Vision-language models (VLMs) are impactful in part because they can be applied to a variety of visual understanding tasks in a zero-shot fashion, without any fine-tuning. We study $\textit{generative VLMs}$ that are trained for next-word generation given an image. We explore their zero-shot performance on the illustrative task of image-text retrieval across 8 popular vision-language benchmarks. Our first observation is that they can be repurposed for discriminative tasks (such as image-text retrieval) by simply computing the match score of generating a particular text string given an image. We call this probabilistic score the $\textit{Visual Generative Pre-Training Score}$ (VisualGPTScore). While the VisualGPTScore produces near-perfect accuracy on some retrieval benchmarks, it yields poor accuracy on others. We analyze this behavior through a probabilistic lens, pointing out that some benchmarks inadvertently capture unnatural language distributions by creating adversarial but unlikely text captions. In fact, we demonstrate that even a "blind" language model that ignores any image evidence can sometimes outperform all prior art, reminiscent of similar challenges faced by the visual-question answering (VQA) community many years ago. We derive a probabilistic post-processing scheme that controls for the amount of linguistic bias in generative VLMs at test time without having to retrain or fine-tune the model. We show that the VisualGPTScore, when appropriately debiased, is a strong zero-shot baseline for vision-language understanding, oftentimes producing state-of-the-art accuracy.
Large language models (LLMs) have shown the emergent capability of in-context learning (ICL). One line of research has explained ICL as functionally performing gradient descent. In this paper, we introduce a new way of diagnosing whether ICL is functionally equivalent to gradient-based learning. Our approach is based on the inverse frequency effect (IFE) -- a phenomenon in which an error-driven learner is expected to show larger updates when trained on infrequent examples than frequent ones. The IFE has previously been studied in psycholinguistics because humans show this effect in the context of structural priming (the tendency for people to produce sentence structures they have encountered recently); the IFE has been used as evidence that human structural priming must involve error-driven learning mechanisms. In our experiments, we simulated structural priming within ICL and found that LLMs display the IFE, with the effect being stronger in larger models. We conclude that ICL is indeed a type of gradient-based learning, supporting the hypothesis that a gradient component is implicitly computed in the forward pass during ICL. Our results suggest that both humans and LLMs make use of gradient-based, error-driven processing mechanisms.
Large language models (LLMs) are increasingly popular but are also prone to generating bias, toxic or harmful language, which can have detrimental effects on individuals and communities. Although most efforts is put to assess and mitigate toxicity in generated content, it is primarily concentrated on English, while it's essential to consider other languages as well. For addressing this issue, we create and release FrenchToxicityPrompts, a dataset of 50K naturally occurring French prompts and their continuations, annotated with toxicity scores from a widely used toxicity classifier. We evaluate 14 different models from four prevalent open-sourced families of LLMs against our dataset to assess their potential toxicity across various dimensions. We hope that our contribution will foster future research on toxicity detection and mitigation beyond Englis
Despite the general capabilities of pre-trained large language models (LLMs), they still need further adaptation to better serve practical applications. In this paper, we demonstrate the interchangeability of three popular and distinct adaptation tools: parameter updating, reward modeling, and in-context prompting. This interchangeability establishes a triangular framework with six transformation directions, each of which facilitates a variety of applications. Our work offers a holistic view that unifies numerous existing studies and suggests potential research directions. We envision our work as a useful roadmap for future research on LLMs.
The performance of large language models (LLMs) is acutely sensitive to the phrasing of prompts, which raises significant concerns about their reliability in real-world scenarios. Existing studies often divide prompts into task-level instructions and case-level inputs and primarily focus on evaluating and improving robustness against variations in tasks-level instructions. However, this setup fails to fully address the diversity of real-world user queries and assumes the existence of task-specific datasets. To address these limitations, we introduce RobustAlpacaEval, a new benchmark that consists of semantically equivalent case-level queries and emphasizes the importance of using the worst prompt performance to gauge the lower bound of model performance. Extensive experiments on RobustAlpacaEval with ChatGPT and six open-source LLMs from the Llama, Mistral, and Gemma families uncover substantial variability in model performance; for instance, a difference of 45.48% between the worst and best performance for the Llama-2-70B-chat model, with its worst performance dipping as low as 9.38%. We further illustrate the difficulty in identifying the worst prompt from both model-agnostic and model-dependent perspectives, emphasizing the absence of a shortcut to characterize the worst prompt. We also attempt to enhance the worst prompt performance using existing prompt engineering and prompt consistency methods, but find that their impact is limited. These findings underscore the need to create more resilient LLMs that can maintain high performance across diverse prompts. Data and code are available at //github.com/cbwbuaa/On-the-Worst-Prompt- Performance-of-LLMs.
