Safety and trustworthiness are indispensable requirements for applying AI systems based on large language models (LLMs) in real-world applications. This paper formulates a human value alignment as a language model policy optimization problem to maximize reward under a safety constraint and then proposes an algorithm called Stepwise Alignment for Constrained Policy Optimization (SACPO). A key idea behind SACPO, supported by theory, is that the optimal policy incorporating both reward and safety can be directly obtained from a reward-aligned policy. Based on this key idea, SACPO aligns the LLMs with each metric step-wise while leveraging simple yet powerful alignment algorithms such as direct preference optimization (DPO). SACPO provides many benefits such as simplicity, stability, computational efficiency, and flexibility regarding algorithms and dataset selection. Under mild assumption, our theoretical analysis provides the upper bounds regarding near-optimality and safety constraint violation. Our experimental results show that SACPO can fine-tune Alpaca-7B better than the state-of-the-art method in terms of both helpfulness and harmlessness
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Large language models (LLMs) have shown great progress in responding to user questions, allowing for a multitude of diverse applications. Yet, the quality of LLM outputs heavily depends on the prompt design, where a good prompt might enable the LLM to answer a very challenging question correctly. Therefore, recent works have developed many strategies for improving the prompt, including both manual crafting and in-domain optimization. However, their efficacy in unrestricted scenarios remains questionable, as the former depends on human design for specific questions and the latter usually generalizes poorly to unseen scenarios. To address these problems, we give LLMs the freedom to design the best prompts according to themselves. Specifically, we include a hierarchy of LLMs, first constructing a prompt with precise instructions and accurate wording in a hierarchical manner, and then using this prompt to generate the final answer to the user query. We term this pipeline Hierarchical Multi-Agent Workflow, or HMAW. In contrast with prior works, HMAW imposes no human restriction and requires no training, and is completely task-agnostic while capable of adjusting to the nuances of the underlying task. Through both quantitative and qualitative experiments across multiple benchmarks, we verify that despite its simplicity, the proposed approach can create detailed and suitable prompts, further boosting the performance of current LLMs.
We study deterministic distributed algorithms for broadcasting on multiple-access channels. Packet injection is modeled by leaky-bucket adversaries. There is a fixed set of stations attached to a channel. Additional features of the model of communication include an upper bound on the number of stations activated in a round, an individual injection rate, and randomness in generating and injecting packets. We demonstrate that some broadcast algorithms designed for ad-hoc channels have bounded latency for increased ranges of injection rates than in ad-hoc channels when executed on channels with a fixed number of stations against adversaries that can activate at most one station per round. Individual injection rates are shown to impact latency, as compared to the model of general leaky bucket adversaries. Outcomes of experiments are given that compare the performance of broadcast algorithms against randomized adversaries. The experiments include deterministic algorithms and randomized backoff algorithms.
Cascades and speculative decoding are two common approaches to improving language models' inference efficiency. Both approaches involve interleaving models of different sizes, but via fundamentally distinct mechanisms: cascades employ a deferral rule that invokes the larger model only for "hard" inputs, while speculative decoding uses speculative execution to primarily invoke the larger model in parallel verification mode. These mechanisms offer different benefits: empirically, cascades are often capable of yielding better quality than even the larger model, while theoretically, speculative decoding offers a guarantee of quality-neutrality. In this paper, we leverage the best of both these approaches by designing new speculative cascading techniques that implement their deferral rule through speculative execution. We characterize the optimal deferral rule for our speculative cascades, and employ a plug-in approximation to the optimal rule. Through experiments with T5 models on benchmark language tasks, we show that the proposed approach yields better cost-quality trade-offs than cascading and speculative decoding baselines.
The development of open-source, multilingual medical language models can benefit a wide, linguistically diverse audience from different regions. To promote this domain, we present contributions from the following: First, we construct a multilingual medical corpus, containing approximately 25.5B tokens encompassing 6 main languages, termed as MMedC, enabling auto-regressive domain adaptation for general LLMs; Second, to monitor the development of multilingual medical LLMs, we propose a multilingual medical multi-choice question-answering benchmark with rationale, termed as MMedBench; Third, we have assessed a number of open-source large language models (LLMs) on our benchmark, along with those further auto-regressive trained on MMedC. Our final model, MMed-Llama 3, with only 8B parameters, achieves superior performance compared to all other open-source models on both MMedBench and English benchmarks, even rivaling GPT-4. In conclusion, in this work, we present a large-scale corpus, a benchmark and a series of models to support the development of multilingual medical LLMs.
