In the context of sketching for compressive mixture modeling, we revisit existing proofs of the Restricted Isometry Property of sketching operators with respect to certain mixtures models. After examining the shortcomings of existing guarantees, we propose an alternative analysis that circumvents the need to assume importance sampling when drawing random Fourier features to build random sketching operators. Our analysis is based on new deterministic bounds on the restricted isometry constant that depend solely on the set of frequencies used to define the sketching operator; then we leverage these bounds to establish concentration inequalities for random sketching operators that lead to the desired RIP guarantees. Our analysis also opens the door to theoretical guarantees for structured sketching with frequencies associated to fast random linear operators.
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When the CG method for solving linear algebraic systems was formulated about 70 years ago by Lanczos, Hestenes, and Stiefel, it was considered an iterative process possessing a mathematical finite termination property. CG was placed into a rich mathematical context, including links with Gauss quadrature and continued fractions. The optimality property of CG was described via a normalized weighted polynomial least squares approximation to zero. This highly nonlinear problem explains the adaptation of CG iterates to the given data. Karush and Hayes immediately considered CG in infinite dimensional Hilbert spaces and investigated its superlinear convergence. Since then, the view of CG and other Krylov subspace methods has changed. Today these methods are primarily used as computational tools, and their behavior is typically characterized using linear upper bounds or heuristics based on clustering of eigenvalues. Such simplifications limit the mathematical understanding and also negatively affect their practical application. This paper offers a different perspective. Focusing on CG and GMRES, it presents mathematically important and practically relevant phenomena that uncover their behavior through a discussion of computed examples. These examples provide an easily accessible approach that enables understanding of the methods, while pointers to more detailed analyses in the literature are given. This approach allows readers to choose the level of depth and thoroughness appropriate for their intentions. Some of the points made in this paper illustrate well known facts. Others challenge mainstream views and explain existing misunderstandings. Several points refer to recent results leading to open problems. We consider CG and GMRES crucially important for the mathematical understanding, further development, and practical applications also of other Krylov subspace methods.
The problem of assessing a parametric regression model in the presence of spatial correlation is addressed in this work. For that purpose, a goodness-of-fit test based on a $L_2$-distance comparing a parametric and a nonparametric regression estimators is proposed. Asymptotic properties of the test statistic, both under the null hypothesis and under local alternatives, are derived. Additionally, a bootstrap procedure is designed to calibrate the test in practice. Finite sample performance of the test is analyzed through a simulation study, and its applicability is illustrated using a real data example.
The emergence of industrial-scale speech recognition (ASR) models such as Whisper and USM, trained on 1M hours of weakly labelled and 12M hours of audio only proprietary data respectively, has led to a stronger need for large scale public ASR corpora and competitive open source pipelines. Unlike the said models, large language models are typically based on Transformer decoders, and it remains unclear if decoder-only models trained on public data alone can deliver competitive performance. In this work, we investigate factors such as choice of training datasets and modeling components necessary for obtaining the best performance using public English ASR corpora alone. Our Decoder-Only Transformer for ASR (DOTA) model comprehensively outperforms the encoder-decoder open source replication of Whisper (OWSM) on nearly all English ASR benchmarks and outperforms Whisper large-v3 on 7 out of 15 test sets. We release our codebase and model checkpoints under permissive license.
Extended Vision techniques are ubiquitous in physics. However, the data cubes steaming from such analysis often pose a challenge in their interpretation, due to the intrinsic difficulty in discerning the relevant information from the spectra composing the data cube. Furthermore, the huge dimensionality of data cube spectra poses a complex task in its statistical interpretation; nevertheless, this complexity contains a massive amount of statistical information that can be exploited in an unsupervised manner to outline some essential properties of the case study at hand, e.g.~it is possible to obtain an image segmentation via (deep) clustering of data-cube's spectra, performed in a suitably defined low-dimensional embedding space. To tackle this topic, we explore the possibility of applying unsupervised clustering methods in encoded space, i.e. perform deep clustering on the spectral properties of datacube pixels. A statistical dimensional reduction is performed by an ad hoc trained (Variational) AutoEncoder, in charge of mapping spectra into lower dimensional metric spaces, while the clustering process is performed by a (learnable) iterative K-Means clustering algorithm. We apply this technique to two different use cases, of different physical origins: a set of Macro mapping X-Ray Fluorescence (MA-XRF) synthetic data on pictorial artworks, and a dataset of simulated astrophysical observations.
