Automatic legal judgment prediction and its explanation suffer from the problem of long case documents exceeding tens of thousands of words, in general, and having a non-uniform structure. Predicting judgments from such documents and extracting their explanation becomes a challenging task, more so on documents with no structural annotation. We define this problem as "scarce annotated legal documents" and explore their lack of structural information and their long lengths with a deep learning-based classification framework which we call MESc; "Multi-stage Encoder-based Supervised with-clustering"; for judgment prediction. Specifically, we divide a document into parts to extract their embeddings from the last four layers of a custom fine-tuned Large Language Model, and try to approximate their structure through unsupervised clustering. Which we use in another set of transformer encoder layers to learn the inter-chunk representations. We explore the adaptability of LLMs with multi-billion parameters (GPT-Neo, and GPT-J) to legal texts and their intra-domain(legal) transfer learning capacity. Alongside this, we compare their performance with MESc and the impact of combining embeddings from their last layers. For such hierarchical models, we also propose an explanation extraction algorithm named ORSE; Occlusion sensitivity-based Relevant Sentence Extractor;
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To augment language models with the ability to reason, researchers usually prompt or finetune them to produce chain of thought reasoning steps before producing the final answer. However, although people use natural language to reason effectively, it may be that LMs could reason more effectively with some intermediate computation that is not in natural language. In this work, we explore an alternative reasoning approach: instead of explicitly producing the chain of thought reasoning steps, we use the language model's internal hidden states to perform implicit reasoning. The implicit reasoning steps are distilled from a teacher model trained on explicit chain-of-thought reasoning, and instead of doing reasoning "horizontally" by producing intermediate words one-by-one, we distill it such that the reasoning happens "vertically" among the hidden states in different layers. We conduct experiments on a multi-digit multiplication task and a grade school math problem dataset and find that this approach enables solving tasks previously not solvable without explicit chain-of-thought, at a speed comparable to no chain-of-thought.
We propose a framework for expressing and analyzing the Quality of Service (QoS) of message-passing systems using a choreographic model that consists of g-choreographies and Communicating Finite State machines (CFSMs). The following are our three main contributions: (I) an extension of CFSMs with non-functional contracts to specify quantitative constraints of local computations, (II) a dynamic temporal logic capable of expressing QoS, properties of systems relative to the g-choreography that specifies the communication protocol, (III) the semi-decidability of our logic which enables a bounded model-checking approach to verify QoS property of communicating systems.
We propose to extract meaning representations from autoregressive language models by considering the distribution of all possible trajectories extending an input text. This strategy is prompt-free, does not require fine-tuning, and is applicable to any pre-trained autoregressive model. Moreover, unlike vector-based representations, distribution-based representations can also model asymmetric relations (e.g., direction of logical entailment, hypernym/hyponym relations) by using algebraic operations between likelihood functions. These ideas are grounded in distributional perspectives on semantics and are connected to standard constructions in automata theory, but to our knowledge they have not been applied to modern language models. We empirically show that the representations obtained from large models align well with human annotations, outperform other zero-shot and prompt-free methods on semantic similarity tasks, and can be used to solve more complex entailment and containment tasks that standard embeddings cannot handle. Finally, we extend our method to represent data from different modalities (e.g., image and text) using multimodal autoregressive models.
We demonstrate how conditional generation from diffusion models can be used to tackle a variety of realistic tasks in the production of music in 44.1kHz stereo audio with sampling-time guidance. The scenarios we consider include continuation, inpainting and regeneration of musical audio, the creation of smooth transitions between two different music tracks, and the transfer of desired stylistic characteristics to existing audio clips. We achieve this by applying guidance at sampling time in a simple framework that supports both reconstruction and classification losses, or any combination of the two. This approach ensures that generated audio can match its surrounding context, or conform to a class distribution or latent representation specified relative to any suitable pre-trained classifier or embedding model.
Generative language models are usually pretrained on large text corpus via predicting the next token (i.e., sub-word/word/phrase) given the previous ones. Recent works have demonstrated the impressive performance of large generative language models on downstream tasks. However, existing generative language models generally neglect an inherent challenge in text corpus during training, i.e., the imbalance between frequent tokens and infrequent ones. It can lead a language model to be dominated by common and easy-to-learn tokens, thereby overlooking the infrequent and difficult-to-learn ones. To alleviate that, we propose an Information Entropy Loss (InfoEntropy Loss) function. During training, it can dynamically assess the learning difficulty of a to-be-learned token, according to the information entropy of the corresponding predicted probability distribution over the vocabulary. Then it scales the training loss adaptively, trying to lead the model to focus more on the difficult-to-learn tokens. On the Pile dataset, we train generative language models at different scales of 436M, 1.1B, and 6.7B parameters. Experiments reveal that models incorporating the proposed InfoEntropy Loss can gain consistent performance improvement on downstream benchmarks.
