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Split Learning (SL) and Federated Learning (FL) are two prominent distributed collaborative learning techniques that maintain data privacy by allowing clients to never share their private data with other clients and servers, and fined extensive IoT applications in smart healthcare, smart cities, and smart industry. Prior work has extensively explored the security vulnerabilities of FL in the form of poisoning attacks. To mitigate the effect of these attacks, several defenses have also been proposed. Recently, a hybrid of both learning techniques has emerged (commonly known as SplitFed) that capitalizes on their advantages (fast training) and eliminates their intrinsic disadvantages (centralized model updates). In this paper, we perform the first ever empirical analysis of SplitFed's robustness to strong model poisoning attacks. We observe that the model updates in SplitFed have significantly smaller dimensionality as compared to FL that is known to have the curse of dimensionality. We show that large models that have higher dimensionality are more susceptible to privacy and security attacks, whereas the clients in SplitFed do not have the complete model and have lower dimensionality, making them more robust to existing model poisoning attacks. Our results show that the accuracy reduction due to the model poisoning attack is 5x lower for SplitFed compared to FL.

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Much of the recent excitement around decentralized finance (DeFi) comes from hopes that DeFi can be a secure, private, less centralized alternative to traditional finance systems. However, people moving to DeFi sites in hopes of improving their security and privacy may end up with less of both as recent attacks have demonstrated. In this work, we improve the understanding of DeFi by conducting the first Web measurements of the security, privacy, and decentralization properties of popular DeFi front ends. We find that DeFi applications -- or dapps -- suffer from the same security and privacy risks that frequent other parts of the Web but those risks are greatly exacerbated considering the money that is involved in DeFi. Our results show that a common tracker can observe user behavior on over 56% of websites we analyzed and many trackers on DeFi sites can trivially link a user's Ethereum address with PII (e.g., user name or demographic information), or phish users by initiating fake Ethereum transactions. Lastly, we establish that despite claims to the opposite, because of companies like Amazon and Cloudflare operating significant Web infrastructure, DeFi as a whole is considerably less decentralized than previously believed.

Federated Learning offers a way to train deep neural networks in a distributed fashion. While this addresses limitations related to distributed data, it incurs a communication overhead as the model parameters or gradients need to be exchanged regularly during training. This can be an issue with large scale distribution of learning asks and negate the benefit of the respective resource distribution. In this paper, we we propose to utilise parallel Adapters for Federated Learning. Using various datasets, we show that Adapters can be applied with different Federated Learning techniques. We highlight that our approach can achieve similar inference performance compared to training the full model while reducing the communication overhead drastically. We further explore the applicability of Adapters in cross-silo and cross-device settings, as well as different non-IID data distributions.

Data scarcity and heterogeneity pose significant performance challenges for personalized federated learning, and these challenges are mainly reflected in overfitting and low precision in existing methods. To overcome these challenges, a multi-layer multi-fusion strategy framework is proposed in this paper, i.e., the server adopts the network layer parameters of each client upload model as the basic unit of fusion for information-sharing calculation. Then, a new fusion strategy combining personalized and generic is purposefully proposed, and the network layer number fusion threshold of each fusion strategy is designed according to the network layer function. Under this mechanism, the L2-Norm negative exponential similarity metric is employed to calculate the fusion weights of the corresponding feature extraction layer parameters for each client, thus improving the efficiency of heterogeneous data personalized collaboration. Meanwhile, the federated global optimal model approximation fusion strategy is adopted in the network full-connect layer, and this generic fusion strategy alleviates the overfitting introduced by forceful personalized. Finally, the experimental results show that the proposed method is superior to the state-of-the-art methods.

The precise estimation of resource usage is a complex and challenging issue due to the high variability and dimensionality of heterogeneous service types and dynamic workloads. Over the last few years, the prediction of resource usage and traffic has received ample attention from the research community. Many machine learning-based workload forecasting models have been developed by exploiting their computational power and learning capabilities. This paper presents the first systematic survey cum performance analysis-based comparative study of diversified machine learning-driven cloud workload prediction models. The discussion initiates with the significance of predictive resource management followed by a schematic description, operational design, motivation, and challenges concerning these workload prediction models. Classification and taxonomy of different prediction approaches into five distinct categories are presented focusing on the theoretical concepts and mathematical functioning of the existing state-of-the-art workload prediction methods. The most prominent prediction approaches belonging to a distinct class of machine learning models are thoroughly surveyed and compared. All five classified machine learning-based workload prediction models are implemented on a common platform for systematic investigation and comparison using three distinct benchmark cloud workload traces via experimental analysis. The essential key performance indicators of state-of-the-art approaches are evaluated for comparison and the paper is concluded by discussing the trade-offs and notable remarks.

