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Ensuring that AI systems reliably and robustly avoid harmful or dangerous behaviours is a crucial challenge, especially for AI systems with a high degree of autonomy and general intelligence, or systems used in safety-critical contexts. In this paper, we will introduce and define a family of approaches to AI safety, which we will refer to as guaranteed safe (GS) AI. The core feature of these approaches is that they aim to produce AI systems which are equipped with high-assurance quantitative safety guarantees. This is achieved by the interplay of three core components: a world model (which provides a mathematical description of how the AI system affects the outside world), a safety specification (which is a mathematical description of what effects are acceptable), and a verifier (which provides an auditable proof certificate that the AI satisfies the safety specification relative to the world model). We outline a number of approaches for creating each of these three core components, describe the main technical challenges, and suggest a number of potential solutions to them. We also argue for the necessity of this approach to AI safety, and for the inadequacy of the main alternative approaches.

Concerns for the resilience of Cyber-Physical Systems (CPS)s in critical infrastructure are growing. CPS integrate sensing, computation, control, and networking into physical objects and mission-critical services, connecting traditional infrastructure to internet technologies. While this integration increases service efficiency, it has to face the possibility of new threats posed by the new functionalities. This leads to cyber-threats, such as denial-of-service, modification of data, information leakage, spreading of malware, and many others. Cyber-resilience refers to the ability of a CPS to prepare, absorb, recover, and adapt to the adverse effects associated with cyber-threats, e.g., physical degradation of the CPS performance resulting from a cyber-attack. Cyber-resilience aims at ensuring CPS survival by keeping the core functionalities of the CPS in case of extreme events. The literature on cyber-resilience is rapidly increasing, leading to a broad variety of research works addressing this new topic. In this article, we create a systematization of knowledge about existing scientific efforts of making CPSs cyber-resilient. We systematically survey recent literature addressing cyber-resilience with a focus on techniques that may be used on CPSs. We first provide preliminaries and background on CPSs and threats, and subsequently survey state-of-the-art approaches that have been proposed by recent research work applicable to CPSs. In particular, we aim at differentiating research work from traditional risk management approaches based on the general acceptance that it is unfeasible to prevent and mitigate all possible risks threatening a CPS. We also discuss questions and research challenges, with a focus on the practical aspects of cyber-resilience, such as the use of metrics and evaluation methods as well as testing and validation environments.

With the advancement of neural networks, diverse methods for neural Granger causality have emerged, which demonstrate proficiency in handling complex data, and nonlinear relationships. However, the existing framework of neural Granger causality has several limitations. It requires the construction of separate predictive models for each target variable, and the relationship depends on the sparsity on the weights of the first layer, resulting in challenges in effectively modeling complex relationships between variables as well as unsatisfied estimation accuracy of Granger causality. Moreover, most of them cannot grasp full-time Granger causality. To address these drawbacks, we propose a Jacobian Regularizer-based Neural Granger Causality (JRNGC) approach, a straightforward yet highly effective method for learning multivariate summary Granger causality and full-time Granger causality by constructing a single model for all target variables. Specifically, our method eliminates the sparsity constraints of weights by leveraging an input-output Jacobian matrix regularizer, which can be subsequently represented as the weighted causal matrix in the post-hoc analysis. Extensive experiments show that our proposed approach achieves competitive performance with the state-of-the-art methods for learning summary Granger causality and full-time Granger causality while maintaining lower model complexity and high scalability.

Staggered treatment adoption arises in the evaluation of policy impact and implementation in a variety of settings. This occurs in both randomized stepped-wedge trials and non-randomized quasi-experimental designs using causal inference methods based on difference-in-differences analysis. In both settings, it is crucial to carefully consider the target estimand and possible treatment effect heterogeneities in order to estimate the effect without bias and in an interpretable fashion. This paper proposes a novel non-parametric approach to this estimation for either setting. By constructing an estimator using two-by-two difference-in-difference comparisons as building blocks with arbitrary weights, the investigator can select weights to target the desired estimand in an unbiased manner under assumed treatment effect homogeneity, and minimize the variance under an assumed working covariance structure. This provides desirable bias properties with a relatively small sacrifice in variance and power by using the comparisons efficiently. The method is demonstrated on toy examples to show the process, as well as in the re-analysis of a stepped wedge trial on the impact of novel tuberculosis diagnostic tools. A full algorithm with R code is provided to implement this method. The proposed method allows for high flexibility and clear targeting of desired effects, providing one solution to the bias-variance-generalizability tradeoff.

DNN-based watermarking methods are rapidly developing and delivering impressive performances. Recent advances achieve resolution-agnostic image watermarking by reducing the variant resolution watermarking problem to a fixed resolution watermarking problem. However, such a reduction process can potentially introduce artifacts and low robustness. To address this issue, we propose the first, to the best of our knowledge, Resolution-Agnostic Image WaterMarking (RAIMark) framework by watermarking the implicit neural representation (INR) of image. Unlike previous methods, our method does not rely on the previous reduction process by directly watermarking the continuous signal instead of image pixels, thus achieving resolution-agnostic watermarking. Precisely, given an arbitrary-resolution image, we fit an INR for the target image. As a continuous signal, such an INR can be sampled to obtain images with variant resolutions. Then, we quickly fine-tune the fitted INR to get a watermarked INR conditioned on a binary secret message. A pre-trained watermark decoder extracts the hidden message from any sampled images with arbitrary resolutions. By directly watermarking INR, we achieve resolution-agnostic watermarking with increased robustness. Extensive experiments show that our method outperforms previous methods with significant improvements: averagely improved bit accuracy by 7%$\sim$29%. Notably, we observe that previous methods are vulnerable to at least one watermarking attack (e.g. JPEG, crop, resize), while ours are robust against all watermarking attacks.

