In this paper we provide a novel analytical perspective on the theoretical understanding of gradient-based learning algorithms by interpreting consensus-based optimization (CBO), a recently proposed multi-particle derivative-free optimization method, as a stochastic relaxation of gradient descent. Remarkably, we observe that through communication of the particles, CBO exhibits a stochastic gradient descent (SGD)-like behavior despite solely relying on evaluations of the objective function. The fundamental value of such link between CBO and SGD lies in the fact that CBO is provably globally convergent to global minimizers for ample classes of nonsmooth and nonconvex objective functions, hence, on the one side, offering a novel explanation for the success of stochastic relaxations of gradient descent. On the other side, contrary to the conventional wisdom for which zero-order methods ought to be inefficient or not to possess generalization abilities, our results unveil an intrinsic gradient descent nature of such heuristics. This viewpoint furthermore complements previous insights into the working principles of CBO, which describe the dynamics in the mean-field limit through a nonlinear nonlocal partial differential equation that allows to alleviate complexities of the nonconvex function landscape. Our proofs leverage a completely nonsmooth analysis, which combines a novel quantitative version of the Laplace principle (log-sum-exp trick) and the minimizing movement scheme (proximal iteration). In doing so, we furnish useful and precise insights that explain how stochastic perturbations of gradient descent overcome energy barriers and reach deep levels of nonconvex functions. Instructive numerical illustrations support the provided theoretical insights.
In the absence of sensitive race and ethnicity data, researchers, regulators, and firms alike turn to proxies. In this paper, I train a Bidirectional Long Short-Term Memory (BiLSTM) model on a novel dataset of voter registration data from all 50 US states and create an ensemble that achieves up to 36.8% higher out of sample (OOS) F1 scores than the best performing machine learning models in the literature. Additionally, I construct the most comprehensive database of first and surname distributions in the US in order to improve the coverage and accuracy of Bayesian Improved Surname Geocoding (BISG) and Bayesian Improved Firstname Surname Geocoding (BIFSG). Finally, I provide the first high-quality benchmark dataset in order to fairly compare existing models and aid future model developers.
This paper investigates the multiple-input-multiple-output (MIMO) massive unsourced random access in an asynchronous orthogonal frequency division multiplexing (OFDM) system, with both timing and frequency offsets (TFO) and non-negligible user collisions. The proposed coding framework splits the data into two parts encoded by sparse regression code (SPARC) and low-density parity check (LDPC) code. Multistage orthogonal pilots are transmitted in the first part to reduce collision density. Unlike existing schemes requiring a quantization codebook with a large size for estimating TFO, we establish a \textit{graph-based channel reconstruction and collision resolution (GB-CR$^2$)} algorithm to iteratively reconstruct channels, resolve collisions, and compensate for TFO rotations on the formulated graph jointly among multiple stages. We further propose to leverage the geometric characteristics of signal constellations to correct TFO estimations. Exhaustive simulations demonstrate remarkable performance superiority in channel estimation and data recovery with substantial complexity reduction compared to state-of-the-art schemes.
We introduce a novel method for the rigorous quantitative evaluation of online algorithms that relaxes the "radical worst-case" perspective of classic competitive analysis. In contrast to prior work, our method, referred to as randomly infused advice (RIA), does not make any probabilistic assumptions about the input sequence and does not rely on the development of designated online algorithms. Rather, it can be applied to existing online randomized algorithms, introducing a means to evaluate their performance in scenarios that lie outside the radical worst-case regime. More concretely, an online algorithm ALG with RIA benefits from pieces of advice generated by an omniscient but not entirely reliable oracle. The crux of the new method is that the advice is provided to ALG by writing it into the buffer B from which ALG normally reads its random bits, hence allowing us to augment it through a very simple and non-intrusive interface. The (un)reliability of the oracle is captured via a parameter 0 {\le} {\alpha} {\le} 1 that determines the probability (per round) that the advice is successfully infused by the oracle; if the advice is not infused, which occurs with probability 1 - {\alpha}, then the buffer B contains fresh random bits (as in the classic online setting). The applicability of the new RIA method is demonstrated by applying it to three extensively studied online problems: paging, uniform metrical task systems, and online set cover. For these problems, we establish new upper bounds on the competitive ratio of classic online algorithms that improve as the infusion parameter {\alpha} increases. These are complemented with (often tight) lower bounds on the competitive ratio of online algorithms with RIA for the three problems.
