Screening classifiers are increasingly used to identify qualified candidates in a variety of selection processes. In this context, it has been recently shown that, if a classifier is calibrated, one can identify the smallest set of candidates which contains, in expectation, a desired number of qualified candidates using a threshold decision rule. This lends support to focusing on calibration as the only requirement for screening classifiers. In this paper, we argue that screening policies that use calibrated classifiers may suffer from an understudied type of within-group unfairness -- they may unfairly treat qualified members within demographic groups of interest. Further, we argue that this type of unfairness can be avoided if classifiers satisfy within-group monotonicity, a natural monotonicity property within each of the groups. Then, we introduce an efficient post-processing algorithm based on dynamic programming to minimally modify a given calibrated classifier so that its probability estimates satisfy within-group monotonicity. We validate our algorithm using US Census survey data and show that within-group monotonicity can be often achieved at a small cost in terms of prediction granularity and shortlist size.
Valued constraint satisfaction problems (VCSPs) are a large class of computational optimisation problems. If the variables of a VCSP take values from a finite domain, then recent results in constraint satisfaction imply that the problem is in P or NP-complete, depending on the set of admitted cost functions. Here we study the larger class of cost functions over countably infinite domains that have an oligomorphic automorphism group. We present a hardness condition based on a generalisation of pp-constructability as known for (classical) CSPs. We also provide a universal-algebraic polynomial-time tractability condition, based on the concept of fractional polymorphisms. We apply our general theory to study the computational complexity of resilience problems in database theory (under bag semantics). We show how to construct, for every fixed conjunctive query (and more generally for every union of conjunctive queries), a set of cost functions with an oligomorphic automorphism group such that the resulting VCSP is polynomial-time equivalent to the resilience problem; we only require that the query is connected and show that this assumption can be made without loss of generality. For the case where the query is acylic, we obtain a complexity dichotomy of the resilience problem, based on the dichotomy for finite-domain VCSPs. To illustrate the utility of our methods, we exemplarily settle the complexity of a (non-acyclic) conjunctive query whose computational complexity remained open in the literature by verifying that it satisfies our tractability condition. We conjecture that for resilience problems, our hardness and tractability conditions match, which would establish a complexity dichotomy for resilience problems for (unions of) conjunctive queries.
In Natural Language Processing (NLP), binary classification algorithms are often evaluated using the F1 score. Because the sample F1 score is an estimate of the population F1 score, it is not sufficient to report the sample F1 score without an indication of how accurate it is. Confidence intervals are an indication of how accurate the sample F1 score is. However, most studies either do not report them or report them using methods that demonstrate poor statistical properties. In the present study, I review current analytical methods (i.e., Clopper-Pearson method and Wald method) to construct confidence intervals for the population F1 score, propose two new analytical methods (i.e., Wilson direct method and Wilson indirect method) to do so, and compare these methods based on their coverage probabilities and interval lengths, as well as whether these methods suffer from overshoot and degeneracy. Theoretical results demonstrate that both proposed methods do not suffer from overshoot and degeneracy. Experimental results suggest that both proposed methods perform better, as compared to current methods, in terms of coverage probabilities and interval lengths. I illustrate both current and proposed methods on two suggestion mining tasks. I discuss the practical implications of these results, and suggest areas for future research.
Sequential decoding, commonly applied to substitution channels, is a sub-optimal alternative to Viterbi decoding with significantly reduced memory costs. In this work, a sequential decoder for convolutional codes over channels that are prone to insertion, deletion, and substitution errors, is described and analyzed. Our decoder expands the code trellis by a new channel-state variable, called drift state, as proposed by Davey and MacKay. A suitable decoding metric on that trellis for sequential decoding is derived, generalizing the original Fano metric. The decoder is also extended to facilitate the simultaneous decoding of multiple received sequences that arise from a single transmitted sequence. Under low-noise environments, our decoding approach reduces the decoding complexity by a couple orders of magnitude in comparison to Viterbi's algorithm, albeit at slightly higher bit error rates. An analytical method to determine the computational cutoff rate is also suggested. This analysis is supported with numerical evaluations of bit error rates and computational complexity, which are compared with respect to optimal Viterbi decoding.
When machine-learning algorithms are used in high-stakes decisions, we want to ensure that their deployment leads to fair and equitable outcomes. This concern has motivated a fast-growing literature that focuses on diagnosing and addressing disparities in machine predictions. However, many machine predictions are deployed to assist in decisions where a human decision-maker retains the ultimate decision authority. In this article, we therefore consider in a formal model and in a lab experiment how properties of machine predictions affect the resulting human decisions. In our formal model of statistical decision-making, we show that the inclusion of a biased human decision-maker can revert common relationships between the structure of the algorithm and the qualities of resulting decisions. Specifically, we document that excluding information about protected groups from the prediction may fail to reduce, and may even increase, ultimate disparities. In the lab experiment, we demonstrate how predictions informed by gender-specific information can reduce average gender disparities in decisions. While our concrete theoretical results rely on specific assumptions about the data, algorithm, and decision-maker, and the experiment focuses on a particular prediction task, our findings show more broadly that any study of critical properties of complex decision systems, such as the fairness of machine-assisted human decisions, should go beyond focusing on the underlying algorithmic predictions in isolation.