The proliferation of edge devices has brought Federated Learning (FL) to the forefront as a promising paradigm for decentralized and collaborative model training while preserving the privacy of clients' data. However, FL struggles with a significant performance reduction and poor convergence when confronted with Non-Independent and Identically Distributed (Non-IID) data distributions among participating clients. While previous efforts, such as client drift mitigation and advanced server-side model fusion techniques, have shown some success in addressing this challenge, they often overlook the root cause of the performance reduction - the absence of identical data accurately mirroring the global data distribution among clients. In this paper, we introduce Gen-FedSD, a novel approach that harnesses the powerful capability of state-of-the-art text-to-image foundation models to bridge the significant Non-IID performance gaps in FL. In Gen-FedSD, each client constructs textual prompts for each class label and leverages an off-the-shelf state-of-the-art pre-trained Stable Diffusion model to synthesize high-quality data samples. The generated synthetic data is tailored to each client's unique local data gaps and distribution disparities, effectively making the final augmented local data IID. Through extensive experimentation, we demonstrate that Gen-FedSD achieves state-of-the-art performance and significant communication cost savings across various datasets and Non-IID settings.

Harnessing Large Language Models (LLMs) for generative recommendation has garnered significant attention due to LLMs' powerful capacities such as rich world knowledge and reasoning. However, a critical challenge lies in transforming recommendation data into the language space of LLMs through effective item tokenization. Existing approaches, such as ID identifiers, textual identifiers, and codebook-based identifiers, exhibit limitations in encoding semantic information, incorporating collaborative signals, or handling code assignment bias. To address these shortcomings, we propose LETTER (a LEarnable Tokenizer for generaTivE Recommendation), designed to meet the key criteria of identifiers by integrating hierarchical semantics, collaborative signals, and code assignment diversity. LETTER integrates Residual Quantized VAE for semantic regularization, a contrastive alignment loss for collaborative regularization, and a diversity loss to mitigate code assignment bias. We instantiate LETTER within two generative recommender models and introduce a ranking-guided generation loss to enhance their ranking ability. Extensive experiments across three datasets demonstrate the superiority of LETTER in item tokenization, thereby advancing the state-of-the-art in the field of generative recommendation.

Graph workloads pose a particularly challenging problem for query optimizers. They typically feature large queries made up of entirely many-to-many joins with complex correlations. This puts significant stress on traditional cardinality estimation methods which generally see catastrophic errors when estimating the size of queries with only a handful of joins. To overcome this, we propose COLOR, a framework for subgraph cardinality estimation which applies insights from graph compression theory to produce a compact summary that captures the global topology of the data graph. Further, we identify several key optimizations that enable tractable estimation over this summary even for large query graphs. We then evaluate several designs within this framework and find that they improve accuracy by up to 10$^3$x over all competing methods while maintaining fast inference, a small memory footprint, efficient construction, and graceful degradation under updates.

Object detectors usually achieve promising results with the supervision of complete instance annotations. However, their performance is far from satisfactory with sparse instance annotations. Most existing methods for sparsely annotated object detection either re-weight the loss of hard negative samples or convert the unlabeled instances into ignored regions to reduce the interference of false negatives. We argue that these strategies are insufficient since they can at most alleviate the negative effect caused by missing annotations. In this paper, we propose a simple but effective mechanism, called Co-mining, for sparsely annotated object detection. In our Co-mining, two branches of a Siamese network predict the pseudo-label sets for each other. To enhance multi-view learning and better mine unlabeled instances, the original image and corresponding augmented image are used as the inputs of two branches of the Siamese network, respectively. Co-mining can serve as a general training mechanism applied to most of modern object detectors. Experiments are performed on MS COCO dataset with three different sparsely annotated settings using two typical frameworks: anchor-based detector RetinaNet and anchor-free detector FCOS. Experimental results show that our Co-mining with RetinaNet achieves 1.4%~2.1% improvements compared with different baselines and surpasses existing methods under the same sparsely annotated setting.

Deep neural networks (DNNs) are successful in many computer vision tasks. However, the most accurate DNNs require millions of parameters and operations, making them energy, computation and memory intensive. This impedes the deployment of large DNNs in low-power devices with limited compute resources. Recent research improves DNN models by reducing the memory requirement, energy consumption, and number of operations without significantly decreasing the accuracy. This paper surveys the progress of low-power deep learning and computer vision, specifically in regards to inference, and discusses the methods for compacting and accelerating DNN models. The techniques can be divided into four major categories: (1) parameter quantization and pruning, (2) compressed convolutional filters and matrix factorization, (3) network architecture search, and (4) knowledge distillation. We analyze the accuracy, advantages, disadvantages, and potential solutions to the problems with the techniques in each category. We also discuss new evaluation metrics as a guideline for future research.