We consider performance enhancement of asymmetrically-clipped optical orthogonal frequency division multiplexing (ACO-OFDM) and related optical OFDM schemes, which are variations of OFDM in intensity-modulated optical wireless communications. Unlike most existing studies on specific designs of improved receivers, this paper investigates information theoretic limits of all possible receivers. For independent and identically distributed complex Gaussian inputs, we obtain an exact characterization of information rate of ACO-OFDM with improved receivers for all SNRs. It is proved that the high-SNR gain of improved receivers asymptotically achieve 1/4 bits per channel use, which is equivalent to 3 dB in electrical SNR or 1.5 dB in optical SNR; as the SNR decreases, the maximum achievable SNR gain of improved receivers decreases monotonically to a non-zero low-SNR limit, corresponding to an information rate gain of 36.3%. For practically used constellations, we derive an upper bound on the gain of improved receivers. Numerical results demonstrate that the upper bound can be approached to within 1 dB in optical SNR by combining existing improved receivers and coded modulation. We also show that our information theoretic analyses can be extended to Flip-OFDM and PAM-DMT. Our results imply that, for the considered schemes, improved receivers may reduce the gap to channel capacity significantly at low-to-moderate SNR.
The problem of Byzantine consensus has been key to designing secure distributed systems. However, it is particularly difficult, mainly due to the presence of Byzantine processes that act arbitrarily and the unknown message delays in general networks. Although it is well known that both safety and liveness are at risk as soon as $n/3$ Byzantine processes fail, very few works attempted to characterize precisely the faults that produce safety violations from the faults that produce termination violations. In this paper, we present a new lower bound on the solvability of the consensus problem by distinguishing deceitful faults violating safety and benign faults violating termination from the more general Byzantine faults, in what we call the Byzantine-deceitful-benign fault model. We show that one cannot solve consensus if $n\leq 3t+d+2q$ with $t$ Byzantine processes, $d$ deceitful processes, and $q$ benign processes. In addition, we show that this bound is tight by presenting the Basilic class of consensus protocols that solve consensus when $n > 3t+d+2q$. These protocols differ in the number of processes from which they wait to receive messages before progressing. Each of these protocols is thus better suited for some applications depending on the predominance of benign or deceitful faults. Finally, we study the fault tolerance of the Basilic class of consensus protocols in the context of blockchains that need to solve the weaker problem of eventual consensus. We demonstrate that Basilic solves this problem with only $n > 2t+d+q$, hence demonstrating how it can strengthen blockchain security.
We apply a reinforcement meta-learning framework to optimize an integrated and adaptive guidance and flight control system for an air-to-air missile. The system is implemented as a policy that maps navigation system outputs directly to commanded rates of change for the missile's control surface deflections. The system induces intercept trajectories against a maneuvering target that satisfy control constraints on fin deflection angles, and path constraints on look angle and load. We test the optimized system in a six degrees-of-freedom simulator that includes a non-linear radome model and a strapdown seeker model, and demonstrate that the system adapts to both a large flight envelope and off-nominal flight conditions including perturbation of aerodynamic coefficient parameters and center of pressure locations, and flexible body dynamics. Moreover, we find that the system is robust to the parasitic attitude loop induced by radome refraction and imperfect seeker stabilization. We compare our system's performance to a longitudinal model of proportional navigation coupled with a three loop autopilot, and find that our system outperforms this benchmark by a large margin. Additional experiments investigate the impact of removing the recurrent layer from the policy and value function networks, performance with an infrared seeker, and flexible body dynamics.
