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This article examines the implicit regularization effect of Stochastic Gradient Descent (SGD). We consider the case of SGD without replacement, the variant typically used to optimize large-scale neural networks. We analyze this algorithm in a more realistic regime than typically considered in theoretical works on SGD, as, e.g., we allow the product of the learning rate and Hessian to be $O(1)$. Our core theoretical result is that optimizing with SGD without replacement is locally equivalent to making an additional step on a novel regularizer. This implies that the trajectory of SGD without replacement diverges from both noise-injected GD and SGD with replacement (in which batches are sampled i.i.d.). Indeed, the two SGDs travel flat regions of the loss landscape in distinct directions and at different speeds. In expectation, SGD without replacement may escape saddles significantly faster and present a smaller variance. Moreover, we find that SGD implicitly regularizes the trace of the noise covariance in the eigendirections of small and negative Hessian eigenvalues. This coincides with penalizing a weighted trace of the Fisher Matrix and the Hessian on several vision tasks, thus encouraging sparsity in the spectrum of the Hessian of the loss in line with empirical observations from prior work. We also propose an explanation for why SGD does not train at the edge of stability (as opposed to GD).

We proposed a new objective intelligibility measure (OIM), called the Gammachirp Envelope Similarity Index (GESI), which can predict the speech intelligibility (SI) of simulated hearing loss (HL) sounds for normal hearing (NH) listeners. GESI is an intrusive method that computes the SI metric using the gammachirp filterbank (GCFB), the modulation filterbank, and the extended cosine similarity measure. The unique features of GESI are i) to reflect the hearing impaired (HI) listener's HL that appears in the audiogram and is caused by active and passive cochlear dysfunction, ii) to provide a single goodness metric, as in the widely used STOI and ESTOI, that can be used immediately to evaluate SE algorithms, and iii) to provide a simple control parameter to accept the level asymmetry of the reference and test sounds and to deal with individual listening conditions and environments. For evaluation, we conducted four SI experiments on words of male and female speech sounds in both laboratory and remote environments. We then evaluated GESI and the conventional OIMs, STOI, ESTOI, MBSTOI, and HASPI versions 1 and 2, in three test schemes for their ability to predict mean and individual SI values with and without the use of simulated HL sounds. GESI was shown to outperform the other OIMs in the evaluations. GESI could be used to improve SE algorithms in assistive listening devices for individual HI listeners.

Foundation models have shown great success in natural language processing, computer vision, and multimodal tasks. FMs have a large number of model parameters, thus requiring a substantial amount of data to help optimize the model during the training. Federated learning has revolutionized machine learning by enabling collaborative learning from decentralized data while still preserving the data privacy of clients. Despite the great benefits foundation models can have empowered by federated learning, they face severe computation, communication, and statistical challenges. In this paper, we propose a novel two-stage federated learning algorithm called FedMS. A global expert is trained in the first stage and a local expert is trained in the second stage to provide better personalization. We construct a Mixture of Foundation Models (MoFM) with these two experts and design a gate neural network with an inserted gate adapter that joins the aggregation every communication round in the second stage. To further adapt to edge computing scenarios with limited computational resources, we design a novel Sparsely Activated LoRA (SAL) algorithm that freezes the pre-trained foundation model parameters inserts low-rank adaptation matrices into transformer blocks and activates them progressively during the training. We employ extensive experiments to verify the effectiveness of FedMS, results show that FedMS outperforms other SOTA baselines by up to 55.25% in default settings.

We prove several new results for seedless condensers in the context of three related classes of sources: NOSF sources, SHELA sources as defined by [AORSV, EUROCRYPT'20], and almost CG sources as defined by [DMOZ, STOC'23]. We will think of these sources as a sequence of random variables $\mathbf{X}=\mathbf{X}_1,\dots,\mathbf{X}_\ell$ on $\ell$ symbols where at least $g$ symbols are "good" (i.e., uniformly random), denoted as a $(g,\ell)$-source, and the remaining "bad" $\ell-g$ symbols may adversarially depend on these $g$ good blocks. The difference between each of these sources is realized by restrictions on the power of the adversary, with the adversary in NOSF sources having no restrictions. Prior to our work, the only known seedless condenser upper or lower bound in these settings is due to [DMOZ, STOC'23] which explicitly constructs a seedless condenser for a restricted subset of $(g,\ell)$-almost CG sources. The following are our main results concerning seedless condensers for each of these three sources. 1. When $g\leq \frac{\ell}{2}$, we prove for all three classes of sources that condensing with error 0.99 above rate $\frac{1}{\lfloor \ell/g \rfloor}$ is impossible. 2. We show that condensing from (2, 3) NOSF sources above rate $\frac{2}{3}$ is impossible. 3. Quite surprisingly, we show the existence of excellent condensers for uniform $(2,3)$-SHELA and uniform almost CG sources, thus proving a separation from NOSF sources. Further, we explicitly construct a condenser that outputs $m = \frac{n}{16}$ bits and condenses any uniform $(2,3)$-SHELA source to entropy $m - O(\log(m / \varepsilon))$ (with error $\varepsilon$). Our construction is based on a new type of seeded extractor that we call output-light, which could be of independent interest. In contrast, we show that it is impossible to extract from uniform $(2,3)$-SHELA sources.