In this paper, a generalization of deep learning-aided joint source channel coding (Deep-JSCC) approach to secure communications is studied. We propose an end-to-end (E2E) learning-based approach for secure communication against multiple eavesdroppers over complex-valued fading channels. Both scenarios of colluding and non-colluding eavesdroppers are studied. For the colluding strategy, eavesdroppers share their logits to collaboratively infer private attributes based on ensemble learning method, while for the non-colluding setup they act alone. The goal is to prevent eavesdroppers from inferring private (sensitive) information about the transmitted images, while delivering the images to a legitimate receiver with minimum distortion. By generalizing the ideas of privacy funnel and wiretap channel coding, the trade-off between the image recovery at the legitimate node and the information leakage to the eavesdroppers is characterized. To solve this secrecy funnel framework, we implement deep neural networks (DNNs) to realize a data-driven secure communication scheme, without relying on a specific data distribution. Simulations over CIFAR-10 dataset verifies the secrecy-utility trade-off. Adversarial accuracy of eavesdroppers are also studied over Rayleigh fading, Nakagami-m, and AWGN channels to verify the generalization of the proposed scheme. Our experiments show that employing the proposed secure neural encoding can decrease the adversarial accuracy by 28%.
In this paper, we explore two fundamental first-order algorithms in convex optimization, namely, gradient descent (GD) and proximal gradient method (ProxGD). Our focus is on making these algorithms entirely adaptive by leveraging local curvature information of smooth functions. We propose adaptive versions of GD and ProxGD that are based on observed gradient differences and, thus, have no added computational costs. Moreover, we prove convergence of our methods assuming only local Lipschitzness of the gradient. In addition, the proposed versions allow for even larger stepsizes than those initially suggested in [MM20].
Feature attribution methods are popular in interpretable machine learning. These methods compute the attribution of each input feature to represent its importance, but there is no consensus on the definition of "attribution", leading to many competing methods with little systematic evaluation, complicated in particular by the lack of ground truth attribution. To address this, we propose a dataset modification procedure to induce such ground truth. Using this procedure, we evaluate three common methods: saliency maps, rationales, and attentions. We identify several deficiencies and add new perspectives to the growing body of evidence questioning the correctness and reliability of these methods applied on datasets in the wild. We further discuss possible avenues for remedy and recommend new attribution methods to be tested against ground truth before deployment. The code is available at \url{//github.com/YilunZhou/feature-attribution-evaluation}.
Recent contrastive representation learning methods rely on estimating mutual information (MI) between multiple views of an underlying context. E.g., we can derive multiple views of a given image by applying data augmentation, or we can split a sequence into views comprising the past and future of some step in the sequence. Contrastive lower bounds on MI are easy to optimize, but have a strong underestimation bias when estimating large amounts of MI. We propose decomposing the full MI estimation problem into a sum of smaller estimation problems by splitting one of the views into progressively more informed subviews and by applying the chain rule on MI between the decomposed views. This expression contains a sum of unconditional and conditional MI terms, each measuring modest chunks of the total MI, which facilitates approximation via contrastive bounds. To maximize the sum, we formulate a contrastive lower bound on the conditional MI which can be approximated efficiently. We refer to our general approach as Decomposed Estimation of Mutual Information (DEMI). We show that DEMI can capture a larger amount of MI than standard non-decomposed contrastive bounds in a synthetic setting, and learns better representations in a vision domain and for dialogue generation.
Non-convex optimization is ubiquitous in modern machine learning. Researchers devise non-convex objective functions and optimize them using off-the-shelf optimizers such as stochastic gradient descent and its variants, which leverage the local geometry and update iteratively. Even though solving non-convex functions is NP-hard in the worst case, the optimization quality in practice is often not an issue -- optimizers are largely believed to find approximate global minima. Researchers hypothesize a unified explanation for this intriguing phenomenon: most of the local minima of the practically-used objectives are approximately global minima. We rigorously formalize it for concrete instances of machine learning problems.
Embedding entities and relations into a continuous multi-dimensional vector space have become the dominant method for knowledge graph embedding in representation learning. However, most existing models ignore to represent hierarchical knowledge, such as the similarities and dissimilarities of entities in one domain. We proposed to learn a Domain Representations over existing knowledge graph embedding models, such that entities that have similar attributes are organized into the same domain. Such hierarchical knowledge of domains can give further evidence in link prediction. Experimental results show that domain embeddings give a significant improvement over the most recent state-of-art baseline knowledge graph embedding models.
In this paper, we introduce the Reinforced Mnemonic Reader for machine reading comprehension tasks, which enhances previous attentive readers in two aspects. First, a reattention mechanism is proposed to refine current attentions by directly accessing to past attentions that are temporally memorized in a multi-round alignment architecture, so as to avoid the problems of attention redundancy and attention deficiency. Second, a new optimization approach, called dynamic-critical reinforcement learning, is introduced to extend the standard supervised method. It always encourages to predict a more acceptable answer so as to address the convergence suppression problem occurred in traditional reinforcement learning algorithms. Extensive experiments on the Stanford Question Answering Dataset (SQuAD) show that our model achieves state-of-the-art results. Meanwhile, our model outperforms previous systems by over 6% in terms of both Exact Match and F1 metrics on two adversarial SQuAD datasets.