We study online convex optimization with switching costs, a practically important but also extremely challenging problem due to the lack of complete offline information. By tapping into the power of machine learning (ML) based optimizers, ML-augmented online algorithms (also referred to as expert calibration in this paper) have been emerging as state of the art, with provable worst-case performance guarantees. Nonetheless, by using the standard practice of training an ML model as a standalone optimizer and plugging it into an ML-augmented algorithm, the average cost performance can be even worse than purely using ML predictions. In order to address the "how to learn" challenge, we propose EC-L2O (expert-calibrated learning to optimize), which trains an ML-based optimizer by explicitly taking into account the downstream expert calibrator. To accomplish this, we propose a new differentiable expert calibrator that generalizes regularized online balanced descent and offers a provably better competitive ratio than pure ML predictions when the prediction error is large. For training, our loss function is a weighted sum of two different losses -- one minimizing the average ML prediction error for better robustness, and the other one minimizing the post-calibration average cost. We also provide theoretical analysis for EC-L2O, highlighting that expert calibration can be even beneficial for the average cost performance and that the high-percentile tail ratio of the cost achieved by EC-L2O to that of the offline optimal oracle (i.e., tail cost ratio) can be bounded. Finally, we test EC-L2O by running simulations for sustainable datacenter demand response. Our results demonstrate that EC-L2O can empirically achieve a lower average cost as well as a lower competitive ratio than the existing baseline algorithms.
This paper makes the first attempt to apply newly developed upwind GFDM for the meshless solution of two-phase porous flow equations. In the presented method, node cloud is used to flexibly discretize the computational domain, instead of complicated mesh generation. Combining with moving least square approximation and local Taylor expansion, spatial derivatives of oil-phase pressure at a node are approximated by generalized difference operators in the local influence domain of the node. By introducing the first-order upwind scheme of phase relative permeability, and combining the discrete boundary conditions, fully-implicit GFDM-based nonlinear discrete equations of the immiscible two-phase porous flow are obtained and solved by the nonlinear solver based on the Newton iteration method with the automatic differentiation, to avoid the additional computational cost and possible computational instability caused by sequentially coupled scheme. Two numerical examples are implemented to test the computational performances of the presented method. Detailed error analysis finds the two sources of the calculation error, roughly studies the convergence order thus find that the low-order error of GFDM makes the convergence order of GFDM lower than that of FDM when node spacing is small, and points out the significant effect of the symmetry or uniformity of the node collocation in the node influence domain on the accuracy of generalized difference operators, and the radius of the node influence domain should be small to achieve high calculation accuracy, which is a significant difference between the studied hyperbolic two-phase porous flow problem and the elliptic problems when GFDM is applied.
As the next-generation wireless networks thrive, full-duplex and relaying techniques are combined to improve the network performance. Random linear network coding (RLNC) is another popular technique to enhance the efficiency and reliability in wireless communications. In this paper, in order to explore the potential of RLNC in full-duplex relay networks, we investigate two fundamental perfect RLNC schemes and theoretically analyze their completion delay performance. The first scheme is a straightforward application of conventional perfect RLNC studied in wireless broadcast, so it involves no additional process at the relay. Its performance serves as an upper bound among all perfect RLNC schemes. The other scheme allows sufficiently large buffer and unconstrained linear coding at the relay. It attains the optimal performance and serves as a lower bound among all RLNC schemes. For both schemes, closed-form formulae to characterize the expected completion delay at a single receiver as well as for the whole system are derived. Numerical results are also demonstrated to justify the theoretical characterizations, and compare the two new schemes with the existing one.
Multihop relaying is a potential technique to mitigate channel impairments in optical wireless communications (OWC). In this paper, multiple fixed-gain amplify-and-forward (AF) relays are employed to enhance the OWC performance under the combined effect of atmospheric turbulence, pointing errors, and fog. We consider a long-range OWC link by modeling the atmospheric turbulence by the Fisher-Snedecor ${\cal{F}}$ distribution, pointing errors by the generalized non-zero boresight model, and random path loss due to fog. We also consider a short-range OWC system by ignoring the impact of atmospheric turbulence. We derive novel upper bounds on the probability density function (PDF) and cumulative distribution function (CDF) of the end-to-end signal-to-noise ratio (SNR) for both short and long-range multihop OWC systems by developing exact statistical results for a single-hop OWC system under the combined effect of ${\cal{F}}$-turbulence channels, non-zero boresight pointing errors, and fog-induced fading. Based on these expressions, we present analytical expressions of outage probability (OP) and average bit-error-rate (ABER) performance for the considered OWC systems involving single-variate Fox's H and Meijer's G functions. Moreover, asymptotic expressions of the outage probability in high SNR region are developed using simpler Gamma functions to provide insights on the effect of channel and system parameters. The derived analytical expressions are validated through Monte-Carlo simulations, and the scaling of the OWC performance with the number of relay nodes is demonstrated with a comparison to the single-hop transmission.
