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Ethical principles for algorithms are gaining importance as more and more stakeholders are affected by "high-risk" algorithmic decision-making (ADM) systems. Understanding how these systems work enables stakeholders to make informed decisions and to assess the systems' adherence to ethical values. Explanations are a promising way to create understanding, but current explainable artificial intelligence (XAI) research does not always consider theories on how understanding is formed and evaluated. In this work, we aim to contribute to a better understanding of understanding by conducting a qualitative task-based study with 30 participants, including "users" and "affected stakeholders". We use three explanation modalities (textual, dialogue, and interactive) to explain a "high-risk" ADM system to participants and analyse their responses both inductively and deductively, using the "six facets of understanding" framework by Wiggins & McTighe. Our findings indicate that the "six facets" are a fruitful approach to analysing participants' understanding, highlighting processes such as "empathising" and "self-reflecting" as important parts of understanding. We further introduce the "dialogue" modality as a valid alternative to increase participant engagement in ADM explanations. Our analysis further suggests that individuality in understanding affects participants' perceptions of algorithmic fairness, confirming the link between understanding and ADM assessment that previous studies have outlined. We posit that drawing from theories on learning and understanding like the "six facets" and leveraging explanation modalities can guide XAI research to better suit explanations to learning processes of individuals and consequently enable their assessment of ethical values of ADM systems.

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Collective decision-making is crucial to information and communication systems. Decision conflicts among agents hinder the maximization of potential utilities of the entire system. Quantum processes can realize conflict-free joint decisions among two agents using the entanglement of photons or quantum interference of orbital angular momentum (OAM). However, previous studies have always presented symmetric resultant joint decisions. Although this property helps maintain and preserve equality, it cannot resolve disparities. Global challenges, such as ethics and equity, are recognized in the field of responsible artificial intelligence as responsible research and innovation paradigm. Thus, decision-making systems must not only preserve existing equality but also tackle disparities. This study theoretically and numerically investigates asymmetric collective decision-making using quantum interference of photons carrying OAM or entangled photons. Although asymmetry is successfully realized, a photon loss is inevitable in the proposed models. The available range of asymmetry and method for obtaining the desired degree of asymmetry are analytically formulated.

Modelling of early language acquisition aims to understand how infants bootstrap their language skills. The modelling encompasses properties of the input data used for training the models, the cognitive hypotheses and their algorithmic implementations being tested, and the evaluation methodologies to compare models to human data. Recent developments have enabled the use of more naturalistic training data for computational models. This also motivates development of more naturalistic tests of model behaviour. A crucial step towards such an aim is to develop representative speech datasets consisting of speech heard by infants in their natural environments. However, a major drawback of such recordings is that they are typically noisy, and it is currently unclear how the sound quality could affect analyses and modelling experiments conducted on such data. In this paper, we explore this aspect for the case of infant-directed speech (IDS) and adult-directed speech (ADS) analysis. First, we manually and automatically annotated audio quality of utterances extracted from two corpora of child-centred long-form recordings (in English and French). We then compared acoustic features of IDS and ADS in an in-lab dataset and across different audio quality subsets of naturalistic data. Finally, we assessed how the audio quality and recording environment may change the conclusions of a modelling analysis using a recent self-supervised learning model. Our results show that the use of modest and high audio quality naturalistic speech data result in largely similar conclusions on IDS and ADS in terms of acoustic analyses and modelling experiments. We also found that an automatic sound quality assessment tool can be used to screen out useful parts of long-form recordings for a closer analysis with comparable results to that of manual quality annotation.

Pre-trained language models (LMs) are used for knowledge intensive tasks like question answering, but their knowledge gets continuously outdated as the world changes. Prior work has studied targeted updates to LMs, injecting individual facts and evaluating whether the model learns these facts while not changing predictions on other contexts. We take a step forward and study LMs' abilities to make inferences based on injected facts (or propagate those facts): for example, after learning that something is a TV show, does an LM predict that you can watch it? We study this with two cloze-style tasks: an existing dataset of real-world sentences about novel entities (ECBD) as well as a new controlled benchmark with manually designed templates requiring varying levels of inference about injected knowledge. Surprisingly, we find that existing methods for updating knowledge (gradient-based fine-tuning and modifications of this approach) show little propagation of injected knowledge. These methods improve performance on cloze instances only when there is lexical overlap between injected facts and target inferences. Yet, prepending entity definitions in an LM's context improves performance across all settings, suggesting that there is substantial headroom for parameter-updating approaches for knowledge injection.