We propose a learning dynamics to model how strategic agents repeatedly play a continuous game while relying on an information platform to learn an unknown payoff-relevant parameter. In each time step, the platform updates a belief estimate of the parameter based on players' strategies and realized payoffs using Bayes's rule. Then, players adopt a generic learning rule to adjust their strategies based on the updated belief. We present results on the convergence of beliefs and strategies and the properties of convergent fixed points of the dynamics. We obtain sufficient and necessary conditions for the existence of globally stable fixed points. We also provide sufficient conditions for the local stability of fixed points. These results provide an approach to analyzing the long-term outcomes that arise from the interplay between Bayesian belief learning and strategy learning in games, and enable us to characterize conditions under which learning leads to a complete information equilibrium.
Understanding emergent abilities, such as in-context learning (ICL) and chain-of-thought (CoT) prompting in large language models (LLMs), is of utmost importance. This importance stems not only from the better utilization of these capabilities across various tasks, but also from the proactive identification and mitigation of potential risks, including concerns of truthfulness, bias, and toxicity, that may arise alongside these capabilities. In this paper, we present a thorough survey on the interpretation and analysis of emergent abilities of LLMs. First, we provide a concise introduction to the background and definition of emergent abilities. Then, we give an overview of advancements from two perspectives: 1) a macro perspective, emphasizing studies on the mechanistic interpretability and delving into the mathematical foundations behind emergent abilities; and 2) a micro-perspective, concerning studies that focus on empirical interpretability by examining factors associated with these abilities. We conclude by highlighting the challenges encountered and suggesting potential avenues for future research. We believe that our work establishes the basis for further exploration into the interpretation of emergent abilities.
Large language models (LLMs) frequently hallucinate on abstractive summarization tasks such as document-based question-answering, meeting summarization, and clinical report generation, even though all necessary information is included in context. However, optimizing LLMs to hallucinate less on these tasks is challenging, as hallucination is hard to efficiently evaluate at each optimization step. In this work, we show that reducing hallucination on a synthetic task can also reduce hallucination on real-world downstream tasks. Our method, SynTra, first designs a synthetic task where hallucinations are easy to elicit and measure. It next optimizes the LLM's system message via prefix-tuning on the synthetic task, and finally transfers the system message to realistic, hard-to-optimize tasks. Across three realistic abstractive summarization tasks, SynTra reduces hallucination for two 13B-parameter LLMs using only a synthetic retrieval task for supervision. We also find that optimizing the system message rather than the model weights can be critical; fine-tuning the entire model on the synthetic task can counterintuitively increase hallucination. Overall, SynTra demonstrates that the extra flexibility of working with synthetic data can help mitigate undesired behaviors in practice.
Grounding language in vision is an active field of research seeking to construct cognitively plausible word and sentence representations by incorporating perceptual knowledge from vision into text-based representations. Despite many attempts at language grounding, achieving an optimal equilibrium between textual representations of the language and our embodied experiences remains an open field. Some common concerns are the following. Is visual grounding advantageous for abstract words, or is its effectiveness restricted to concrete words? What is the optimal way of bridging the gap between text and vision? To what extent is perceptual knowledge from images advantageous for acquiring high-quality embeddings? Leveraging the current advances in machine learning and natural language processing, the present study addresses these questions by proposing a simple yet very effective computational grounding model for pre-trained word embeddings. Our model effectively balances the interplay between language and vision by aligning textual embeddings with visual information while simultaneously preserving the distributional statistics that characterize word usage in text corpora. By applying a learned alignment, we are able to indirectly ground unseen words including abstract words. A series of evaluations on a range of behavioural datasets shows that visual grounding is beneficial not only for concrete words but also for abstract words, lending support to the indirect theory of abstract concepts. Moreover, our approach offers advantages for contextualized embeddings, such as those generated by BERT, but only when trained on corpora of modest, cognitively plausible sizes. Code and grounded embeddings for English are available at //github.com/Hazel1994/Visually_Grounded_Word_Embeddings_2.
We introduce a multi-task setup of identifying and classifying entities, relations, and coreference clusters in scientific articles. We create SciERC, a dataset that includes annotations for all three tasks and develop a unified framework called Scientific Information Extractor (SciIE) for with shared span representations. The multi-task setup reduces cascading errors between tasks and leverages cross-sentence relations through coreference links. Experiments show that our multi-task model outperforms previous models in scientific information extraction without using any domain-specific features. We further show that the framework supports construction of a scientific knowledge graph, which we use to analyze information in scientific literature.
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