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Federated Learning (FL) is an emerging machine learning paradigm that enables multiple clients to jointly train a model to take benefits from diverse datasets from the clients without sharing their local training datasets. FL helps reduce data privacy risks. Unfortunately, FL still exist several issues regarding privacy and security. First, it is possible to leak sensitive information from the shared training parameters. Second, malicious clients can collude with each other to steal data, models from regular clients or corrupt the global training model. To tackle these challenges, we propose SecFL - a confidential federated learning framework that leverages Trusted Execution Environments (TEEs). SecFL performs the global and local training inside TEE enclaves to ensure the confidentiality and integrity of the computations against powerful adversaries with privileged access. SecFL provides a transparent remote attestation mechanism, relying on the remote attestation provided by TEEs, to allow clients to attest the global training computation as well as the local training computation of each other. Thus, all malicious clients can be detected using the remote attestation mechanisms.

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聯邦學(xue)習(xi)(xi)(Federated Learning)是(shi)一種新興的(de)人工智(zhi)(zhi)能(neng)基(ji)礎技術,在(zai)(zai) 2016 年由谷歌最先提出,原本用(yong)于(yu)解決安卓(zhuo)手機(ji)(ji)終端用(yong)戶在(zai)(zai)本地更新模型的(de)問題,其設計目標是(shi)在(zai)(zai)保(bao)障(zhang)大數據(ju)(ju)(ju)交換時的(de)信息安全、保(bao)護終端數據(ju)(ju)(ju)和個(ge)人數據(ju)(ju)(ju)隱私(si)、保(bao)證合(he)法(fa)合(he)規的(de)前提下,在(zai)(zai)多參(can)與方或多計算(suan)結點之(zhi)間開展(zhan)高效率的(de)機(ji)(ji)器(qi)學(xue)習(xi)(xi)。其中,聯邦學(xue)習(xi)(xi)可使用(yong)的(de)機(ji)(ji)器(qi)學(xue)習(xi)(xi)算(suan)法(fa)不局限(xian)于(yu)神經網(wang)絡,還包括隨機(ji)(ji)森(sen)林等(deng)重要算(suan)法(fa)。聯邦學(xue)習(xi)(xi)有望成為下一代(dai)人工智(zhi)(zhi)能(neng)協(xie)同算(suan)法(fa)和協(xie)作網(wang)絡的(de)基(ji)礎。

The underlying assumption of recent federated learning (FL) paradigms is that local models usually share the same network architecture as the global model, which becomes impractical for mobile and IoT devices with different setups of hardware and infrastructure. A scalable federated learning framework should address heterogeneous clients equipped with different computation and communication capabilities. To this end, this paper proposes FedHM, a novel federated model compression framework that distributes the heterogeneous low-rank models to clients and then aggregates them into a global full-rank model. Our solution enables the training of heterogeneous local models with varying computational complexities and aggregates a single global model. Furthermore, FedHM not only reduces the computational complexity of the device, but also reduces the communication cost by using low-rank models. Extensive experimental results demonstrate that our proposed \system outperforms the current pruning-based FL approaches in terms of test Top-1 accuracy (4.6% accuracy gain on average), with smaller model size (1.5x smaller on average) under various heterogeneous FL settings.

The computing device deployment explosion experienced in recent years, motivated by the advances of technologies such as Internet-of-Things (IoT) and 5G, has led to a global scenario with increasing cybersecurity risks and threats. Among them, device spoofing and impersonation cyberattacks stand out due to their impact and, usually, low complexity required to be launched. To solve this issue, several solutions have emerged to identify device models and types based on the combination of behavioral fingerprinting and Machine/Deep Learning (ML/DL) techniques. However, these solutions are not appropriated for scenarios where data privacy and protection is a must, as they require data centralization for processing. In this context, newer approaches such as Federated Learning (FL) have not been fully explored yet, especially when malicious clients are present in the scenario setup. The present work analyzes and compares the device model identification performance of a centralized DL model with an FL one while using execution time-based events. For experimental purposes, a dataset containing execution-time features of 55 Raspberry Pis belonging to four different models has been collected and published. Using this dataset, the proposed solution achieved 0.9999 accuracy in both setups, centralized and federated, showing no performance decrease while preserving data privacy. Later, the impact of a label-flipping attack during the federated model training is evaluated, using several aggregation mechanisms as countermeasure. Zeno and coordinate-wise median aggregation show the best performance, although their performance greatly degrades when the percentage of fully malicious clients (all training samples poisoned) grows over 50%.

In Federated Learning (FL), a group of workers participate to build a global model under the coordination of one node, the chief. Regarding the cybersecurity of FL, some attacks aim at injecting the fabricated local model updates into the system. Some defenses are based on malicious worker detection and behavioral pattern analysis. In this context, without timely and dynamic monitoring methods, the chief cannot detect and remove the malicious or unreliable workers from the system. Our work emphasize the urgency to prepare the federated learning process for monitoring and eventually behavioral pattern analysis. We study the information inside the learning process in the early stages of training, propose a monitoring process and evaluate the monitoring period required. The aim is to analyse at what time is it appropriate to start the detection algorithm in order to remove the malicious or unreliable workers from the system and optimise the defense mechanism deployment. We tested our strategy on a behavioral pattern analysis defense applied to the FL process of different benchmark systems for text and image classification. Our results show that the monitoring process lowers false positives and false negatives and consequently increases system efficiency by enabling the distributed learning system to achieve better performance in the early stage of training.

