I propose a new identification-robust test for the structural parameter in a heteroskedastic linear instrumental variables model. The proposed test statistic is similar in spirit to a jackknife version of the K-statistic and the resulting test has exact asymptotic size so long as an auxiliary parameter can be consistently estimated. This is possible under approximate sparsity even when the number of instruments is much larger than the sample size. As the number of instruments is allowed, but not required, to be large, the limiting behavior of the test statistic is difficult to examine via existing central limit theorems. Instead, I derive the asymptotic chi-squared distribution of the test statistic using a direct Gaussian approximation technique. To improve power against certain alternatives, I propose a simple combination with the sup-score statistic of Belloni et al. (2012) based on a thresholding rule. I demonstrate favorable size control and power properties in a simulation study and apply the new methods to revisit the effect of social spillovers in movie consumption.
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Quantum low-density parity-check (QLDPC) codes are among the most promising candidates for future quantum error correction schemes. However, a limited number of short to moderate-length QLDPC codes have been designed and their decoding performance is sub-optimal with a quaternary belief propagation (BP) decoder due to unavoidable short cycles in their Tanner graphs. In this paper, we propose a novel joint code and decoder design for QLDPC codes. The constructed codes have a minimum distance of about the square root of the block length. In addition, it is, to the best of our knowledge, the first QLDPC code family where BP decoding is not impaired by short cycles of length 4. This is achieved by using an ensemble BP decoder mitigating the influence of assembled short cycles. We outline two code construction methods based on classical quasi-cyclic codes and finite geometry codes. Numerical results demonstrate outstanding decoding performance over depolarizing channels.
The end-to-end ASR model is often desired in the streaming multilingual scenario since it is easier to deploy and can benefit from pre-trained speech models such as powerful foundation models. Meanwhile, the heterogeneous nature and imbalanced data abundance of different languages may cause performance degradation, leading to asynchronous peak performance for different languages during training, especially on tail ones. Sometimes even the data itself may become unavailable as a result of the enhanced privacy protection. Existing work tend to significantly increase the model size or learn language-specific decoders to accommodate each language separately. In this study, we explore simple yet effective Language-Dependent Adapter (LDA) finetuning under a cascaded Conformer transducer framework enhanced by teacher pseudo-labeling for tail languages in the streaming multilingual ASR. The adapter only accounts for 0.4% of the full model per language. It is plugged into the frozen foundation model and is the only trainable module during the finetuning process with noisy student training. The final model merges the adapter parameters from different checkpoints for different languages. The model performance is validated on a challenging multilingual dictation dataset, which includes 39 tail languages across Latin, Greek, Arabic, etc. Our proposed method brings 12.2% word error rate reduction on average and up to 37.5% on a single locale. Furthermore, we show that our parameter-efficient LDA can match the quality of the full model finetuning, thus greatly alleviating the asynchronous peak performance issue.
In traffic signal control, flow-based (optimizing the overall flow) and pressure-based methods (equalizing and alleviating congestion) are commonly used but often considered separately. This study introduces a unified framework using Lyapunov control theory, defining specific Lyapunov functions respectively for these methods. We have found interesting results. For example, the well-recognized back-pressure method is equal to differential queue lengths weighted by intersection lane saturation flows. We further improve it by adding basic traffic flow theory. Rather than ensuring that the control system be stable, the system should be also capable of adaptive to various performance metrics. Building on insights from Lyapunov theory, this study designs a reward function for the Reinforcement Learning (RL)-based network signal control, whose agent is trained with Double Deep Q-Network (DDQN) for effective control over complex traffic networks. The proposed algorithm is compared with several traditional and RL-based methods under pure passenger car flow and heterogenous traffic flow including freight, respectively. The numerical tests demonstrate that the proposed method outperforms the alternative control methods across different traffic scenarios, covering corridor and general network situations each with varying traffic demands, in terms of the average network vehicle waiting time per vehicle.
Audio signal segmentation is a key task for automatic audio indexing. It consists of detecting the boundaries of class-homogeneous segments in the signal. In many applications, explainable AI is a vital process for transparency of decision-making with machine learning. In this paper, we propose an explainable multilabel segmentation model that solves speech activity (SAD), music (MD), noise (ND), and overlapped speech detection (OSD) simultaneously. This proxy uses the non-negative matrix factorization (NMF) to map the embedding used for the segmentation to the frequency domain. Experiments conducted on two datasets show similar performances as the pre-trained black box model while showing strong explainability features. Specifically, the frequency bins used for the decision can be easily identified at both the segment level (local explanations) and global level (class prototypes).
We consider information-theoretic bounds on expected generalization error for statistical learning problems in a networked setting. In this setting, there are $K$ nodes, each with its own independent dataset, and the models from each node have to be aggregated into a final centralized model. We consider both simple averaging of the models as well as more complicated multi-round algorithms. We give upper bounds on the expected generalization error for a variety of problems, such as those with Bregman divergence or Lipschitz continuous losses, that demonstrate an improved dependence of $1/K$ on the number of nodes. These "per node" bounds are in terms of the mutual information between the training dataset and the trained weights at each node, and are therefore useful in describing the generalization properties inherent to having communication or privacy constraints at each node.
