This article examines the implicit regularization effect of Stochastic Gradient Descent (SGD). We consider the case of SGD without replacement, the variant typically used to optimize large-scale neural networks. We analyze this algorithm in a more realistic regime than typically considered in theoretical works on SGD, as, e.g., we allow the product of the learning rate and Hessian to be $O(1)$. Our core theoretical result is that optimizing with SGD without replacement is locally equivalent to making an additional step on a novel regularizer. This implies that the trajectory of SGD without replacement diverges from both noise-injected GD and SGD with replacement (in which batches are sampled i.i.d.). Indeed, the two SGDs travel flat regions of the loss landscape in distinct directions and at different speeds. In expectation, SGD without replacement may escape saddles significantly faster and present a smaller variance. Moreover, we find that SGD implicitly regularizes the trace of the noise covariance in the eigendirections of small and negative Hessian eigenvalues. This coincides with penalizing a weighted trace of the Fisher Matrix and the Hessian on several vision tasks, thus encouraging sparsity in the spectrum of the Hessian of the loss in line with empirical observations from prior work. We also propose an explanation for why SGD does not train at the edge of stability (as opposed to GD).
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The ability of Large Language Models (LLMs) to generate high-quality text and code has fuelled their rise in popularity. In this paper, we aim to demonstrate the potential of LLMs within the realm of optimization algorithms by integrating them into STNWeb. This is a web-based tool for the generation of Search Trajectory Networks (STNs), which are visualizations of optimization algorithm behavior. Although visualizations produced by STNWeb can be very informative for algorithm designers, they often require a certain level of prior knowledge to be interpreted. In an attempt to bridge this knowledge gap, we have incorporated LLMs, specifically GPT-4, into STNWeb to produce extensive written reports, complemented by automatically generated plots, thereby enhancing the user experience and reducing the barriers to the adoption of this tool by the research community. Moreover, our approach can be expanded to other tools from the optimization community, showcasing the versatility and potential of LLMs in this field.
An algorithm effects a causal representation of relations between features and labels in the human's perception. Such a representation might conflict with the human's prior belief. Explanations can direct the human's attention to the conflicting feature and away from other relevant features. This leads to causal overattribution and may adversely affect the human's information processing. In a field experiment we implemented an XGBoost-trained model as a decision-making aid for counselors at a public employment service to predict candidates' risk of long-term unemployment. The treatment group of counselors was also provided with SHAP. The results show that the quality of the human's decision-making is worse when a feature on which the human holds a conflicting prior belief is displayed as part of the explanation.
Since the advent of Large Language Models a few years ago, they have often been considered the de facto solution for many AI problems. However, in addition to the many deficiencies of LLMs that prevent them from broad industry adoption, such as reliability, cost, and speed, there is a whole class of common real world problems that Large Language Models perform poorly on, namely, constraint satisfaction and optimization problems. These problems are ubiquitous and current solutions are highly specialized and expensive to implement. At Elemental Cognition, we developed our EC AI platform which takes a neuro-symbolic approach to solving constraint satisfaction and optimization problems. The platform employs, at its core, a precise and high performance logical reasoning engine, and leverages LLMs for knowledge acquisition and user interaction. This platform supports developers in specifying application logic in natural and concise language while generating application user interfaces to interact with users effectively. We evaluated LLMs against systems built on the EC AI platform in three domains and found the EC AI systems to significantly outperform LLMs on constructing valid and optimal solutions, on validating proposed solutions, and on repairing invalid solutions.
We investigate the generalization boundaries of current Multimodal Large Language Models (MLLMs) via comprehensive evaluation under out-of-distribution scenarios and domain-specific tasks. We evaluate their zero-shot generalization across synthetic images, real-world distributional shifts, and specialized datasets like medical and molecular imagery. Empirical results indicate that MLLMs struggle with generalization beyond common training domains, limiting their direct application without adaptation. To understand the cause of unreliable performance, we analyze three hypotheses: semantic misinterpretation, visual feature extraction insufficiency, and mapping deficiency. Results identify mapping deficiency as the primary hurdle. To address this problem, we show that in-context learning (ICL) can significantly enhance MLLMs' generalization, opening new avenues for overcoming generalization barriers. We further explore the robustness of ICL under distribution shifts and show its vulnerability to domain shifts, label shifts, and spurious correlation shifts between in-context examples and test data.
The expressivity of Graph Neural Networks (GNNs) has been studied broadly in recent years to reveal the design principles for more powerful GNNs. Graph canonization is known as a typical approach to distinguish non-isomorphic graphs, yet rarely adopted when developing expressive GNNs. This paper proposes to maximize the expressivity of GNNs by graph canonization, then the power of such GNNs is studies from the perspective of model stability. A stable GNN will map similar graphs to close graph representations in the vectorial space, and the stability of GNNs is critical to generalize their performance to unseen graphs. We theoretically reveal the trade-off of expressivity and stability in graph-canonization-enhanced GNNs. Then we introduce a notion of universal graph canonization as the general solution to address the trade-off and characterize a widely applicable sufficient condition to solve the universal graph canonization. A comprehensive set of experiments demonstrates the effectiveness of the proposed method. In many popular graph benchmark datasets, graph canonization successfully enhances GNNs and provides highly competitive performance, indicating the capability and great potential of proposed method in general graph representation learning. In graph datasets where the sufficient condition holds, GNNs enhanced by universal graph canonization consistently outperform GNN baselines and successfully improve the SOTA performance up to $31\%$, providing the optimal solution to numerous challenging real-world graph analytical tasks like gene network representation learning in bioinformatics.
