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Machine learning (ML) models have been widely applied to various applications, including image classification, text generation, audio recognition, and graph data analysis. However, recent studies have shown that ML models are vulnerable to membership inference attacks (MIAs), which aim to infer whether a data record was used to train a target model or not. MIAs on ML models can directly lead to a privacy breach. For example, via identifying the fact that a clinical record that has been used to train a model associated with a certain disease, an attacker can infer that the owner of the clinical record has the disease with a high chance. In recent years, MIAs have been shown to be effective on various ML models, e.g., classification models and generative models. Meanwhile, many defense methods have been proposed to mitigate MIAs. Although MIAs on ML models form a newly emerging and rapidly growing research area, there has been no systematic survey on this topic yet. In this paper, we conduct the first comprehensive survey on membership inference attacks and defenses. We provide the taxonomies for both attacks and defenses, based on their characterizations, and discuss their pros and cons. Based on the limitations and gaps identified in this survey, we point out several promising future research directions to inspire the researchers who wish to follow this area. This survey not only serves as a reference for the research community but also brings a clear picture to researchers outside this research domain. To further facilitate the researchers, we have created an online resource repository and keep updating it with the future relevant works. Interested readers can find the repository at //github.com/HongshengHu/membership-inference-machine-learning-literature.

Federated learning (FL) enables a set of entities to collaboratively train a machine learning model without sharing their sensitive data, thus, mitigating some privacy concerns. However, an increasing number of works in the literature propose attacks that can manipulate the model and disclose information about the training data in FL. As a result, there has been a growing belief in the research community that FL is highly vulnerable to a variety of severe attacks. Although these attacks do indeed highlight security and privacy risks in FL, some of them may not be as effective in production deployment because they are feasible only under special -- sometimes impractical -- assumptions. Furthermore, some attacks are evaluated under limited setups that may not match real-world scenarios. In this paper, we investigate this issue by conducting a systematic mapping study of attacks against FL, covering 48 relevant papers from 2016 to the third quarter of 2021. On the basis of this study, we provide a quantitative analysis of the proposed attacks and their evaluation settings. This analysis reveals several research gaps with regard to the type of target ML models and their architectures. Additionally, we highlight unrealistic assumptions in the problem settings of some attacks, related to the hyper-parameters of the ML model and data distribution among clients. Furthermore, we identify and discuss several fallacies in the evaluation of attacks, which open up questions on the generalizability of the conclusions. As a remedy, we propose a set of recommendations to avoid these fallacies and to promote adequate evaluations.

We investigate the security of Split Learning -- a novel collaborative machine learning framework that enables peak performance by requiring minimal resources consumption. In the present paper, we expose vulnerabilities of the protocol and demonstrate its inherent insecurity by introducing general attack strategies targeting the reconstruction of clients' private training sets. More prominently, we show that a malicious server can actively hijack the learning process of the distributed model and bring it into an insecure state that enables inference attacks on clients' data. We implement different adaptations of the attack and test them on various datasets as well as within realistic threat scenarios. We demonstrate that our attack is able to overcome recently proposed defensive techniques aimed at enhancing the security of the split learning protocol. Finally, we also illustrate the protocol's insecurity against malicious clients by extending previously devised attacks for Federated Learning. To make our results reproducible, we made our code available at //github.com/pasquini-dario/SplitNN_FSHA.

In clinical research, the effect of a treatment or intervention is widely assessed through clinical importance, instead of statistical significance. In this paper, we propose a principled statistical inference framework to learning the minimal clinically important difference (MCID), a vital concept in assessing clinical importance. We formulate the scientific question into a novel statistical learning problem, develop an efficient algorithm for parameter estimation, and establish the asymptotic theory for the proposed estimator. We conduct comprehensive simulation studies to examine the finite sample performance of the proposed method. We also re-analyze the ChAMP (Chondral Lesions And Meniscus Procedures) trial, where the primary outcome is the patient-reported pain score and the ultimate goal is to determine whether there exists a significant difference in post-operative knee pain between patients undergoing debridement versus observation of chondral lesions during the surgery. Some previous analysis of this trial exhibited that the effect of debriding the chondral lesions does not reach a statistical significance. Our analysis reinforces this conclusion that the effect of debriding the chondral lesions is not only statistically non-significant, but also clinically un-important.

A backdoor data poisoning attack is an adversarial attack wherein the attacker injects several watermarked, mislabeled training examples into a training set. The watermark does not impact the test-time performance of the model on typical data; however, the model reliably errs on watermarked examples. To gain a better foundational understanding of backdoor data poisoning attacks, we present a formal theoretical framework within which one can discuss backdoor data poisoning attacks for classification problems. We then use this to analyze important statistical and computational issues surrounding these attacks. On the statistical front, we identify a parameter we call the memorization capacity that captures the intrinsic vulnerability of a learning problem to a backdoor attack. This allows us to argue about the robustness of several natural learning problems to backdoor attacks. Our results favoring the attacker involve presenting explicit constructions of backdoor attacks, and our robustness results show that some natural problem settings cannot yield successful backdoor attacks. From a computational standpoint, we show that under certain assumptions, adversarial training can detect the presence of backdoors in a training set. We then show that under similar assumptions, two closely related problems we call backdoor filtering and robust generalization are nearly equivalent. This implies that it is both asymptotically necessary and sufficient to design algorithms that can identify watermarked examples in the training set in order to obtain a learning algorithm that both generalizes well to unseen data and is robust to backdoors.