This study examines the relationship between student perceptions and their intention to use generative AI in higher education. Drawing on Expectancy-Value Theory (EVT), a questionnaire was developed to measure students' knowledge of generative AI, perceived value, and perceived cost. A sample of 405 students participated in the study, and confirmatory factor analysis was used to validate the constructs. The results indicate a strong positive correlation between perceived value and intention to use generative AI, and a weak negative correlation between perceived cost and intention to use. As we continue to explore the implications of generative AI in education and other domains, it is crucial to carefully consider the potential long-term consequences and the ethical dilemmas that may arise from widespread adoption.

Providing online adaptive lightweight time series anomaly detection without human intervention and domain knowledge is highly valuable. Several such anomaly detection approaches have been introduced in the past years, but all of them were only implemented in one deep learning library. With the development of deep learning libraries, it is unclear how different deep learning libraries impact these anomaly detection approaches since there is no such evaluation available. Randomly choosing a deep learning library to implement an anomaly detection approach might not be able to show the true performance of the approach. It might also mislead users in believing one approach is better than another. Therefore, in this paper, we investigate the impact of deep learning libraries on online adaptive lightweight time series anomaly detection by implementing two state-of-the-art anomaly detection approaches in three well-known deep learning libraries and evaluating how these two approaches are individually affected by the three deep learning libraries. A series of experiments based on four real-world open-source time series datasets were conducted. The results provide a good reference to select an appropriate deep learning library for online adaptive lightweight anomaly detection.

TADS are a novel, concise white-box representation of neural networks. In this paper, we apply TADS to the problem of neural network verification, using them to generate either proofs or concise error characterizations for desirable neural network properties. In a case study, we consider the robustness of neural networks to adversarial attacks, i.e., small changes to an input that drastically change a neural networks perception, and show that TADS can be used to provide precise diagnostics on how and where robustness errors a occur. We achieve these results by introducing Precondition Projection, a technique that yields a TADS describing network behavior precisely on a given subset of its input space, and combining it with PCA, a traditional, well-understood dimensionality reduction technique. We show that PCA is easily compatible with TADS. All analyses can be implemented in a straightforward fashion using the rich algebraic properties of TADS, demonstrating the utility of the TADS framework for neural network explainability and verification. While TADS do not yet scale as efficiently as state-of-the-art neural network verifiers, we show that, using PCA-based simplifications, they can still scale to mediumsized problems and yield concise explanations for potential errors that can be used for other purposes such as debugging a network or generating new training samples.

Background: Despite a growing body of literature on the impact of software bots on open source software development teams, their effects on team communication, coordination, and collaboration practices are not well understood. Bots can have negative consequences, such as producing information overload or reducing interactions between developers. Objective: The objective of this study is to investigate the effect of specific GitHub Actions on the collaboration networks of Open Source Software teams, using a network-analytic approach. The study will focus on Code Review bots, one of the most frequently implemented types of bots. Method: Fine-grained, time-stamped data of co-editing networks, developer-file contribution networks, as well as workflow runs and git commit logs will be obtained from a large sample of GitHub repositories. This will allow us to study how bots affect the collaboration networks of developers over time. By using a more representative sample of GitHub repositories than previous studies, which includes projects whose sizes span the whole range of Open Source communities, this study will provide generalizable results and updated findings on the general usage and distribution of GitHub Actions. With this study, we aim to contribute to advancing our knowledge of human-bot interaction and the effects of support tools on software engineering teams.

