The widespread adoption of Internet of Things (IoT) devices in smart cities, intelligent healthcare systems, and various real-world applications have resulted in the generation of vast amounts of data, often analyzed using different Machine Learning (ML) models. Federated learning (FL) has been acknowledged as a privacy-preserving machine learning technology, where multiple parties cooperatively train ML models without exchanging raw data. However, the current FL architecture does not allow for an audit of the training process due to the various data-protection policies implemented by each FL participant. Furthermore, there is no global model verifiability available in the current architecture. This paper proposes a smart contract-based policy control for securing the Federated Learning (FL) management system. First, we develop and deploy a smart contract-based local training policy control on the FL participants' side. This policy control is used to verify the training process, ensuring that the evaluation process follows the same rules for all FL participants. We then enforce a smart contract-based aggregation policy to manage the global model aggregation process. Upon completion, the aggregated model and policy are stored on blockchain-based storage. Subsequently, we distribute the aggregated global model and the smart contract to all FL participants. Our proposed method uses smart policy control to manage access and verify the integrity of machine learning models. We conducted multiple experiments with various machine learning architectures and datasets to evaluate our proposed framework, such as MNIST and CIFAR-10.
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In the era of deep learning, federated learning (FL) presents a promising approach that allows multi-institutional data owners, or clients, to collaboratively train machine learning models without compromising data privacy. However, most existing FL approaches rely on a centralized server for global model aggregation, leading to a single point of failure. This makes the system vulnerable to malicious attacks when dealing with dishonest clients. In this work, we address this problem by proposing a secure and reliable FL system based on blockchain and distributed ledger technology. Our system incorporates a peer-to-peer voting mechanism and a reward-and-slash mechanism, which are powered by on-chain smart contracts, to detect and deter malicious behaviors. Both theoretical and empirical analyses are presented to demonstrate the effectiveness of the proposed approach, showing that our framework is robust against malicious client-side behaviors.
In this paper, we examine cloud-edge-terminal IoT networks, where edges undertake a range of typical dynamic scheduling tasks. In these IoT networks, a central policy for each task can be constructed at a cloud server. The central policy can be then used by the edges conducting the task, thereby mitigating the need for them to learn their own policy from scratch. Furthermore, this central policy can be collaboratively learned at the cloud server by aggregating local experiences from the edges, thanks to the hierarchical architecture of the IoT networks. To this end, we propose a novel collaborative policy learning framework for dynamic scheduling tasks using federated reinforcement learning. For effective learning, our framework adaptively selects the tasks for collaborative learning in each round, taking into account the need for fairness among tasks. In addition, as a key enabler of the framework, we propose an edge-agnostic policy structure that enables the aggregation of local policies from different edges. We then provide the convergence analysis of the framework. Through simulations, we demonstrate that our proposed framework significantly outperforms the approaches without collaborative policy learning. Notably, it accelerates the learning speed of the policies and allows newly arrived edges to adapt to their tasks more easily.
Accurately estimating gas usage is essential for the efficient functioning of gas distribution networks and saving operational costs. Traditional methods rely on centralized data processing, which poses privacy risks. Federated learning (FL) offers a solution to this problem by enabling local data processing on each participant, such as gas companies and heating stations. However, local training and communication overhead may discourage gas companies and heating stations from actively participating in the FL training process. To address this challenge, we propose a Hierarchical FL Incentive Mechanism for Gas Usage Estimation (HI-GAS), which has been testbedded in the ENN Group, one of the leading players in the natural gas and green energy industry. It is designed to support horizontal FL among gas companies, and vertical FL among each gas company and heating station within a hierarchical FL ecosystem, rewarding participants based on their contributions to FL. In addition, a hierarchical FL model aggregation approach is also proposed to improve the gas usage estimation performance by aggregating models at different levels of the hierarchy. The incentive scheme employs a multi-dimensional contribution-aware reward distribution function that combines the evaluation of data quality and model contribution to incentivize both gas companies and heating stations within their jurisdiction while maintaining fairness. Results of extensive experiments validate the effectiveness of the proposed mechanism.
Federated learning is a decentralized machine learning paradigm that allows multiple clients to collaborate by leveraging local computational power and the models transmission. This method reduces the costs and privacy concerns associated with centralized machine learning methods while ensuring data privacy by distributing training data across heterogeneous devices. On the other hand, federated learning has the drawback of data leakage due to the lack of privacy-preserving mechanisms employed during storage, transfer, and sharing, thus posing significant risks to data owners and suppliers. Blockchain technology has emerged as a promising technology for offering secure data-sharing platforms in federated learning, especially in Industrial Internet of Things (IIoT) settings. This survey aims to compare the performance and security of various data privacy mechanisms adopted in blockchain-based federated learning architectures. We conduct a systematic review of existing literature on secure data-sharing platforms for federated learning provided by blockchain technology, providing an in-depth overview of blockchain-based federated learning, its essential components, and discussing its principles, and potential applications. The primary contribution of this survey paper is to identify critical research questions and propose potential directions for future research in blockchain-based federated learning.
Artificial intelligence (AI) and deep learning techniques have gained significant attraction in recent years, owing to their remarkable capability of achieving high performance across a broad range of applications. However, a crucial challenge in training such models is the acquisition of vast amounts of data, which is often limited in fields like healthcare. In this domain, medical data is typically scattered across various sources such as hospitals, clinics, and wearable devices. The aggregated data collected from multiple sources in the healthcare domain is sufficient for training advanced deep learning models. However, these sources are frequently hesitant to share such data due to privacy considerations. To address this challenge, researchers have proposed the integration of blockchain and federated learning to develop a system that facilitates the secure sharing of medical records. This work provides a succinct review of the current state of the art in the use of blockchain and federated learning in the decentralized healthcare domain.