We introduce a finite volume scheme to solve isotropic 3-wave kinetic equations. We test our numerical solution against theoretical results concerning the long time behavior of the energy and observe that our solutions verify the energy cascade phenomenon. To our knowledge, this is the first numerical scheme that can capture the long time asymptotic behavior of solutions to isotropic 3-wave kinetic equations, where the energy cascade can be observed. Our numerical energy cascade rates are in good agreement with previously obtained theoretical results. The finite volume scheme given here relies on a new identity, allowing one to reduce the number of terms needed in the collision operators.
Extracting non-Gaussian information from the non-linear regime of structure formation is key to fully exploiting the rich data from upcoming cosmological surveys probing the large-scale structure of the universe. However, due to theoretical and computational complexities, this remains one of the main challenges in analyzing observational data. We present a set of summary statistics for cosmological matter fields based on 3D wavelets to tackle this challenge. These statistics are computed as the spatial average of the complex modulus of the 3D wavelet transform raised to a power $q$ and are therefore known as invariant wavelet moments. The 3D wavelets are constructed to be radially band-limited and separable on a spherical polar grid and come in three types: isotropic, oriented, and harmonic. In the Fisher forecast framework, we evaluate the performance of these summary statistics on matter fields from the Quijote suite, where they are shown to reach state-of-the-art parameter constraints on the base $\Lambda$CDM parameters, as well as the sum of neutrino masses. We show that we can improve constraints by a factor 5 to 10 in all parameters with respect to the power spectrum baseline.
With the increasing penetration of distributed energy resources, distributed optimization algorithms have attracted significant attention for power systems applications due to their potential for superior scalability, privacy, and robustness to a single point-of-failure. The Alternating Direction Method of Multipliers (ADMM) is a popular distributed optimization algorithm; however, its convergence performance is highly dependent on the selection of penalty parameters, which are usually chosen heuristically. In this work, we use reinforcement learning (RL) to develop an adaptive penalty parameter selection policy for the AC optimal power flow (ACOPF) problem solved via ADMM with the goal of minimizing the number of iterations until convergence. We train our RL policy using deep Q-learning, and show that this policy can result in significantly accelerated convergence (up to a 59% reduction in the number of iterations compared to existing, curvature-informed penalty parameter selection methods). Furthermore, we show that our RL policy demonstrates promise for generalizability, performing well under unseen loading schemes as well as under unseen losses of lines and generators (up to a 50% reduction in iterations). This work thus provides a proof-of-concept for using RL for parameter selection in ADMM for power systems applications.
We present a pipelined multiplier with reduced activities and minimized interconnect based on online digit-serial arithmetic. The working precision has been truncated such that $p<n$ bits are used to compute $n$ bits product, resulting in significant savings in area and power. The digit slices follow variable precision according to input, increasing upto $p$ and then decreases according to the error profile. Pipelining has been done to achieve high throughput and low latency which is desirable for compute intensive inner products. Synthesis results of the proposed designs have been presented and compared with the non-pipelined online multiplier, pipelined online multiplier with full working precision and conventional serial-parallel and array multipliers. For $8, 16, 24$ and $32$ bit precision, the proposed low power pipelined design show upto $38\%$ and $44\%$ reduction in power and area respectively compared to the pipelined online multiplier without working precision truncation.