A completely nonparametric method for the estimation of mixture cure models is proposed. A nonparametric estimator of the incidence is extensively studied and a nonparametric estimator of the latency is presented. These estimators, which are based on the Beran estimator of the conditional survival function, are proved to be the local maximum likelihood estimators. An i.i.d. representation is obtained for the nonparametric incidence estimator. As a consequence, an asymptotically optimal bandwidth is found. Moreover, a bootstrap bandwidth selection method for the nonparametric incidence estimator is proposed. The introduced nonparametric estimators are compared with existing semiparametric approaches in a simulation study, in which the performance of the bootstrap bandwidth selector is also assessed. Finally, the method is applied to a database of colorectal cancer from the University Hospital of A Coru\~na (CHUAC).
A nonparametric latency estimator for mixture cure models is studied in this paper. An i.i.d. representation is obtained, the asymptotic mean squared error of the latency estimator is found, and its asymptotic normality is proven. A bootstrap bandwidth selection method is introduced and its efficiency is evaluated in a simulation study. The proposed methods are applied to a dataset of colorectal cancer patients in the University Hospital of A Coru\~na (CHUAC).
Lattices are architected metamaterials whose properties strongly depend on their geometrical design. The analogy between lattices and graphs enables the use of graph neural networks (GNNs) as a faster surrogate model compared to traditional methods such as finite element modelling. In this work we present a higher-order GNN model trained to predict the fourth-order stiffness tensor of periodic strut-based lattices. The key features of the model are (i) SE(3) equivariance, and (ii) consistency with the thermodynamic law of conservation of energy. We compare the model to non-equivariant models based on a number of error metrics and demonstrate the benefits of the encoded equivariance and energy conservation in terms of predictive performance and reduced training requirements.
Adversarial generative models, such as Generative Adversarial Networks (GANs), are widely applied for generating various types of data, i.e., images, text, and audio. Accordingly, its promising performance has led to the GAN-based adversarial attack methods in the white-box and black-box attack scenarios. The importance of transferable black-box attacks lies in their ability to be effective across different models and settings, more closely aligning with real-world applications. However, it remains challenging to retain the performance in terms of transferable adversarial examples for such methods. Meanwhile, we observe that some enhanced gradient-based transferable adversarial attack algorithms require prolonged time for adversarial sample generation. Thus, in this work, we propose a novel algorithm named GE-AdvGAN to enhance the transferability of adversarial samples whilst improving the algorithm's efficiency. The main approach is via optimising the training process of the generator parameters. With the functional and characteristic similarity analysis, we introduce a novel gradient editing (GE) mechanism and verify its feasibility in generating transferable samples on various models. Moreover, by exploring the frequency domain information to determine the gradient editing direction, GE-AdvGAN can generate highly transferable adversarial samples while minimizing the execution time in comparison to the state-of-the-art transferable adversarial attack algorithms. The performance of GE-AdvGAN is comprehensively evaluated by large-scale experiments on different datasets, which results demonstrate the superiority of our algorithm. The code for our algorithm is available at: //github.com/LMBTough/GE-advGAN
In the past few years, the emergence of pre-training models has brought uni-modal fields such as computer vision (CV) and natural language processing (NLP) to a new era. Substantial works have shown they are beneficial for downstream uni-modal tasks and avoid training a new model from scratch. So can such pre-trained models be applied to multi-modal tasks? Researchers have explored this problem and made significant progress. This paper surveys recent advances and new frontiers in vision-language pre-training (VLP), including image-text and video-text pre-training. To give readers a better overall grasp of VLP, we first review its recent advances from five aspects: feature extraction, model architecture, pre-training objectives, pre-training datasets, and downstream tasks. Then, we summarize the specific VLP models in detail. Finally, we discuss the new frontiers in VLP. To the best of our knowledge, this is the first survey on VLP. We hope that this survey can shed light on future research in the VLP field.
Recent work pre-training Transformers with self-supervised objectives on large text corpora has shown great success when fine-tuned on downstream NLP tasks including text summarization. However, pre-training objectives tailored for abstractive text summarization have not been explored. Furthermore there is a lack of systematic evaluation across diverse domains. In this work, we propose pre-training large Transformer-based encoder-decoder models on massive text corpora with a new self-supervised objective. In PEGASUS, important sentences are removed/masked from an input document and are generated together as one output sequence from the remaining sentences, similar to an extractive summary. We evaluated our best PEGASUS model on 12 downstream summarization tasks spanning news, science, stories, instructions, emails, patents, and legislative bills. Experiments demonstrate it achieves state-of-the-art performance on all 12 downstream datasets measured by ROUGE scores. Our model also shows surprising performance on low-resource summarization, surpassing previous state-of-the-art results on 6 datasets with only 1000 examples. Finally we validated our results using human evaluation and show that our model summaries achieve human performance on multiple datasets.
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