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Large language models (LLMs) have demonstrated remarkable proficiency in understanding and generating human-like texts, which may potentially revolutionize the finance industry. However, existing LLMs often fall short in the financial field, which is mainly attributed to the disparities between general text data and financial text data. Unfortunately, there is only a limited number of financial text datasets available (quite small size), and BloombergGPT, the first financial LLM (FinLLM), is close-sourced (only the training logs were released). In light of this, we aim to democratize Internet-scale financial data for LLMs, which is an open challenge due to diverse data sources, low signal-to-noise ratio, and high time-validity. To address the challenges, we introduce an open-sourced and data-centric framework, \textit{Financial Generative Pre-trained Transformer (FinGPT)}, that automates the collection and curation of real-time financial data from >34 diverse sources on the Internet, providing researchers and practitioners with accessible and transparent resources to develop their FinLLMs. Additionally, we propose a simple yet effective strategy for fine-tuning FinLLM using the inherent feedback from the market, dubbed Reinforcement Learning with Stock Prices (RLSP). We also adopt the Low-rank Adaptation (LoRA, QLoRA) method that enables users to customize their own FinLLMs from open-source general-purpose LLMs at a low cost. Finally, we showcase several FinGPT applications, including robo-advisor, sentiment analysis for algorithmic trading, and low-code development. FinGPT aims to democratize FinLLMs, stimulate innovation, and unlock new opportunities in open finance. The codes are available at //github.com/AI4Finance-Foundation/FinGPT and //github.com/AI4Finance-Foundation/FinNLP

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Large language models (LLMs) have demonstrated significant capability to generalize across a large number of NLP tasks. For industry applications, it is imperative to assess the performance of the LLM on unlabeled production data from time to time to validate for a real-world setting. Human labeling to assess model error requires considerable expense and time delay. Here we demonstrate that ensemble disagreement scores work well as a proxy for human labeling for language models in zero-shot, few-shot, and fine-tuned settings, per our evaluation on keyphrase extraction (KPE) task. We measure fidelity of the results by comparing to true error measured from human labeled ground truth. We contrast with the alternative of using another LLM as a source of machine labels, or silver labels. Results across various languages and domains show disagreement scores provide a better estimation of model performance with mean average error (MAE) as low as 0.4% and on average 13.8% better than using silver labels.

Large language models (LLMs) have demonstrated an impressive ability to generate codes on competitive programming tasks. However, with limited sample numbers, LLMs still suffer from poor accuracy. Inspired by the process of human programming, we propose a generate-and-edit approach named Self-Edit that utilizes execution results of the generated code from LLMs to improve the code quality on the competitive programming task. We execute the generated code on the example test case provided in the question and wrap execution results into a supplementary comment. Utilizing this comment as guidance, our fault-aware code editor is employed to correct errors in the generated code. We perform extensive evaluations across two competitive programming datasets with nine different LLMs. Compared to directly generating from LLMs, our approach can improve the average of pass@1 by 89\% on APPS-dev, 31\% on APPS-test, and 48\% on HumanEval over nine popular code generation LLMs with parameter sizes ranging from 110M to 175B. Compared to other post-processing methods, our method demonstrates superior accuracy and efficiency.

Pretrained natural language processing (NLP) models have achieved high overall performance, but they still make systematic errors. Instead of manual error analysis, research on slice detection models (SDM), which automatically identify underperforming groups of datapoints, has caught escalated attention in Computer Vision for both understanding model behaviors and providing insights for future model training and designing. However, little research on SDM and quantitative evaluation of their effectiveness have been conducted on NLP tasks. Our paper fills the gap by proposing a benchmark named "Discover, Explain, Improve (DEIM)" for classification NLP tasks along with a new SDM Edisa. Edisa discovers coherent and underperforming groups of datapoints; DEIM then unites them under human-understandable concepts and provides comprehensive evaluation tasks and corresponding quantitative metrics. The evaluation in DEIM shows that Edisa can accurately select error-prone datapoints with informative semantic features that summarize error patterns. Detecting difficult datapoints directly boosts model performance without tuning any original model parameters, showing that discovered slices are actionable for users.

Large language models (LLMs) have shown promising performance on various NLP tasks via task prompting. And their performance can be further improved by appending task demonstrations to the head of the prompt. And usually, a better performance can be achieved with more demonstrations. However, asking the users to write the demonstrations can be cumbersome. As a simple yet cost-effective workaround, this paper proposes a novel method called EPA (\textbf{E}asy \textbf{P}rompt \textbf{A}ugmentation)\footnote{While this paper considers augmenting prompts via demonstrations, we name it EPA as the name EDA is already taken by a well-known NLP method \citep{wei-zou-2019-eda}.} that effectively minimizes user efforts in writing demonstrations while improving the model performance at the same time. EPA achieves these goals by automatically augmenting the demonstrations with multiple sources/targets, where each of them paraphrases each other. This is well motivated as augmenting data via paraphrasing effectively improves neural language models. EPA thus employs paraphrasing as an augmentation method for in-context learning. Extensive experiments indicate that EPA effectively improves both NLU and NLG tasks, covering from natural language inference to machine translation in translating tens of languages.\footnote{Code and data will be released upon publication.}