Decision-making algorithms are being used in important decisions, such as who should be enrolled in health care programs and be hired. Even though these systems are currently deployed in high-stakes scenarios, many of them cannot explain their decisions. This limitation has prompted the Explainable Artificial Intelligence (XAI) initiative, which aims to make algorithms explainable to comply with legal requirements, promote trust, and maintain accountability. This paper questions whether and to what extent explainability can help solve the responsibility issues posed by autonomous AI systems. We suggest that XAI systems that provide post-hoc explanations could be seen as blameworthy agents, obscuring the responsibility of developers in the decision-making process. Furthermore, we argue that XAI could result in incorrect attributions of responsibility to vulnerable stakeholders, such as those who are subjected to algorithmic decisions (i.e., patients), due to a misguided perception that they have control over explainable algorithms. This conflict between explainability and accountability can be exacerbated if designers choose to use algorithms and patients as moral and legal scapegoats. We conclude with a set of recommendations for how to approach this tension in the socio-technical process of algorithmic decision-making and a defense of hard regulation to prevent designers from escaping responsibility.

Out-of-distribution (OOD) detection is critical to ensuring the reliability and safety of machine learning systems. For instance, in autonomous driving, we would like the driving system to issue an alert and hand over the control to humans when it detects unusual scenes or objects that it has never seen before and cannot make a safe decision. This problem first emerged in 2017 and since then has received increasing attention from the research community, leading to a plethora of methods developed, ranging from classification-based to density-based to distance-based ones. Meanwhile, several other problems are closely related to OOD detection in terms of motivation and methodology. These include anomaly detection (AD), novelty detection (ND), open set recognition (OSR), and outlier detection (OD). Despite having different definitions and problem settings, these problems often confuse readers and practitioners, and as a result, some existing studies misuse terms. In this survey, we first present a generic framework called generalized OOD detection, which encompasses the five aforementioned problems, i.e., AD, ND, OSR, OOD detection, and OD. Under our framework, these five problems can be seen as special cases or sub-tasks, and are easier to distinguish. Then, we conduct a thorough review of each of the five areas by summarizing their recent technical developments. We conclude this survey with open challenges and potential research directions.