Diffusion models have shown promising results in speech enhancement, using a task-adapted diffusion process for the conditional generation of clean speech given a noisy mixture. However, at test time, the neural network used for score estimation is called multiple times to solve the iterative reverse process. This results in a slow inference process and causes discretization errors that accumulate over the sampling trajectory. In this paper, we address these limitations through a two-stage training approach. In the first stage, we train the diffusion model the usual way using the generative denoising score matching loss. In the second stage, we compute the enhanced signal by solving the reverse process and compare the resulting estimate to the clean speech target using a predictive loss. We show that using this second training stage enables achieving the same performance as the baseline model using only 5 function evaluations instead of 60 function evaluations. While the performance of usual generative diffusion algorithms drops dramatically when lowering the number of function evaluations (NFEs) to obtain single-step diffusion, we show that our proposed method keeps a steady performance and therefore largely outperforms the diffusion baseline in this setting and also generalizes better than its predictive counterpart.
Higher order artificial neurons whose outputs are computed by applying an activation function to a higher order multinomial function of the inputs have been considered in the past, but did not gain acceptance due to the extra parameters and computational cost. However, higher order neurons have significantly greater learning capabilities since the decision boundaries of higher order neurons can be complex surfaces instead of just hyperplanes. The boundary of a single quadratic neuron can be a general hyper-quadric surface allowing it to learn many nonlinearly separable datasets. Since quadratic forms can be represented by symmetric matrices, only $\frac{n(n+1)}{2}$ additional parameters are needed instead of $n^2$. A quadratic Logistic regression model is first presented. Solutions to the XOR problem with a single quadratic neuron are considered. The complete vectorized equations for both forward and backward propagation in feedforward networks composed of quadratic neurons are derived. A reduced parameter quadratic neural network model with just $ n $ additional parameters per neuron that provides a compromise between learning ability and computational cost is presented. Comparison on benchmark classification datasets are used to demonstrate that a final layer of quadratic neurons enables networks to achieve higher accuracy with significantly fewer hidden layer neurons. In particular this paper shows that any dataset composed of $\mathcal{C}$ bounded clusters can be separated with only a single layer of $\mathcal{C}$ quadratic neurons.
Sequential recommendation as an emerging topic has attracted increasing attention due to its important practical significance. Models based on deep learning and attention mechanism have achieved good performance in sequential recommendation. Recently, the generative models based on Variational Autoencoder (VAE) have shown the unique advantage in collaborative filtering. In particular, the sequential VAE model as a recurrent version of VAE can effectively capture temporal dependencies among items in user sequence and perform sequential recommendation. However, VAE-based models suffer from a common limitation that the representational ability of the obtained approximate posterior distribution is limited, resulting in lower quality of generated samples. This is especially true for generating sequences. To solve the above problem, in this work, we propose a novel method called Adversarial and Contrastive Variational Autoencoder (ACVAE) for sequential recommendation. Specifically, we first introduce the adversarial training for sequence generation under the Adversarial Variational Bayes (AVB) framework, which enables our model to generate high-quality latent variables. Then, we employ the contrastive loss. The latent variables will be able to learn more personalized and salient characteristics by minimizing the contrastive loss. Besides, when encoding the sequence, we apply a recurrent and convolutional structure to capture global and local relationships in the sequence. Finally, we conduct extensive experiments on four real-world datasets. The experimental results show that our proposed ACVAE model outperforms other state-of-the-art methods.
Named entity recognition (NER) is the task to identify text spans that mention named entities, and to classify them into predefined categories such as person, location, organization etc. NER serves as the basis for a variety of natural language applications such as question answering, text summarization, and machine translation. Although early NER systems are successful in producing decent recognition accuracy, they often require much human effort in carefully designing rules or features. In recent years, deep learning, empowered by continuous real-valued vector representations and semantic composition through nonlinear processing, has been employed in NER systems, yielding stat-of-the-art performance. In this paper, we provide a comprehensive review on existing deep learning techniques for NER. We first introduce NER resources, including tagged NER corpora and off-the-shelf NER tools. Then, we systematically categorize existing works based on a taxonomy along three axes: distributed representations for input, context encoder, and tag decoder. Next, we survey the most representative methods for recent applied techniques of deep learning in new NER problem settings and applications. Finally, we present readers with the challenges faced by NER systems and outline future directions in this area.
High spectral dimensionality and the shortage of annotations make hyperspectral image (HSI) classification a challenging problem. Recent studies suggest that convolutional neural networks can learn discriminative spatial features, which play a paramount role in HSI interpretation. However, most of these methods ignore the distinctive spectral-spatial characteristic of hyperspectral data. In addition, a large amount of unlabeled data remains an unexploited gold mine for efficient data use. Therefore, we proposed an integration of generative adversarial networks (GANs) and probabilistic graphical models for HSI classification. Specifically, we used a spectral-spatial generator and a discriminator to identify land cover categories of hyperspectral cubes. Moreover, to take advantage of a large amount of unlabeled data, we adopted a conditional random field to refine the preliminary classification results generated by GANs. Experimental results obtained using two commonly studied datasets demonstrate that the proposed framework achieved encouraging classification accuracy using a small number of data for training.
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