Large language models (LLMs) are increasingly being used for generating text in a variety of use cases, including journalistic news articles. Given the potential malicious nature in which these LLMs can be used to generate disinformation at scale, it is important to build effective detectors for such AI-generated text. Given the surge in development of new LLMs, acquiring labeled training data for supervised detectors is a bottleneck. However, there might be plenty of unlabeled text data available, without information on which generator it came from. In this work we tackle this data problem, in detecting AI-generated news text, and frame the problem as an unsupervised domain adaptation task. Here the domains are the different text generators, i.e. LLMs, and we assume we have access to only the labeled source data and unlabeled target data. We develop a Contrastive Domain Adaptation framework, called ConDA, that blends standard domain adaptation techniques with the representation power of contrastive learning to learn domain invariant representations that are effective for the final unsupervised detection task. Our experiments demonstrate the effectiveness of our framework, resulting in average performance gains of 31.7% from the best performing baselines, and within 0.8% margin of a fully supervised detector. All our code and data is available at //github.com/AmritaBh/ConDA-gen-text-detection.

Large language models (LLMs) have demonstrated impressive capabilities in natural language processing. However, their internal mechanisms are still unclear and this lack of transparency poses unwanted risks for downstream applications. Therefore, understanding and explaining these models is crucial for elucidating their behaviors, limitations, and social impacts. In this paper, we introduce a taxonomy of explainability techniques and provide a structured overview of methods for explaining Transformer-based language models. We categorize techniques based on the training paradigms of LLMs: traditional fine-tuning-based paradigm and prompting-based paradigm. For each paradigm, we summarize the goals and dominant approaches for generating local explanations of individual predictions and global explanations of overall model knowledge. We also discuss metrics for evaluating generated explanations, and discuss how explanations can be leveraged to debug models and improve performance. Lastly, we examine key challenges and emerging opportunities for explanation techniques in the era of LLMs in comparison to conventional machine learning models.

Large language models (LLMs) have significantly advanced the field of natural language processing (NLP), providing a highly useful, task-agnostic foundation for a wide range of applications. The great promise of LLMs as general task solvers motivated people to extend their functionality largely beyond just a ``chatbot'', and use it as an assistant or even replacement for domain experts and tools in specific domains such as healthcare, finance, and education. However, directly applying LLMs to solve sophisticated problems in specific domains meets many hurdles, caused by the heterogeneity of domain data, the sophistication of domain knowledge, the uniqueness of domain objectives, and the diversity of the constraints (e.g., various social norms, cultural conformity, religious beliefs, and ethical standards in the domain applications). To fill such a gap, explosively-increase research, and practices have been conducted in very recent years on the domain specialization of LLMs, which, however, calls for a comprehensive and systematic review to better summarizes and guide this promising domain. In this survey paper, first, we propose a systematic taxonomy that categorizes the LLM domain-specialization techniques based on the accessibility to LLMs and summarizes the framework for all the subcategories as well as their relations and differences to each other. We also present a comprehensive taxonomy of critical application domains that can benefit from specialized LLMs, discussing their practical significance and open challenges. Furthermore, we offer insights into the current research status and future trends in this area.

The emergence of large language models (LLMs) has substantially influenced natural language processing, demonstrating exceptional results across various tasks. In this study, we employ ``Introspective Tips" to facilitate LLMs in self-optimizing their decision-making. By introspectively examining trajectories, LLM refines its policy by generating succinct and valuable tips. Our method enhances the agent's performance in both few-shot and zero-shot learning situations by considering three essential scenarios: learning from the agent's past experiences, integrating expert demonstrations, and generalizing across diverse games. Importantly, we accomplish these improvements without fine-tuning the LLM parameters; rather, we adjust the prompt to generalize insights from the three aforementioned situations. Our framework not only supports but also emphasizes the advantage of employing LLM in in-contxt decision-making. Experiments involving over 100 games in TextWorld illustrate the superior performance of our approach.

Knowledge enhanced pre-trained language models (K-PLMs) are shown to be effective for many public tasks in the literature but few of them have been successfully applied in practice. To address this problem, we propose K-AID, a systematic approach that includes a low-cost knowledge acquisition process for acquiring domain knowledge, an effective knowledge infusion module for improving model performance, and a knowledge distillation component for reducing the model size and deploying K-PLMs on resource-restricted devices (e.g., CPU) for real-world application. Importantly, instead of capturing entity knowledge like the majority of existing K-PLMs, our approach captures relational knowledge, which contributes to better-improving sentence-level text classification and text matching tasks that play a key role in question answering (QA). We conducted a set of experiments on five text classification tasks and three text matching tasks from three domains, namely E-commerce, Government, and Film&TV, and performed online A/B tests in E-commerce. Experimental results show that our approach is able to achieve substantial improvement on sentence-level question answering tasks and bring beneficial business value in industrial settings.

Recently, the emergence of pre-trained models (PTMs) has brought natural language processing (NLP) to a new era. In this survey, we provide a comprehensive review of PTMs for NLP. We first briefly introduce language representation learning and its research progress. Then we systematically categorize existing PTMs based on a taxonomy with four perspectives. Next, we describe how to adapt the knowledge of PTMs to the downstream tasks. Finally, we outline some potential directions of PTMs for future research. This survey is purposed to be a hands-on guide for understanding, using, and developing PTMs for various NLP tasks.

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