Split Learning (SL) is one promising variant of Federated Learning (FL), where the AI model is split and trained at the clients and the server collaboratively. By offloading the computation-intensive portions to the server, SL enables efficient model training on resource-constrained clients. Despite its booming applications, SL still lacks rigorous convergence analysis on non-IID data, which is critical for hyperparameter selection. In this paper, we first prove that SL exhibits an $\mathcal{O}(1/\sqrt{R})$ convergence rate for non-convex objectives on non-IID data, where $R$ is the number of total training rounds. The derived convergence results can facilitate understanding the effect of some crucial factors in SL (e.g., data heterogeneity and synchronization interval). Furthermore, comparing with the convergence result of FL, we show that the guarantee of SL is worse than FL in terms of training rounds on non-IID data. The experimental results verify our theory. More findings on the comparison between FL and SL in cross-device settings are also reported.

Modern reinforcement learning (RL) often faces an enormous state-action space. Existing analytical results are typically for settings with a small number of state-actions, or simple models such as linearly modeled Q-functions. To derive statistically efficient RL policies handling large state-action spaces, with more general Q-functions, some recent works have considered nonlinear function approximation using kernel ridge regression. In this work, we derive sample complexities for kernel based Q-learning when a generative model exists. We propose a nonparametric Q-learning algorithm which finds an $\epsilon$-optimal policy in an arbitrarily large scale discounted MDP. The sample complexity of the proposed algorithm is order optimal with respect to $\epsilon$ and the complexity of the kernel (in terms of its information gain). To the best of our knowledge, this is the first result showing a finite sample complexity under such a general model.

Federated Learning (FL) is a decentralized machine-learning paradigm, in which a global server iteratively averages the model parameters of local users without accessing their data. User heterogeneity has imposed significant challenges to FL, which can incur drifted global models that are slow to converge. Knowledge Distillation has recently emerged to tackle this issue, by refining the server model using aggregated knowledge from heterogeneous users, other than directly averaging their model parameters. This approach, however, depends on a proxy dataset, making it impractical unless such a prerequisite is satisfied. Moreover, the ensemble knowledge is not fully utilized to guide local model learning, which may in turn affect the quality of the aggregated model. Inspired by the prior art, we propose a data-free knowledge distillation} approach to address heterogeneous FL, where the server learns a lightweight generator to ensemble user information in a data-free manner, which is then broadcasted to users, regulating local training using the learned knowledge as an inductive bias. Empirical studies powered by theoretical implications show that, our approach facilitates FL with better generalization performance using fewer communication rounds, compared with the state-of-the-art.

Model complexity is a fundamental problem in deep learning. In this paper we conduct a systematic overview of the latest studies on model complexity in deep learning. Model complexity of deep learning can be categorized into expressive capacity and effective model complexity. We review the existing studies on those two categories along four important factors, including model framework, model size, optimization process and data complexity. We also discuss the applications of deep learning model complexity including understanding model generalization capability, model optimization, and model selection and design. We conclude by proposing several interesting future directions.

As data are increasingly being stored in different silos and societies becoming more aware of data privacy issues, the traditional centralized training of artificial intelligence (AI) models is facing efficiency and privacy challenges. Recently, federated learning (FL) has emerged as an alternative solution and continue to thrive in this new reality. Existing FL protocol design has been shown to be vulnerable to adversaries within or outside of the system, compromising data privacy and system robustness. Besides training powerful global models, it is of paramount importance to design FL systems that have privacy guarantees and are resistant to different types of adversaries. In this paper, we conduct the first comprehensive survey on this topic. Through a concise introduction to the concept of FL, and a unique taxonomy covering: 1) threat models; 2) poisoning attacks and defenses against robustness; 3) inference attacks and defenses against privacy, we provide an accessible review of this important topic. We highlight the intuitions, key techniques as well as fundamental assumptions adopted by various attacks and defenses. Finally, we discuss promising future research directions towards robust and privacy-preserving federated learning.

Deep convolutional neural networks (CNNs) have recently achieved great success in many visual recognition tasks. However, existing deep neural network models are computationally expensive and memory intensive, hindering their deployment in devices with low memory resources or in applications with strict latency requirements. Therefore, a natural thought is to perform model compression and acceleration in deep networks without significantly decreasing the model performance. During the past few years, tremendous progress has been made in this area. In this paper, we survey the recent advanced techniques for compacting and accelerating CNNs model developed. These techniques are roughly categorized into four schemes: parameter pruning and sharing, low-rank factorization, transferred/compact convolutional filters, and knowledge distillation. Methods of parameter pruning and sharing will be described at the beginning, after that the other techniques will be introduced. For each scheme, we provide insightful analysis regarding the performance, related applications, advantages, and drawbacks etc. Then we will go through a few very recent additional successful methods, for example, dynamic capacity networks and stochastic depths networks. After that, we survey the evaluation matrix, the main datasets used for evaluating the model performance and recent benchmarking efforts. Finally, we conclude this paper, discuss remaining challenges and possible directions on this topic.

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