Federated Learning (FL) is a decentralized machine-learning paradigm, in which a global server iteratively averages the model parameters of local users without accessing their data. User heterogeneity has imposed significant challenges to FL, which can incur drifted global models that are slow to converge. Knowledge Distillation has recently emerged to tackle this issue, by refining the server model using aggregated knowledge from heterogeneous users, other than directly averaging their model parameters. This approach, however, depends on a proxy dataset, making it impractical unless such a prerequisite is satisfied. Moreover, the ensemble knowledge is not fully utilized to guide local model learning, which may in turn affect the quality of the aggregated model. Inspired by the prior art, we propose a data-free knowledge distillation} approach to address heterogeneous FL, where the server learns a lightweight generator to ensemble user information in a data-free manner, which is then broadcasted to users, regulating local training using the learned knowledge as an inductive bias. Empirical studies powered by theoretical implications show that, our approach facilitates FL with better generalization performance using fewer communication rounds, compared with the state-of-the-art.

Fairness has emerged as a critical problem in federated learning (FL). In this work, we identify a cause of unfairness in FL -- \emph{conflicting} gradients with large differences in the magnitudes. To address this issue, we propose the federated fair averaging (FedFV) algorithm to mitigate potential conflicts among clients before averaging their gradients. We first use the cosine similarity to detect gradient conflicts, and then iteratively eliminate such conflicts by modifying both the direction and the magnitude of the gradients. We further show the theoretical foundation of FedFV to mitigate the issue conflicting gradients and converge to Pareto stationary solutions. Extensive experiments on a suite of federated datasets confirm that FedFV compares favorably against state-of-the-art methods in terms of fairness, accuracy and efficiency.

Federated learning enables multiple parties to collaboratively train a machine learning model without communicating their local data. A key challenge in federated learning is to handle the heterogeneity of local data distribution across parties. Although many studies have been proposed to address this challenge, we find that they fail to achieve high performance in image datasets with deep learning models. In this paper, we propose MOON: model-contrastive federated learning. MOON is a simple and effective federated learning framework. The key idea of MOON is to utilize the similarity between model representations to correct the local training of individual parties, i.e., conducting contrastive learning in model-level. Our extensive experiments show that MOON significantly outperforms the other state-of-the-art federated learning algorithms on various image classification tasks.

As data are increasingly being stored in different silos and societies becoming more aware of data privacy issues, the traditional centralized training of artificial intelligence (AI) models is facing efficiency and privacy challenges. Recently, federated learning (FL) has emerged as an alternative solution and continue to thrive in this new reality. Existing FL protocol design has been shown to be vulnerable to adversaries within or outside of the system, compromising data privacy and system robustness. Besides training powerful global models, it is of paramount importance to design FL systems that have privacy guarantees and are resistant to different types of adversaries. In this paper, we conduct the first comprehensive survey on this topic. Through a concise introduction to the concept of FL, and a unique taxonomy covering: 1) threat models; 2) poisoning attacks and defenses against robustness; 3) inference attacks and defenses against privacy, we provide an accessible review of this important topic. We highlight the intuitions, key techniques as well as fundamental assumptions adopted by various attacks and defenses. Finally, we discuss promising future research directions towards robust and privacy-preserving federated learning.

Federated learning has been showing as a promising approach in paving the last mile of artificial intelligence, due to its great potential of solving the data isolation problem in large scale machine learning. Particularly, with consideration of the heterogeneity in practical edge computing systems, asynchronous edge-cloud collaboration based federated learning can further improve the learning efficiency by significantly reducing the straggler effect. Despite no raw data sharing, the open architecture and extensive collaborations of asynchronous federated learning (AFL) still give some malicious participants great opportunities to infer other parties' training data, thus leading to serious concerns of privacy. To achieve a rigorous privacy guarantee with high utility, we investigate to secure asynchronous edge-cloud collaborative federated learning with differential privacy, focusing on the impacts of differential privacy on model convergence of AFL. Formally, we give the first analysis on the model convergence of AFL under DP and propose a multi-stage adjustable private algorithm (MAPA) to improve the trade-off between model utility and privacy by dynamically adjusting both the noise scale and the learning rate. Through extensive simulations and real-world experiments with an edge-could testbed, we demonstrate that MAPA significantly improves both the model accuracy and convergence speed with sufficient privacy guarantee.

Federated learning (FL) is a machine learning setting where many clients (e.g. mobile devices or whole organizations) collaboratively train a model under the orchestration of a central server (e.g. service provider), while keeping the training data decentralized. FL embodies the principles of focused data collection and minimization, and can mitigate many of the systemic privacy risks and costs resulting from traditional, centralized machine learning and data science approaches. Motivated by the explosive growth in FL research, this paper discusses recent advances and presents an extensive collection of open problems and challenges.

In federated learning, multiple client devices jointly learn a machine learning model: each client device maintains a local model for its local training dataset, while a master device maintains a global model via aggregating the local models from the client devices. The machine learning community recently proposed several federated learning methods that were claimed to be robust against Byzantine failures (e.g., system failures, adversarial manipulations) of certain client devices. In this work, we perform the first systematic study on local model poisoning attacks to federated learning. We assume an attacker has compromised some client devices, and the attacker manipulates the local model parameters on the compromised client devices during the learning process such that the global model has a large testing error rate. We formulate our attacks as optimization problems and apply our attacks to four recent Byzantine-robust federated learning methods. Our empirical results on four real-world datasets show that our attacks can substantially increase the error rates of the models learnt by the federated learning methods that were claimed to be robust against Byzantine failures of some client devices. We generalize two defenses for data poisoning attacks to defend against our local model poisoning attacks. Our evaluation results show that one defense can effectively defend against our attacks in some cases, but the defenses are not effective enough in other cases, highlighting the need for new defenses against our local model poisoning attacks to federated learning.

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