Vectorial dual-bent functions have recently attracted some researchers' interest as they play a significant role in constructing partial difference sets, association schemes, bent partitions and linear codes. In this paper, we further study vectorial dual-bent functions $F: V_{n}^{(p)}\rightarrow V_{m}^{(p)}$, where $2\leq m \leq \frac{n}{2}$, $V_{n}^{(p)}$ denotes an $n$-dimensional vector space over the prime field $\mathbb{F}_{p}$. We give new characterizations of certain vectorial dual-bent functions (called vectorial dual-bent functions with Condition A) in terms of amorphic association schemes, linear codes and generalized Hadamard matrices, respectively. When $p=2$, we characterize vectorial dual-bent functions with Condition A in terms of bent partitions. Furthermore, we characterize certain bent partitions in terms of amorphic association schemes, linear codes and generalized Hadamard matrices, respectively. For general vectorial dual-bent functions $F: V_{n}^{(p)}\rightarrow V_{m}^{(p)}$ with $F(0)=0, F(x)=F(-x)$ and $2\leq m \leq \frac{n}{2}$, we give a necessary and sufficient condition on constructing association schemes. Based on such a result, more association schemes are constructed from vectorial dual-bent functions.
Ordered sequences of data, specified with a join operation to combine sequences, serve as a foundation for the implementation of parallel functional algorithms. This abstract data type can be elegantly and efficiently implemented using balanced binary trees, where a join operation is provided to combine two trees and rebalance as necessary. In this work, we present a verified implementation and cost analysis of joinable red-black trees in $\textbf{calf}$, a dependent type theory for cost analysis. We implement red-black trees and auxiliary intermediate data structures in such a way that all correctness invariants are intrinsically maintained. Then, we describe and verify precise cost bounds on the operations, making use of the red-black tree invariants. Finally, we implement standard algorithms on sequences using the simple join-based signature and bound their cost in the case that red-black trees are used as the underlying implementation. All proofs are formally mechanized using the embedding of $\textbf{calf}$ in the Agda theorem prover.
Statisticians are not only one of the earliest professional adopters of data visualization, but also some of its most prolific users. Understanding how these professionals utilize visual representations in their analytic process may shed light on best practices for visual sensemaking. We present results from an interview study involving 18 professional statisticians (19.7 years average in the profession) on three aspects: (1) their use of visualization in their daily analytic work; (2) their mental models of inferential statistical processes; and (3) their design recommendations for how to best represent statistical inferences. Interview sessions consisted of discussing inferential statistics, eliciting participant sketches of suitable visual designs, and finally, a design intervention with our proposed visual designs. We analyzed interview transcripts using thematic analysis and open coding, deriving thematic codes on statistical mindset, analytic process, and analytic toolkit. The key findings for each aspect are as follows: (1) statisticians make extensive use of visualization during all phases of their work (and not just when reporting results); (2) their mental models of inferential methods tend to be mostly visually based; and (3) many statisticians abhor dichotomous thinking. The latter suggests that a multi-faceted visual display of inferential statistics that includes a visual indicator of analytically important effect sizes may help to balance the attributed epistemic power of traditional statistical testing with an awareness of the uncertainty of sensemaking.
Prognostics and Health Management (PHM) is a discipline focused on predicting the point at which systems or components will cease to perform as intended, typically measured as Remaining Useful Life (RUL). RUL serves as a vital decision-making tool for contingency planning, guiding the timing and nature of system maintenance. Historically, PHM has primarily been applied to hardware systems, with its application to software only recently explored. In a recent study we introduced a methodology and demonstrated how changes in software can impact the RUL of software. However, in practical software development, real-time performance is also influenced by various environmental attributes, including operating systems, clock speed, processor performance, RAM, machine core count and others. This research extends the analysis to assess how changes in environmental attributes, such as operating system and clock speed, affect RUL estimation in software. Findings are rigorously validated using real performance data from controlled test beds and compared with predictive model-generated data. Statistical validation, including regression analysis, supports the credibility of the results. The controlled test bed environment replicates and validates faults from real applications, ensuring a standardized assessment platform. This exploration yields actionable knowledge for software maintenance and optimization strategies, addressing a significant gap in the field of software health management.
As artificial intelligence (AI) models continue to scale up, they are becoming more capable and integrated into various forms of decision-making systems. For models involved in moral decision-making, also known as artificial moral agents (AMA), interpretability provides a way to trust and understand the agent's internal reasoning mechanisms for effective use and error correction. In this paper, we provide an overview of this rapidly-evolving sub-field of AI interpretability, introduce the concept of the Minimum Level of Interpretability (MLI) and recommend an MLI for various types of agents, to aid their safe deployment in real-world settings.
Object detection typically assumes that training and test data are drawn from an identical distribution, which, however, does not always hold in practice. Such a distribution mismatch will lead to a significant performance drop. In this work, we aim to improve the cross-domain robustness of object detection. We tackle the domain shift on two levels: 1) the image-level shift, such as image style, illumination, etc, and 2) the instance-level shift, such as object appearance, size, etc. We build our approach based on the recent state-of-the-art Faster R-CNN model, and design two domain adaptation components, on image level and instance level, to reduce the domain discrepancy. The two domain adaptation components are based on H-divergence theory, and are implemented by learning a domain classifier in adversarial training manner. The domain classifiers on different levels are further reinforced with a consistency regularization to learn a domain-invariant region proposal network (RPN) in the Faster R-CNN model. We evaluate our newly proposed approach using multiple datasets including Cityscapes, KITTI, SIM10K, etc. The results demonstrate the effectiveness of our proposed approach for robust object detection in various domain shift scenarios.