on existing methods for uniform local privacy. Experiments demonstrate that our frameworks ensure comparable or higher accuracy for the global model.
This paper introduces FairDP, a novel mechanism designed to simultaneously ensure differential privacy (DP) and fairness. FairDP operates by independently training models for distinct individual groups, using group-specific clipping terms to assess and bound the disparate impacts of DP. Throughout the training process, the mechanism progressively integrates knowledge from group models to formulate a comprehensive model that balances privacy, utility, and fairness in downstream tasks. Extensive theoretical and empirical analyses validate the efficacy of FairDP, demonstrating improved trade-offs between model utility, privacy, and fairness compared with existing methods.
Federated Learning (FL) is a decentralized machine-learning paradigm, in which a global server iteratively averages the model parameters of local users without accessing their data. User heterogeneity has imposed significant challenges to FL, which can incur drifted global models that are slow to converge. Knowledge Distillation has recently emerged to tackle this issue, by refining the server model using aggregated knowledge from heterogeneous users, other than directly averaging their model parameters. This approach, however, depends on a proxy dataset, making it impractical unless such a prerequisite is satisfied. Moreover, the ensemble knowledge is not fully utilized to guide local model learning, which may in turn affect the quality of the aggregated model. Inspired by the prior art, we propose a data-free knowledge distillation} approach to address heterogeneous FL, where the server learns a lightweight generator to ensemble user information in a data-free manner, which is then broadcasted to users, regulating local training using the learned knowledge as an inductive bias. Empirical studies powered by theoretical implications show that, our approach facilitates FL with better generalization performance using fewer communication rounds, compared with the state-of-the-art.
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