Transformer-based large language models (LLMs) typically have a limited context window, resulting in significant performance degradation when processing text beyond the length of the context window. Extensive studies have been proposed to extend the context window and achieve length extrapolation of LLMs, but there is still a lack of in-depth interpretation of these approaches. In this study, we explore the positional information within and beyond the context window for deciphering the underlying mechanism of LLMs. By using a mean-based decomposition method, we disentangle positional vectors from hidden states of LLMs and analyze their formation and effect on attention. Furthermore, when texts exceed the context window, we analyze the change of positional vectors in two settings, i.e., direct extrapolation and context window extension. Based on our findings, we design two training-free context window extension methods, positional vector replacement and attention window extension. Experimental results show that our methods can effectively extend the context window length.
The remarkable capabilities of modern large language models are rooted in their vast repositories of knowledge encoded within their parameters, enabling them to perceive the world and engage in reasoning. The inner workings of how these models store knowledge have long been a subject of intense interest and investigation among researchers. To date, most studies have concentrated on isolated components within these models, such as the Multilayer Perceptrons and attention head. In this paper, we delve into the computation graph of the language model to uncover the knowledge circuits that are instrumental in articulating specific knowledge. The experiments, conducted with GPT2 and TinyLLAMA, has allowed us to observe how certain information heads, relation heads, and Multilayer Perceptrons collaboratively encode knowledge within the model. Moreover, we evaluate the impact of current knowledge editing techniques on these knowledge circuits, providing deeper insights into the functioning and constraints of these editing methodologies. Finally, we utilize knowledge circuits to analyze and interpret language model behaviors such as hallucinations and in-context learning. We believe the knowledge circuit holds potential for advancing our understanding of Transformers and guiding the improved design of knowledge editing. Code and data are available in //github.com/zjunlp/KnowledgeCircuits.
Large language models (LLMs) have achieved impressive linguistic capabilities. However, a key limitation persists in their lack of human-like memory faculties. LLMs exhibit constrained memory retention across sequential interactions, hindering complex reasoning. This paper explores the potential of applying cognitive psychology's working memory frameworks, to enhance LLM architecture. The limitations of traditional LLM memory designs are analyzed, including their isolation of distinct dialog episodes and lack of persistent memory links. To address this, an innovative model is proposed incorporating a centralized Working Memory Hub and Episodic Buffer access to retain memories across episodes. This architecture aims to provide greater continuity for nuanced contextual reasoning during intricate tasks and collaborative scenarios. While promising, further research is required into optimizing episodic memory encoding, storage, prioritization, retrieval, and security. Overall, this paper provides a strategic blueprint for developing LLM agents with more sophisticated, human-like memory capabilities, highlighting memory mechanisms as a vital frontier in artificial general intelligence.
Recent contrastive representation learning methods rely on estimating mutual information (MI) between multiple views of an underlying context. E.g., we can derive multiple views of a given image by applying data augmentation, or we can split a sequence into views comprising the past and future of some step in the sequence. Contrastive lower bounds on MI are easy to optimize, but have a strong underestimation bias when estimating large amounts of MI. We propose decomposing the full MI estimation problem into a sum of smaller estimation problems by splitting one of the views into progressively more informed subviews and by applying the chain rule on MI between the decomposed views. This expression contains a sum of unconditional and conditional MI terms, each measuring modest chunks of the total MI, which facilitates approximation via contrastive bounds. To maximize the sum, we formulate a contrastive lower bound on the conditional MI which can be approximated efficiently. We refer to our general approach as Decomposed Estimation of Mutual Information (DEMI). We show that DEMI can capture a larger amount of MI than standard non-decomposed contrastive bounds in a synthetic setting, and learns better representations in a vision domain and for dialogue generation.
Embedding entities and relations into a continuous multi-dimensional vector space have become the dominant method for knowledge graph embedding in representation learning. However, most existing models ignore to represent hierarchical knowledge, such as the similarities and dissimilarities of entities in one domain. We proposed to learn a Domain Representations over existing knowledge graph embedding models, such that entities that have similar attributes are organized into the same domain. Such hierarchical knowledge of domains can give further evidence in link prediction. Experimental results show that domain embeddings give a significant improvement over the most recent state-of-art baseline knowledge graph embedding models.
Deep learning has yielded state-of-the-art performance on many natural language processing tasks including named entity recognition (NER). However, this typically requires large amounts of labeled data. In this work, we demonstrate that the amount of labeled training data can be drastically reduced when deep learning is combined with active learning. While active learning is sample-efficient, it can be computationally expensive since it requires iterative retraining. To speed this up, we introduce a lightweight architecture for NER, viz., the CNN-CNN-LSTM model consisting of convolutional character and word encoders and a long short term memory (LSTM) tag decoder. The model achieves nearly state-of-the-art performance on standard datasets for the task while being computationally much more efficient than best performing models. We carry out incremental active learning, during the training process, and are able to nearly match state-of-the-art performance with just 25\% of the original training data.
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