The Internet of Energy (IoE) is a distributed paradigm that leverages smart networks and distributed system technologies to enable decentralized energy systems. In contrast to the traditional centralized energy systems, distributed Energy Internet systems comprise multiple components and communication requirements that demand innovative technologies for decentralization, reliability, efficiency, and security. Recent advances in blockchain architectures, smart contracts, and distributed federated learning technologies have opened up new opportunities for realizing decentralized Energy Internet services. In this paper, we present a comprehensive analysis and classification of state-of-the-art solutions that employ blockchain, smart contracts, and federated learning for the IoE domains. Specifically, we identify four representative system models and discuss their key aspects. These models demonstrate the diverse ways in which blockchain, smart contracts, and federated learning can be integrated to support the main domains of IoE, namely distributed energy trading and sharing, smart microgrid energy networks, and electric and connected vehicle management. Furthermore, we provide a detailed comparison of the different levels of decentralization, the advantages of federated learning, and the benefits of using blockchain for the IoE systems. Additionally, we identify open issues and areas for future research for integrating federated learning and blockchain in the Internet of Energy domains.
Artificial Intelligence (AI) is rapidly becoming integrated into military Command and Control (C2) systems as a strategic priority for many defence forces. The successful implementation of AI is promising to herald a significant leap in C2 agility through automation. However, realistic expectations need to be set on what AI can achieve in the foreseeable future. This paper will argue that AI could lead to a fragility trap, whereby the delegation of C2 functions to an AI could increase the fragility of C2, resulting in catastrophic strategic failures. This calls for a new framework for AI in C2 to avoid this trap. We will argue that antifragility along with agility should form the core design principles for AI-enabled C2 systems. This duality is termed Agile, Antifragile, AI-Enabled Command and Control (A3IC2). An A3IC2 system continuously improves its capacity to perform in the face of shocks and surprises through overcompensation from feedback during the C2 decision-making cycle. An A3IC2 system will not only be able to survive within a complex operational environment, it will also thrive, benefiting from the inevitable shocks and volatility of war.
Federated learning (FL) is an emerging, privacy-preserving machine learning paradigm, drawing tremendous attention in both academia and industry. A unique characteristic of FL is heterogeneity, which resides in the various hardware specifications and dynamic states across the participating devices. Theoretically, heterogeneity can exert a huge influence on the FL training process, e.g., causing a device unavailable for training or unable to upload its model updates. Unfortunately, these impacts have never been systematically studied and quantified in existing FL literature. In this paper, we carry out the first empirical study to characterize the impacts of heterogeneity in FL. We collect large-scale data from 136k smartphones that can faithfully reflect heterogeneity in real-world settings. We also build a heterogeneity-aware FL platform that complies with the standard FL protocol but with heterogeneity in consideration. Based on the data and the platform, we conduct extensive experiments to compare the performance of state-of-the-art FL algorithms under heterogeneity-aware and heterogeneity-unaware settings. Results show that heterogeneity causes non-trivial performance degradation in FL, including up to 9.2% accuracy drop, 2.32x lengthened training time, and undermined fairness. Furthermore, we analyze potential impact factors and find that device failure and participant bias are two potential factors for performance degradation. Our study provides insightful implications for FL practitioners. On the one hand, our findings suggest that FL algorithm designers consider necessary heterogeneity during the evaluation. On the other hand, our findings urge system providers to design specific mechanisms to mitigate the impacts of heterogeneity.
It has been a long time that computer architecture and systems are optimized to enable efficient execution of machine learning (ML) algorithms or models. Now, it is time to reconsider the relationship between ML and systems, and let ML transform the way that computer architecture and systems are designed. This embraces a twofold meaning: the improvement of designers' productivity, and the completion of the virtuous cycle. In this paper, we present a comprehensive review of work that applies ML for system design, which can be grouped into two major categories, ML-based modelling that involves predictions of performance metrics or some other criteria of interest, and ML-based design methodology that directly leverages ML as the design tool. For ML-based modelling, we discuss existing studies based on their target level of system, ranging from the circuit level to the architecture/system level. For ML-based design methodology, we follow a bottom-up path to review current work, with a scope of (micro-)architecture design (memory, branch prediction, NoC), coordination between architecture/system and workload (resource allocation and management, data center management, and security), compiler, and design automation. We further provide a future vision of opportunities and potential directions, and envision that applying ML for computer architecture and systems would thrive in the community.
As data are increasingly being stored in different silos and societies becoming more aware of data privacy issues, the traditional centralized training of artificial intelligence (AI) models is facing efficiency and privacy challenges. Recently, federated learning (FL) has emerged as an alternative solution and continue to thrive in this new reality. Existing FL protocol design has been shown to be vulnerable to adversaries within or outside of the system, compromising data privacy and system robustness. Besides training powerful global models, it is of paramount importance to design FL systems that have privacy guarantees and are resistant to different types of adversaries. In this paper, we conduct the first comprehensive survey on this topic. Through a concise introduction to the concept of FL, and a unique taxonomy covering: 1) threat models; 2) poisoning attacks and defenses against robustness; 3) inference attacks and defenses against privacy, we provide an accessible review of this important topic. We highlight the intuitions, key techniques as well as fundamental assumptions adopted by various attacks and defenses. Finally, we discuss promising future research directions towards robust and privacy-preserving federated learning.
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