Improving the performance of large language models (LLMs) in complex question-answering (QA) scenarios has always been a research focal point. Recent studies have attempted to enhance LLMs' performance by combining step-wise planning with external retrieval. While effective for advanced models like GPT-3.5, smaller LLMs face challenges in decomposing complex questions, necessitating supervised fine-tuning. Previous work has relied on manual annotation and knowledge distillation from teacher LLMs, which are time-consuming and not accurate enough. In this paper, we introduce a novel framework for enhancing LLMs' planning capabilities by using planning data derived from knowledge graphs (KGs). LLMs fine-tuned with this data have improved planning capabilities, better equipping them to handle complex QA tasks that involve retrieval. Evaluations on multiple datasets, including our newly proposed benchmark, highlight the effectiveness of our framework and the benefits of KG-derived planning data.
Socio-demographic prompting is a commonly employed approach to study cultural biases in LLMs as well as for aligning models to certain cultures. In this paper, we systematically probe four LLMs (Llama 3, Mistral v0.2, GPT-3.5 Turbo and GPT-4) with prompts that are conditioned on culturally sensitive and non-sensitive cues, on datasets that are supposed to be culturally sensitive (EtiCor and CALI) or neutral (MMLU and ETHICS). We observe that all models except GPT-4 show significant variations in their responses on both kinds of datasets for both kinds of prompts, casting doubt on the robustness of the culturally-conditioned prompting as a method for eliciting cultural bias in models or as an alignment strategy. The work also calls rethinking the control experiment design to tease apart the cultural conditioning of responses from "placebo effect", i.e., random perturbations of model responses due to arbitrary tokens in the prompt.
Large language models (LLMs) can solve complex multi-step problems, but little is known about how these computations are implemented internally. Motivated by this, we study how LLMs answer multi-hop queries such as "The spouse of the performer of Imagine is". These queries require two information extraction steps: a latent one for resolving the first hop ("the performer of Imagine") into the bridge entity (John Lennon), and one for resolving the second hop ("the spouse of John Lennon") into the target entity (Yoko Ono). Understanding how the latent step is computed internally is key to understanding the overall computation. By carefully analyzing the internal computations of transformer-based LLMs, we discover that the bridge entity is resolved in the early layers of the model. Then, only after this resolution, the two-hop query is solved in the later layers. Because the second hop commences in later layers, there could be cases where these layers no longer encode the necessary knowledge for correctly predicting the answer. Motivated by this, we propose a novel "back-patching" analysis method whereby a hidden representation from a later layer is patched back to an earlier layer. We find that in up to 57% of previously incorrect cases there exists a back-patch that results in the correct generation of the answer, showing that the later layers indeed sometimes lack the needed functionality. Overall our methods and findings open further opportunities for understanding and improving latent reasoning in transformer-based LLMs.
The recent successes and spread of large neural language models (LMs) call for a thorough understanding of their computational ability. Describing their computational abilities through LMs' \emph{representational capacity} is a lively area of research. However, investigation into the representational capacity of neural LMs has predominantly focused on their ability to \emph{recognize} formal languages. For example, recurrent neural networks (RNNs) with Heaviside activations are tightly linked to regular languages, i.e., languages defined by finite-state automata (FSAs). Such results, however, fall short of describing the capabilities of RNN \emph{language models} (LMs), which are definitionally \emph{distributions} over strings. We take a fresh look at the representational capacity of RNN LMs by connecting them to \emph{probabilistic} FSAs and demonstrate that RNN LMs with linearly bounded precision can express arbitrary regular LMs.
Large language models (LLMs) are powerful models that can learn concepts at the inference stage via in-context learning (ICL). While theoretical studies, e.g., \cite{zhang2023trained}, attempt to explain the mechanism of ICL, they assume the input $x_i$ and the output $y_i$ of each demonstration example are in the same token (i.e., structured data). However, in real practice, the examples are usually text input, and all words, regardless of their logic relationship, are stored in different tokens (i.e., unstructured data \cite{wibisono2023role}). To understand how LLMs learn from the unstructured data in ICL, this paper studies the role of each component in the transformer architecture and provides a theoretical understanding to explain the success of the architecture. In particular, we consider a simple transformer with one/two attention layers and linear regression tasks for the ICL prediction. We observe that (1) a transformer with two layers of (self-)attentions with a look-ahead attention mask can learn from the prompt in the unstructured data, and (2) positional encoding can match the $x_i$ and $y_i$ tokens to achieve a better ICL performance.
Large language models (LLMs) exhibit superior performance on various natural language tasks, but they are susceptible to issues stemming from outdated data and domain-specific limitations. In order to address these challenges, researchers have pursued two primary strategies, knowledge editing and retrieval augmentation, to enhance LLMs by incorporating external information from different aspects. Nevertheless, there is still a notable absence of a comprehensive survey. In this paper, we propose a review to discuss the trends in integration of knowledge and large language models, including taxonomy of methods, benchmarks, and applications. In addition, we conduct an in-depth analysis of different methods and point out potential research directions in the future. We hope this survey offers the community quick access and a comprehensive overview of this research area, with the intention of inspiring future research endeavors.