As data are increasingly being stored in different silos and societies becoming more aware of data privacy issues, the traditional centralized training of artificial intelligence (AI) models is facing efficiency and privacy challenges. Recently, federated learning (FL) has emerged as an alternative solution and continue to thrive in this new reality. Existing FL protocol design has been shown to be vulnerable to adversaries within or outside of the system, compromising data privacy and system robustness. Besides training powerful global models, it is of paramount importance to design FL systems that have privacy guarantees and are resistant to different types of adversaries. In this paper, we conduct the first comprehensive survey on this topic. Through a concise introduction to the concept of FL, and a unique taxonomy covering: 1) threat models; 2) poisoning attacks and defenses against robustness; 3) inference attacks and defenses against privacy, we provide an accessible review of this important topic. We highlight the intuitions, key techniques as well as fundamental assumptions adopted by various attacks and defenses. Finally, we discuss promising future research directions towards robust and privacy-preserving federated learning.

There has been an ongoing cycle where stronger defenses against adversarial attacks are subsequently broken by a more advanced defense-aware attack. We present a new approach towards ending this cycle where we "deflect'' adversarial attacks by causing the attacker to produce an input that semantically resembles the attack's target class. To this end, we first propose a stronger defense based on Capsule Networks that combines three detection mechanisms to achieve state-of-the-art detection performance on both standard and defense-aware attacks. We then show that undetected attacks against our defense often perceptually resemble the adversarial target class by performing a human study where participants are asked to label images produced by the attack. These attack images can no longer be called "adversarial'' because our network classifies them the same way as humans do.

In federated learning, multiple client devices jointly learn a machine learning model: each client device maintains a local model for its local training dataset, while a master device maintains a global model via aggregating the local models from the client devices. The machine learning community recently proposed several federated learning methods that were claimed to be robust against Byzantine failures (e.g., system failures, adversarial manipulations) of certain client devices. In this work, we perform the first systematic study on local model poisoning attacks to federated learning. We assume an attacker has compromised some client devices, and the attacker manipulates the local model parameters on the compromised client devices during the learning process such that the global model has a large testing error rate. We formulate our attacks as optimization problems and apply our attacks to four recent Byzantine-robust federated learning methods. Our empirical results on four real-world datasets show that our attacks can substantially increase the error rates of the models learnt by the federated learning methods that were claimed to be robust against Byzantine failures of some client devices. We generalize two defenses for data poisoning attacks to defend against our local model poisoning attacks. Our evaluation results show that one defense can effectively defend against our attacks in some cases, but the defenses are not effective enough in other cases, highlighting the need for new defenses against our local model poisoning attacks to federated learning.

Graph neural networks (GNNs) are widely used in many applications. However, their robustness against adversarial attacks is criticized. Prior studies show that using unnoticeable modifications on graph topology or nodal features can significantly reduce the performances of GNNs. It is very challenging to design robust graph neural networks against poisoning attack and several efforts have been taken. Existing work aims at reducing the negative impact from adversarial edges only with the poisoned graph, which is sub-optimal since they fail to discriminate adversarial edges from normal ones. On the other hand, clean graphs from similar domains as the target poisoned graph are usually available in the real world. By perturbing these clean graphs, we create supervised knowledge to train the ability to detect adversarial edges so that the robustness of GNNs is elevated. However, such potential for clean graphs is neglected by existing work. To this end, we investigate a novel problem of improving the robustness of GNNs against poisoning attacks by exploring clean graphs. Specifically, we propose PA-GNN, which relies on a penalized aggregation mechanism that directly restrict the negative impact of adversarial edges by assigning them lower attention coefficients. To optimize PA-GNN for a poisoned graph, we design a meta-optimization algorithm that trains PA-GNN to penalize perturbations using clean graphs and their adversarial counterparts, and transfers such ability to improve the robustness of PA-GNN on the poisoned graph. Experimental results on four real-world datasets demonstrate the robustness of PA-GNN against poisoning attacks on graphs.

There is a rising interest in studying the robustness of deep neural network classifiers against adversaries, with both advanced attack and defence techniques being actively developed. However, most recent work focuses on discriminative classifiers, which only model the conditional distribution of the labels given the inputs. In this paper we propose the deep Bayes classifier, which improves classical naive Bayes with conditional deep generative models. We further develop detection methods for adversarial examples, which reject inputs that have negative log-likelihood under the generative model exceeding a threshold pre-specified using training data. Experimental results suggest that deep Bayes classifiers are more robust than deep discriminative classifiers, and the proposed detection methods achieve high detection rates against many recently proposed attacks.