With the advent of large language models (LLMs) like GPT-3, a natural question is the extent to which these models can be utilized for source code optimization. This paper presents methodologically stringent case studies applied to well-known open source python libraries pillow and numpy. We find that contemporary LLM ChatGPT-4 (state September and October 2023) is surprisingly adept at optimizing energy and compute efficiency. However, this is only the case in interactive use, with a human expert in the loop. Aware of experimenter bias, we document our qualitative approach in detail, and provide transcript and source code. We start by providing a detailed description of our approach in conversing with the LLM to optimize the _getextrema function in the pillow library, and a quantitative evaluation of the performance improvement. To demonstrate qualitative replicability, we report further attempts on another locus in the pillow library, and one code locus in the numpy library, to demonstrate generalization within and beyond a library. In all attempts, the performance improvement is significant (factor up to 38). We have also not omitted reporting of failed attempts (there were none). We conclude that LLMs are a promising tool for code optimization in open source libraries, but that the human expert in the loop is essential for success. Nonetheless, we were surprised by how few iterations were required to achieve substantial performance improvements that were not obvious to the expert in the loop. We would like bring attention to the qualitative nature of this study, more robust quantitative studies would need to introduce a layer of selecting experts in a representative sample -- we invite the community to collaborate.

Knowledge enhanced pre-trained language models (K-PLMs) are shown to be effective for many public tasks in the literature but few of them have been successfully applied in practice. To address this problem, we propose K-AID, a systematic approach that includes a low-cost knowledge acquisition process for acquiring domain knowledge, an effective knowledge infusion module for improving model performance, and a knowledge distillation component for reducing the model size and deploying K-PLMs on resource-restricted devices (e.g., CPU) for real-world application. Importantly, instead of capturing entity knowledge like the majority of existing K-PLMs, our approach captures relational knowledge, which contributes to better-improving sentence-level text classification and text matching tasks that play a key role in question answering (QA). We conducted a set of experiments on five text classification tasks and three text matching tasks from three domains, namely E-commerce, Government, and Film&TV, and performed online A/B tests in E-commerce. Experimental results show that our approach is able to achieve substantial improvement on sentence-level question answering tasks and bring beneficial business value in industrial settings.

Graph Neural Networks (GNNs) have been studied from the lens of expressive power and generalization. However, their optimization properties are less well understood. We take the first step towards analyzing GNN training by studying the gradient dynamics of GNNs. First, we analyze linearized GNNs and prove that despite the non-convexity of training, convergence to a global minimum at a linear rate is guaranteed under mild assumptions that we validate on real-world graphs. Second, we study what may affect the GNNs' training speed. Our results show that the training of GNNs is implicitly accelerated by skip connections, more depth, and/or a good label distribution. Empirical results confirm that our theoretical results for linearized GNNs align with the training behavior of nonlinear GNNs. Our results provide the first theoretical support for the success of GNNs with skip connections in terms of optimization, and suggest that deep GNNs with skip connections would be promising in practice.

Commonsense knowledge and commonsense reasoning are some of the main bottlenecks in machine intelligence. In the NLP community, many benchmark datasets and tasks have been created to address commonsense reasoning for language understanding. These tasks are designed to assess machines' ability to acquire and learn commonsense knowledge in order to reason and understand natural language text. As these tasks become instrumental and a driving force for commonsense research, this paper aims to provide an overview of existing tasks and benchmarks, knowledge resources, and learning and inference approaches toward commonsense reasoning for natural language understanding. Through this, our goal is to support a better understanding of the state of the art, its limitations, and future challenges.

The era of big data provides researchers with convenient access to copious data. However, people often have little knowledge about it. The increasing prevalence of big data is challenging the traditional methods of learning causality because they are developed for the cases with limited amount of data and solid prior causal knowledge. This survey aims to close the gap between big data and learning causality with a comprehensive and structured review of traditional and frontier methods and a discussion about some open problems of learning causality. We begin with preliminaries of learning causality. Then we categorize and revisit methods of learning causality for the typical problems and data types. After that, we discuss the connections between learning causality and machine learning. At the end, some open problems are presented to show the great potential of learning causality with data.

Many natural language processing tasks solely rely on sparse dependencies between a few tokens in a sentence. Soft attention mechanisms show promising performance in modeling local/global dependencies by soft probabilities between every two tokens, but they are not effective and efficient when applied to long sentences. By contrast, hard attention mechanisms directly select a subset of tokens but are difficult and inefficient to train due to their combinatorial nature. In this paper, we integrate both soft and hard attention into one context fusion model, "reinforced self-attention (ReSA)", for the mutual benefit of each other. In ReSA, a hard attention trims a sequence for a soft self-attention to process, while the soft attention feeds reward signals back to facilitate the training of the hard one. For this purpose, we develop a novel hard attention called "reinforced sequence sampling (RSS)", selecting tokens in parallel and trained via policy gradient. Using two RSS modules, ReSA efficiently extracts the sparse dependencies between each pair of selected tokens. We finally propose an RNN/CNN-free sentence-encoding model, "reinforced self-attention network (ReSAN)", solely based on ReSA. It achieves state-of-the-art performance on both Stanford Natural Language Inference (SNLI) and Sentences Involving Compositional Knowledge (SICK) datasets.