Rishi Bommasani,Drew A. Hudson,Ehsan Adeli,Russ Altman,Simran Arora,Sydney von Arx,Michael S. Bernstein,Jeannette Bohg,Antoine Bosselut,Emma Brunskill,Erik Brynjolfsson,Shyamal Buch,Dallas Card,Rodrigo Castellon,Niladri Chatterji,Annie Chen,Kathleen Creel,Jared Quincy Davis,Dora Demszky,Chris Donahue,Moussa Doumbouya,Esin Durmus,Stefano Ermon,John Etchemendy,Kawin Ethayarajh,Li Fei-Fei,Chelsea Finn,Trevor Gale,Lauren Gillespie,Karan Goel,Noah Goodman,Shelby Grossman,Neel Guha,Tatsunori Hashimoto,Peter Henderson,John Hewitt,Daniel E. Ho,Jenny Hong,Kyle Hsu,Jing Huang,Thomas Icard,Saahil Jain,Dan Jurafsky,Pratyusha Kalluri,Siddharth Karamcheti,Geoff Keeling,Fereshte Khani,Omar Khattab,Pang Wei Kohd,Mark Krass,Ranjay Krishna,Rohith Kuditipudi,Ananya Kumar,Faisal Ladhak,Mina Lee,Tony Lee,Jure Leskovec,Isabelle Levent,Xiang Lisa Li,Xuechen Li,Tengyu Ma,Ali Malik,Christopher D. Manning,Suvir Mirchandani,Eric Mitchell,Zanele Munyikwa,Suraj Nair,Avanika Narayan,Deepak Narayanan,Ben Newman,Allen Nie,Juan Carlos Niebles,Hamed Nilforoshan,Julian Nyarko,Giray Ogut,Laurel Orr,Isabel Papadimitriou,Joon Sung Park,Chris Piech,Eva Portelance,Christopher Potts,Aditi Raghunathan,Rob Reich,Hongyu Ren,Frieda Rong,Yusuf Roohani,Camilo Ruiz,Jack Ryan,Christopher Ré,Dorsa Sadigh,Shiori Sagawa,Keshav Santhanam,Andy Shih,Krishnan Srinivasan,Alex Tamkin,Rohan Taori,Armin W. Thomas,Florian Tramèr,Rose E. Wang,William Wang,Bohan Wu,Jiajun Wu,Yuhuai Wu,Sang Michael Xie,Michihiro Yasunaga,Jiaxuan You,Matei Zaharia,Michael Zhang,Tianyi Zhang,Xikun Zhang,Yuhui Zhang,Lucia Zheng,Kaitlyn Zhou,Percy Liang
Rishi Bommasani,Drew A. Hudson,Ehsan Adeli,Russ Altman,Simran Arora,Sydney von Arx,Michael S. Bernstein,Jeannette Bohg,Antoine Bosselut,Emma Brunskill,Erik Brynjolfsson,Shyamal Buch,Dallas Card,Rodrigo Castellon,Niladri Chatterji,Annie Chen,Kathleen Creel,Jared Quincy Davis,Dora Demszky,Chris Donahue,Moussa Doumbouya,Esin Durmus,Stefano Ermon,John Etchemendy,Kawin Ethayarajh,Li Fei-Fei,Chelsea Finn,Trevor Gale,Lauren Gillespie,Karan Goel,Noah Goodman,Shelby Grossman,Neel Guha,Tatsunori Hashimoto,Peter Henderson,John Hewitt,Daniel E. Ho,Jenny Hong,Kyle Hsu,Jing Huang,Thomas Icard,Saahil Jain,Dan Jurafsky,Pratyusha Kalluri,Siddharth Karamcheti,Geoff Keeling,Fereshte Khani,Omar Khattab,Pang Wei Kohd,Mark Krass,Ranjay Krishna,Rohith Kuditipudi,Ananya Kumar,Faisal Ladhak,Mina Lee,Tony Lee,Jure Leskovec,Isabelle Levent,Xiang Lisa Li,Xuechen Li,Tengyu Ma,Ali Malik,Christopher D. Manning,Suvir Mirchandani,Eric Mitchell,Zanele Munyikwa,Suraj Nair,Avanika Narayan,Deepak Narayanan,Ben Newman,Allen Nie,Juan Carlos Niebles,Hamed Nilforoshan,Julian Nyarko,Giray Ogut,Laurel Orr,Isabel Papadimitriou,Joon Sung Park,Chris Piech,Eva Portelance,Christopher Potts,Aditi Raghunathan,Rob Reich,Hongyu Ren,Frieda Rong,Yusuf Roohani,Camilo Ruiz,Jack Ryan,Christopher Ré,Dorsa Sadigh,Shiori Sagawa,Keshav Santhanam,Andy Shih,Krishnan Srinivasan,Alex Tamkin,Rohan Taori,Armin W. Thomas,Florian Tramèr,Rose E. Wang,William Wang,Bohan Wu,Jiajun Wu,Yuhuai Wu,Sang Michael Xie,Michihiro Yasunaga,Jiaxuan You,Matei Zaharia,Michael Zhang,Tianyi Zhang,Xikun Zhang,Yuhui Zhang,Lucia Zheng,Kaitlyn Zhou,Percy Liang

AI is undergoing a paradigm shift with the rise of models (e.g., BERT, DALL-E, GPT-3) that are trained on broad data at scale and are adaptable to a wide range of downstream tasks. We call these models foundation models to underscore their critically central yet incomplete character. This report provides a thorough account of the opportunities and risks of foundation models, ranging from their capabilities (e.g., language, vision, robotics, reasoning, human interaction) and technical principles(e.g., model architectures, training procedures, data, systems, security, evaluation, theory) to their applications (e.g., law, healthcare, education) and societal impact (e.g., inequity, misuse, economic and environmental impact, legal and ethical considerations). Though foundation models are based on standard deep learning and transfer learning, their scale results in new emergent capabilities,and their effectiveness across so many tasks incentivizes homogenization. Homogenization provides powerful leverage but demands caution, as the defects of the foundation model are inherited by all the adapted models downstream. Despite the impending widespread deployment of foundation models, we currently lack a clear understanding of how they work, when they fail, and what they are even capable of due to their emergent properties. To tackle these questions, we believe much of the critical research on foundation models will require deep interdisciplinary collaboration commensurate with their fundamentally sociotechnical nature.

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