From the outset, batteries have been the main power source for the Internet of Things (IoT). However, replacing and disposing of billions of dead batteries per year is costly in terms of maintenance and ecologically irresponsible. Since batteries are one of the greatest threats to a sustainable IoT, battery-less devices are the solution to this problem. These devices run on long-lived capacitors charged using various forms of energy harvesting, which results in intermittent on-off device behaviour. In this work, we model this intermittent battery-less behaviour for LoRaWAN devices. This model allows us to characterize the performance with the aim to determine under which conditions a LoRaWAN device can work without batteries, and how its parameters should be configured. Results show that the reliability directly depends on device configurations (i.e., capacitor size, turn-on voltage threshold), application behaviour (i.e., transmission interval, packet size) and environmental conditions (i.e., energy harvesting rate).
Large Language Models (LLMs) have shown remarkable promise in their ability to interact proficiently with humans. Subsequently, their potential use as artificial confederates and surrogates in sociological experiments involving conversation is an exciting prospect. But how viable is this idea? This paper endeavors to test the limits of current-day LLMs with a pre-registered study integrating real people with LLM agents acting as people. The study focuses on debate-based opinion consensus formation in three environments: humans only, agents and humans, and agents only. Our goal is to understand how LLM agents influence humans, and how capable they are in debating like humans. We find that LLMs can blend in and facilitate human productivity but are less convincing in debate, with their behavior ultimately deviating from human's. We elucidate these primary failings and anticipate that LLMs must evolve further before being viable debaters.
Learning on big data brings success for artificial intelligence (AI), but the annotation and training costs are expensive. In future, learning on small data is one of the ultimate purposes of AI, which requires machines to recognize objectives and scenarios relying on small data as humans. A series of machine learning models is going on this way such as active learning, few-shot learning, deep clustering. However, there are few theoretical guarantees for their generalization performance. Moreover, most of their settings are passive, that is, the label distribution is explicitly controlled by one specified sampling scenario. This survey follows the agnostic active sampling under a PAC (Probably Approximately Correct) framework to analyze the generalization error and label complexity of learning on small data using a supervised and unsupervised fashion. With these theoretical analyses, we categorize the small data learning models from two geometric perspectives: the Euclidean and non-Euclidean (hyperbolic) mean representation, where their optimization solutions are also presented and discussed. Later, some potential learning scenarios that may benefit from small data learning are then summarized, and their potential learning scenarios are also analyzed. Finally, some challenging applications such as computer vision, natural language processing that may benefit from learning on small data are also surveyed.
Deep convolutional neural networks (CNNs) have recently achieved great success in many visual recognition tasks. However, existing deep neural network models are computationally expensive and memory intensive, hindering their deployment in devices with low memory resources or in applications with strict latency requirements. Therefore, a natural thought is to perform model compression and acceleration in deep networks without significantly decreasing the model performance. During the past few years, tremendous progress has been made in this area. In this paper, we survey the recent advanced techniques for compacting and accelerating CNNs model developed. These techniques are roughly categorized into four schemes: parameter pruning and sharing, low-rank factorization, transferred/compact convolutional filters, and knowledge distillation. Methods of parameter pruning and sharing will be described at the beginning, after that the other techniques will be introduced. For each scheme, we provide insightful analysis regarding the performance, related applications, advantages, and drawbacks etc. Then we will go through a few very recent additional successful methods, for example, dynamic capacity networks and stochastic depths networks. After that, we survey the evaluation matrix, the main datasets used for evaluating the model performance and recent benchmarking efforts. Finally, we conclude this paper, discuss remaining challenges and possible directions on this topic.
Deep Convolutional Neural Networks (CNNs) are a special type of Neural Networks, which have shown state-of-the-art results on various competitive benchmarks. The powerful learning ability of deep CNN is largely achieved with the use of multiple non-linear feature extraction stages that can automatically learn hierarchical representation from the data. Availability of a large amount of data and improvements in the hardware processing units have accelerated the research in CNNs and recently very interesting deep CNN architectures are reported. The recent race in deep CNN architectures for achieving high performance on the challenging benchmarks has shown that the innovative architectural ideas, as well as parameter optimization, can improve the CNN performance on various vision-related tasks. In this regard, different ideas in the CNN design have been explored such as use of different activation and loss functions, parameter optimization, regularization, and restructuring of processing units. However, the major improvement in representational capacity is achieved by the restructuring of the processing units. Especially, the idea of using a block as a structural unit instead of a layer is gaining substantial appreciation. This survey thus focuses on the intrinsic taxonomy present in the recently reported CNN architectures and consequently, classifies the recent innovations in CNN architectures into seven different categories. These seven categories are based on spatial exploitation, depth, multi-path, width, feature map exploitation, channel boosting and attention. Additionally, it covers the elementary understanding of the CNN components and sheds light on the current challenges and applications of CNNs.
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